Two-dimensional Phased Array Research Articles

A strategy for addressing large-scale hinge issues in large two-dimensional planar phased array antennas

In large space structures, the numerous connecting hinges exhibit significant nonlinear characteristics that profoundly impact the structural dynamic properties. The accuracy of hinge parameters is crucial for ensuring the precision of structural dynamic models. This paper addresses the issue of large-scale hinge parameter optimization for a two-dimensional planar phased array antenna structure in space. Firstly, the structure of the antenna is introduced, and dynamic modeling is conducted using the finite element method. Then, a hinge parameter optimization method based on a clustering strategy is proposed, determining the optimal number of clusters and hinge parameters using a genetic algorithm. Subsequently, a piecewise approximation method is employed to handle the nonlinear vibration caused by hinge clearance. Finally, a genetic algorithm optimizes actuator positions, and a combination of LQR and Bang-Bang control algorithms is used for segmented linear vibration active control of the structure. Simulation results demonstrate that the proposed method effectively addresses large-scale hinge uncertainty and nonlinear vibration and control issues arising from hinge clearance.

Active vibration control method of a novel on-orbit assembled large-scale two-dimensional planar phased array antenna

Active vibration control method of a novel on-orbit assembled large-scale two-dimensional planar phased array antenna

Design and analysis of single-electrode integrated lithium niobate optical phased array for two-dimensional beam steering

The realization of high-speed, low-power optical phased array (OPA) on thin-film lithium niobate on insulator (LNOI) is considered an ideal solution for the next generation of solid-state beam steering. Most reported on-chip two-dimensional optical phased arrays suffer from issues such as large antenna spacing, high power consumption and complex wiring due to independent control of array elements. To address these challenges while fully utilizing the benefits of the LNOI platform, we propose a two-dimensional beam-scanning OPA based on lithium niobate (LN) waveguides. We design a multi-layer cascaded domain engineering structure inside the LN waveguide, combined with wavelength tuning, to enable two-dimensional beam scanning with single electrode controlling the OPA. Through simulation, we achieve a 42°×9.2° two-dimensional beam steering. Compared to existing on-chip integrated OPAs, this work offers significant advantages in increasing integration, simplifying control units and reducing power consumption.

A 2D Ultrasonic Phased Array Optimization Framework Enabled by Reconfigurable Laser Induced Phased Arrays

Abstract Three-dimensional (3D) ultrasonic imaging enables the viewing of internal features in a more accurate way than cross-sectional imaging. 3D imaging requires two-dimensional (2D) ultrasonic phased arrays to resolve all three spatial dimensions through beamforming along azimuthal and elevation angles. 2D phased arrays pose a manufacturing and control challenge due to the requirement of large number of elements to satisfy the Nyquist sampling limit. This problem can be alleviated through the use of sparse ultrasonic array designs. The optimization process is critical, as this dictates the efficiency of suppression of grating lobes. The aim of this work is to establish a framework for design of optimized sparse 2D phased arrays. This is enabled by exploiting the reconfigurability of Laser Induced Phased Arrays (LIPAs). LIPAs are synthetic arrays produced by scanning one laser for ultrasound generation and another for ultrasound detection, independently of each other. The reconfigurability and decoupled ultrasonic generation and detection of this systems enables easy and fast implementation of any arbitrary array layout. The framework consists of an analytical model for parametric evaluation of designs. The model performs a parametric sweep on the generation and detection element positions for each array design in order to identify the optimal parameters, based on mean and maximum side-lobe level. In the presented framework, four array designs are utilized for the optimization process: matrix, random, Vernier and a novel array design the Rotated Array (RA).

Experimental demonstration of a silicon nanophotonic antenna for far-field broadened optical phased arrays

Optical antennas play a pivotal role in interfacing integrated photonic circuits with free-space systems. Designing antennas for optical phased arrays ideally requires achieving compact antenna apertures, wide radiation angles, and high radiation efficiency all at once, which presents a significant challenge. Here, we experimentally demonstrate a novel ultra-compact silicon grating antenna, utilizing subwavelength grating nanostructures arranged in a transversally interleaved topology to control the antenna radiation pattern. Through near-field phase engineering, we increase the antenna’s far-field beam width beyond the Fraunhofer limit for a given aperture size. The antenna incorporates a single-etch grating and a Bragg reflector implemented on a 300-nm-thick silicon-on-insulator (SOI) platform. Experimental characterizations demonstrate a beam width of 44°×52° with −3.22 dB diffraction efficiency, for an aperture size of 3.4 μm×1.78 μm. Furthermore, to the best of our knowledge, a novel topology of a 2D antenna array is demonstrated for the first time, leveraging evanescently coupled architecture to yield a very compact antenna array. We validated the functionality of our antenna design through its integration into this new 2D array topology. Specifically, we demonstrate a small proof-of-concept two-dimensional optical phased array with 2×4 elements and a wide beam steering range of 19.3º × 39.7º. A path towards scalability and larger-scale integration is also demonstrated on the antenna array of 8×20 elements with a transverse beam steering of 31.4º.

A radar transducer for unidirectionally emitting and steering SH guided wave

It is of practical importance to emit a pure wave mode, focus its energy along a given direction, and then steer the wave beam in guide-wave-based structural health monitoring (SHM) because it can quickly scan the overall structure. Such a goal is usually realized using a two-dimensional (2D) phased array, which requires many transducer elements and expensive electronics. This work proposed a radar transducer (RD-T) for unidirectionally emitting and steering the fundamental shear horizontal wave (SH0 wave). The proposed RD-T consists of an annular metasubstrate and several rectangular thickness-shear (d15) piezoelectric wafers. The metasubstrate is designed to provide the required phase gradient for unidirectionally emitting and sensing a pure SH0 wave, so no extra time delay is required for driving the RD-T. The beam steering is obtained by activating the subunits one by one. The SH0 wavefields generated by the subunit are described by a theoretical model and the effects of dimension parameters are analyzed. Finite element simulations and experiments are conducted to examine the performances of the RD-T. Both simulated and experimental results indicate that from 200 kHz to 270 kHz, the RD-T can unidirectionally emit an SH0 wave with a high SNR (signal-to-noise ratio) and steer the wave beam along different directions. The performance of the RD-T on damage detection is then investigated by pulse-echo experiments. It can be found that the RD-T can successfully distinguish symmetric defects and locate defects with an acceptable error. Compared with the traditional 2D phased array, the RD-T can realize 360° scanning of the overall structure more efficiently, exhibiting great potential in the field of SHM.

Transmit Beamforming Design Based on Multi-Receiver Power Suppression for STAR Digital Array.

The simultaneous transmit and receive (STAR) array system provides higher radiation gain and data rate compared to traditional radio system. Because of the various mutual couplings between each pair of transmit and receive elements, it is a great challenge to suppress the incident self-interference power at multiple receive elements, which is usually much higher than the desired signal of interest (SoI) power and causes the saturation of receive links and the distortion of the digital SoI. In this paper, we propose an optimized method for transmit beamforming based on radiation power constraints and transmit power control. Through adaptive transmit beamforming, high isolation between the transmit array and each receive link is achieved, minimizing the self-interference power at each receiving element. This method effectively reduces the self-interference power, avoiding distortion of the SoI digital signal caused by limited-bit analog-to-digital converters (ADCs). Simulation results demonstrate that this optimized transmit beamforming method can achieve more than 100 dB effective isotropic isolation (EII) on a 32-element two-dimensional phased array designed in HFSS, reducing the maximum incident self-interference power at the receive channels by approximately 35 dB, while effectively controlling the attenuation of the transmit gain. We also present the advantages in receive subarray isolation and lower ADCs digits under the transmit ABF method.

Design of high-efficiency and large-field silicon-based transceiver integrated optical phased array

With the rapid development of photonic integrated circuits, optical phased array (OPA) technology has attracted much attention in recent years because it can turn quickly without mechanical structure, and has been widely studied in the fields of light detection and ranging (LiDAR). However, the two-dimensional optical phased array antenna is still limited by the antenna spacing, and it is difficult to expand the scanning range. We propose a two-dimensional silicon-based optical phased array (OPA) transceiver with high efficiency and a large field of view. The structure adjusts the phase of the two dimensions of the antenna through the external waveguide phase shifter of the antenna array and further scans the two dimensions of the far field. We take an 8 × 8 array as an example, reasonably design the array structure, and optimize the performance of some functional devices. Finally, the scanning range of 14.9°×11.2° can be achieved. At the same time, we can realize the free switching of the OPA receiving and transmitting functions through an optical switch.

Optimized, highly efficient silicon antennas for optical phased arrays

Silicon photonics, in conjunction with complementary metal-oxide-semiconductor (CMOS) fabrication, has greatly enhanced the development of integrated optical phased arrays. This facilitates a dynamic control of light in a compact form factor that enables the synthesis of arbitrary complex wavefronts in the infrared spectrum. We numerically demonstrate a large-scale two-dimensional silicon-based optical phased array (OPA) composed of nanoantennas with circular gratings that are balanced in power and aligned in phase, required for producing elegant radiation patterns in the far-field. For a wavelength of 1.55 μm, we optimize two antennas for the OPA exhibiting an upward radiation efficiency as high as 90%, with almost 6.8% of optical power concentrated in the field of view. Additionally, we believe that the proposed OPAs can be easily fabricated and would have the ability to generate complex holographic images, rendering them an attractive candidate for a wide range of applications like LiDAR sensors, optical trapping, optogenetic stimulation, and augmented-reality displays.

Intensive and Efficient Design of a Two-dimensional 8 × 8 Silicon-Based Optical Phased Array Transceiver

In recent years, the silicon-based optical phased array has been widely used in the field of light detection and ranging (LIDAR) due to its great solid-state steering ability. At the same time, the optical phased array transceiver integration scheme provides a feasible solution for low-cost information exchange of small devices in the future. Based on this, this paper designs a two-dimensional optical phased array transceiver with high efficiency and a large field of view, which can realize a dense array with antenna spacing of 5.5 μm × 5.5 μm by using low crosstalk waveguide wiring. Additionally, it can realize the conversion between the receiving mode and the transmitting mode by using the optical switch. The simulation results show that the scanning range of 16.3° × 16.3° can be achieved in the transmitting mode, and the overall loss is lower than 10dB. In the receiving mode, we can achieve a collection efficiency of more than 27%, and the antenna array receiving loss is lower than 12.1 dB.

Two-dimensional phased array antenna beamforming system based on mode diversity.

In this paper, a two-dimensional phased array antenna beamforming system based on mode diversity is demonstrated for the first time. The system uses few-mode long-period fiber gratings to excite different modes, and utilizes few-mode fiber Bragg gratings and 2 × 2 optical switches to control the propagation paths of optical signals, so as to realize the true time delay control of optical signals of different mode channels and complete the two-dimensional scanning of the beam. In order to prove the feasibility of the two-dimensional phased array antenna beamforming system based on mode diversity, we conduct experimental verification and performance testing of the system using optical switches to select the loop structures composed of the optical circulators. The far-field radiation patterns of 2 × 3 phased array antenna system of different frequencies are tested at different beam pointing angles. The experimental results are compared with the simulation results to demonstrate that the beam pointing angles have no squint. The beamforming system based on mode diversity takes modes as independent channels for the transmission of signals, and excites and processes signals of different modes in a single few-mode fiber core, which effectively reduces the volume and complexity of the optically controlled phased array radar system.

A Software-Defined Radar for Low-Altitude Slow-Moving Small Targets Detection Using Transmit Beam Control

Low-altitude slow-moving small (LSS) targets are defined as flying at altitudes less than 1000 m with speeds less than 55 m/s and a radar crossing-section (RCS) less than 2 m2. The detection performance of ground-based radar using the LSS target detection technique can be significantly deteriorated by the diversity of LSS targets, background clutter, and the occurrence of false alarms caused by multipath interference. To address the LSS target detection problem, we have devised a novel two-dimensional electronic scanning active phased array radar system that is implemented in the software-defined radar architecture and propose a transmit beam control algorithm based on the low peak-to-average ratio (PAPR). Meanwhile, we devised a flexible arbitrary radar waveform generator to adapt to complex environmental situations. Field experiment results effectively demonstrate that our radar can be used to detect LSS targets. Moreover, an ablation experiment was conducted to verify the role played by transmit beam control and adaptive waveform optimization and generation in improving the system performance.

Sparse 2-D optical phased array with large grating-lobe-free steering range based on an aperiodic grid.

Two-dimensional (2-D) optical phased arrays (OPAs) usually suffer from limited scan ranges and small aperture sizes. To overcome these bottlenecks, we utilize an aperiodic 32 × 32 grid to increase the beam scanning range and furthermore distribute 128 grating antennas sparsely among 1024 grid points so as to reduce the array element number. The genetic algorithm is used to optimize the uneven grid spacings and the sparse distribution of grating antennas. With these measures, a 128-channel 2-D OPA operating at 1550 nm realizes a grating-lobe-free steering range of 53° × 16°, a field of view of 24° × 16°, a beam divergence of 0.31° × 0.49°, and a sidelobe suppression ratio of 9 dB.

Scalable and ultralow power silicon photonic two-dimensional phased array

Photonic integrated circuit based optical phased arrays (PIC-OPAs) are emerging as promising programmable processors and spatial light modulators, combining the best of planar and free-space optics. Their implementation on silicon photonic platforms has been especially fruitful. Despite much progress in this field, demonstrating steerable two-dimensional (2D) OPAs that are scalable to a large number of array elements and operate with a single wavelength has proven a challenge. In addition, the phase shifters used in the array for programming the far-field beam are either power hungry or have a large footprint, preventing the implementation of large scale 2D arrays. Here, we demonstrate a two-dimensional silicon photonic phased array with high-speed (∼330 kHz) and ultralow power microresonator phase-shifters with a compact radius (∼3 µm) and 2π phase shift ability. Each phase-shifter consumes an average of ∼250 µW of static power for resonance alignment and ∼50 µW of power for far-field beamforming, a more than one order of magnitude improvement compared to prior OPA works based on waveguide-based thermo-optic phase shifters. Such PIC-OPA devices can enable a new generation of compact and scalable low power processors and sensors.

Inertially Controlled Two-Dimensional Phased Arrays by Exploiting Artificial Neural Networks and Ultra-Low-Power AI-Based Microcontrollers

The use of Artificial Intelligence (AI) in electronics and electromagnetics is opening many attractive research opportunities related to the smart control of phased arrays. This is particularly challenging especially in some high-mobility contexts, such as drones, 5G, automotive, where the response time is crucial. In this paper a novel method combining AI with mathematical models and firmware for orientation estimation is proposed. The goal is to control two-dimensional phased arrays using an Inertial Measurement Unit (IMU) by exploiting a feed-forward neural network. The neural network takes the IMU-based beam direction as input and returns the related phase shift matrix. To make the method computationally efficient, the network structure is carefully chosen. Specific and discretized cross-section regions of the array factor (AF) main lobe are considered to compute the phase shift matrices, used in turn to train the neural network. This approach achieves a balance between the number of phase-shifting processes and spatial resolution. Without loss of generality, the proposed method has been tested and verified on 4x4 and 6x6 arrays of 2.4 GHz antennas. The obtained results demonstrate that reconfigurability time, easiness of use, and scalability are suitable for a wide range of high-mobility applications.

Design of Monolithic 2D Optical Phased Arrays Heterogeneously Integrated with On-Chip Laser Arrays Based on SOI Photonic Platform.

In this work, heterogeneous integration of both two-dimensional (2D) optical phased arrays (OPAs) and on-chip laser arrays based on a silicon photonic platform is proposed. The tunable multi-quantum-well (MQW) laser arrays, active switching/shifting arrays, and grating antenna arrays are used in the OPA module to realize 2D spatial beam scanning. The 2D OPA chip is composed of four main parts: (1) tunable MQW laser array emitting light signals in the range of 1480-1600 nm wavelengths; (2) electro-optic (EO) switch array for selecting the desired signal light from the on-chip laser array; (3) EO phase-shifter array for holding a fixed phase difference for the uniform amplitude of specific optical signal; and (4) Bragg waveguide grating antenna array for controlling beamforming. By optimizing the overall performances of the 2D OPA chip, a large steering range of 88.4° × 18° is realized by tuning both the phase and the wavelength for each antenna. In contrast to the traditional thermo-optic LIDAR chip with an external light source, the overall footprint of the 2D OPA chip can be limited to 8 mm × 3 mm, and the modulation rate can be 2.5 ps. The ultra-compact 2D OPA assembling with on-chip tunable laser arrays using hybrid integration could result in the application of a high-density, high-speed, and high-precision lidar system in the future.

Dual-Band Shared-Aperture Two-Dimensional Phased Array Antenna With Wide Bandwidth of 25.0% and 11.4% at Ku- and Ka-Band

A Ku-/Ka-band shared-aperture 2-D phased array antenna is proposed in this article. The antenna consists of an 8 × 8 Ku-band vertical-polarized dipole antenna array fed by a microstrip line to strip line transition and an 8 × 8 Ka-band horizontal-polarized waveguide antenna array fed by a microstrip line to substrate integrated waveguide (SIW) to fin line transition, which can be used to connect with T/R modules. For a dual-band radar system, the main challenge is to realize the shared-aperture array antenna having the wideband wide angle in the lower band and well-performed in the higher band. For example, the relative bandwidths of 25% in the Ku-band and 11.4% in the Ka-band are necessary for this work. The bandwidth of both bands is wider than that of existing works. To satisfy the wideband and wide beam coverage in two dimensions simultaneously, wideband radiating elements for both two bands are used. In this case, due to the wideband Ku-band radiator, the blind area in the Ka-band appears within the scanning process because of the parasitic mode, which should be eliminated by properly adjusting the Ku-band radiator. After that, the scanning angles of ± 60° at 14 GHz, ± 50° at 16 GHz, and ± 35° at 18 GHz, and ± 40° at 33 GHz, ± 40° at 35 GHz, and ± 35° at 37 GHz can be achieved in both E- and H-planes, respectively. Each Ku-band linear array is tightly inserted into its two adjacent Ka-band linear arrays along the wide side of the Ka-band element. Thanks to the extremely thin Ku-band endfire dipole antenna, the radiating aperture size of the Ka-band array keeps unchanged after adding the Ku-band radiators. The proposed antenna concept has been validated well by the experimental results.

Circular Optical Phased Array with Large Steering Range and High Resolution.

Light detection and ranging systems based on optical phased arrays and integrated silicon photonics have sparked a surge of applications over the recent years. This includes applications in sensing, free-space communications, or autonomous vehicles, to name a few. Herein, we report a design of two-dimensional optical phased arrays, which are arranged in a grid of concentric rings. We numerically investigate two designs composed of 110 and 820 elements, respectively. Both single-wavelength (1550 nm) and broadband multi-wavelength (1535 nm to 1565 nm) operations are studied. The proposed phased arrays enable free-space beam steering, offering improved performance with narrow beam divergences of only 0.5° and 0.22° for the 110-element and 820-element arrays, respectively, with a main-to-sidelobe suppression ratio higher than 10 dB. The circular array topology also allows large element spacing far beyond the sub-wavelength-scaled limits that are present in one-dimensional linear or two-dimensional rectangular arrays. Under a single-wavelength operation, a solid-angle steering between 0.21π sr and 0.51π sr is obtained for 110- and 820-element arrays, respectively, while the beam steering spans the range of 0.24π sr and 0.57π sr for a multi-wavelength operation. This work opens new opportunities for future optical phased arrays in on-chip photonic applications, in which fast, high-resolution, and broadband beam steering is necessary.

Two-dimensional single-lobe Si photonic optical phased array with minimal antennas using a non-uniform large spacing array design.

We report a two-dimensional Si photonic optical phased array (OPA) optimized for a large optical aperture with a minimal number of antennas while maintaining single-lobe far field. The OPA chip has an optical aperture of ∼200µm by 150 µm comprising a 9×9 antenna array. The two-dimensional spacings between these antennas are much larger than the wavelength and are highly non-uniform optimized by the genetic deep learning algorithm. The phase of each antenna is independently tunable by a thermo-optical phase shifter. The experimental results validate the design and exhibit a 0.39∘×0.41∘ beamwidth within the 3 dB steering range of 14∘×11∘ limited by the numerical aperture of the far-field camera system. The method can be easily extended to a larger aperture for narrower beamwidth and wider steering range.

Design and analysis of a two-dimensional large-scale silicon-photonic optical phased array

Currently, two-dimensional (2D) optical phased arrays (OPAs) have broad development prospects in many emerging fields. However, a traditional 2D-OPA sets a phase shifter for each antenna, causing large antenna spacing, high power consumption, and complex wiring. In this study, we first introduce a theoretical model of an N × N OPA by separating the phase shifter from the antenna element; only 2N phase shifters are used to realize 2D beam scanning, effectively reducing the power consumption and wiring complexity. To reduce the antenna spacing, we next use inverse design and particle swarm optimization to design compact, low-loss, and high-performance silicon-photonic devices, including cross waveguides, Y branches, directional couplers, and grating antennas. For the thermo-optic phase shifter (TOPS), we introduce the semiconductor material AlN that enables the modulation speed to reach 45 kHz. The length of the TOPS is 30 μm and phase-shifting efficiency (Pπ) is only 20 mW. Finally, for proof of concept, we built an 8 × 8 OPA architecture model with an antenna spacing of 8.5 μm. The simulation results show that the OPA achieves 10.5° × 10.5° 2D-beam steering at the 1.55-μm wavelength using only 16 TOPSs, and we use genetic algorithm to realize the sparse uniform array and achieve the side-lobe rejection ratio of 18 dB in the field of view.