Species richness and diversity substantially affect forest structures and function and are critical indicators of sustainable forest management. Sampling surveys are widely used in forest inventories because they efficiently assess forest characteristics. However, an appropriate sample plot design is required. The objectives of this study were to evaluate the effects of plot design on estimating species richness and species diversity using a simulation. A 20 ha census plot was established in a temperate forest to obtain the true values of species richness and species diversity. One single plot design and nine cluster plot designs were evaluated. The results indicated significant differences in forest species richness and species diversity for different plot designs. The cluster plot design with a square subplot configuration (SCONFIG) and extent of ground area covered by a cluster (EGROUND) of 500 m2 exhibited the best performance (accuracy, precision) in estimating forest species richness. In contrast, a rectangular cluster plot with an EGROUND of 1000 m2 was more suitable for assessing species diversity. This study demonstrates that cluster plots outperform a single plot for evaluating species richness and species diversity in temperate forests.
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