Abstract

Non-patent literature is defined as scientific publications, technical standards, conference proceedings, clinical trials, books, manuals, technical or research reports, or any other technical scientific material which is cited in patents to show what has already been published and disseminated about the invention to be patented, in order to justify its novelty. These documents are considered technically relevant to the patent granting procedure and are cited along with other patents related to the same subject matter.

Highlights

  • Numerous studies have focused on measuring the impact of these scientific references on patents, considering them to be an indicator of value

  • To find out more about the characteristics of these citations in the patents, it is necessary to explore the initial phase of the process of granting the patents where they are presented after the Prior Art search

  • In the area of citations, there is the FIVE IP OFFICE cooperation project, made up of the offices in Europe, the United States of America, Japan, Korea and China, whose aim is to improve patent examination processes, with services and applications such as the Common Citation Document (CCD) citation consultation tool or the Global Dossier initiative, which provides access to documents associated with the process of granting patents, including lists of bibliographic references submitted by the applicant and examiner, as well as the terms and classifications used in the Prior Art search

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Summary

Introduction

Publisher’s Note: MDPI stays neutral with regard to jurisdictional claims in published maps and institutional affiliations. The presence of scientific references in patents, and their quantification and analysis, are excellent indicators to describe this science–technology link, being key to analyse this process of technology transfer In this respect, numerous studies have focused on measuring the impact of these scientific references on patents, considering them to be an indicator of value. The fact that they have been cited in these documents would add value to the influence of that publication in the technological field In this sense, the format and standardization of these references will become important for the establishment of metrics that allow their quantification and analysis, in order to evaluate this “technological” factor. To find out more about the characteristics of these citations in the patents, it is necessary to explore the initial phase of the process of granting the patents where they are presented after the Prior Art search

Search Reports “Prior Art”: Process of Granting Patents
Format and Standardization
Cooperation Projects
Impact of NPL Citations
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