We review our experimental and theoretical studies on the ultra-smallsingle-walled carbon nanotubes (SWNTs) fabricated in the 1 nm channels ofAlPO4-5(AFI) zeolite single crystals. The structure of the SWNT was characterized by transmissionelectron microscopy (TEM), diffuse x-ray diffraction, and micro-Raman measurements, allconsistently indicating a diameter of 0.4 nm, at or close to the theoretical limit. The largecurvature in the 0.4 nm SWNTs makes the nanotubes marginally stable. On the one hand,the free-standing 0.4 nm SWNTs can be thermally destroyed at a much lower temperaturethan larger sized SWNTs but, on the other hand, it introduces a variety of interestingmaterial characteristics such as the large split of the G-like Raman modes, softeningof the radial breathing modes, closing of the semiconducting gap so that the(5,0) nanotubes are metallic, and the enhancement of the electron–phonon coupling that makesthese ultra-small nanotubes superconducting at a relatively high temperature (15 K). Bandstructure and dielectric function of the 0.4 nm SWNTs were calculated using thelocal-density-functional approach. The calculated dielectric functions yield predictions invery good agreement with the experimentally measured absorption spectra. Theabsorption bands can be identified as dipole transitions between states in thevicinity of the van Hove singularities. Further confirmation of these dipole-allowedtransitions was obtained by the resonant Raman excitation spectrum. Electrictransport measurements were conducted on the SWNT@AFI crystals. As the zeolitematrix is insulating, electric conduction can be ascribed to the nanotubes. It wasshown that the conductivity of the 0.4 nm SWNTs is governed by a 1D electronhopping process at temperatures above 20 K. The measured magnetic and transportproperties revealed that at temperatures below 20 K, these ultra-small SWNTsexhibit superconducting behaviour with a mean-field superconducting transitiontemperature of 15 K. The superconducting characteristics display smooth temperaturevariations owing to 1D fluctuation. The observed anisotropic Meissner effect, thesuperconducting gap and fluctuation supercurrent were consistently explainedon the basis of the Ginzburg–Landau formalism. By means of lithium doping,the electronic structure of the ultra-small SWNTs can be modified. Results ofa first-principles calculation as well as experimental observation show that theSWNT@AFI system can adsorb lithium atoms up to a density as high as 10 wt%.
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