Optical Phased Array Research Articles

Emitter design for efficient waveguide spectral lens

Abstract As an alternative to arrayed waveguide gratings (AWGs), the waveguide spectral lens (WSL) stands out with the ability to focus light in free space, thereby eliminating the need for relay optics between the chip and the camera. This becomes convenient in constructing a truly compact instrument for astronomical spectroscopic analysis. Besides dispersion and focusing, WSL offers another important function: the envelope of the diffraction orders can be manipulated via the output emitter, i.e., the waveguide array at the facet. Through careful emitter design, the diffraction efficiency can be largely improved because the side orders are well suppressed, and light is concentrated to the selected order. This feature, though particularly important for the photon-hungry astronomical application, has not been well explored in the previous works. Here, we come up with four emitter designs and evaluate their performance, including linear taper, parabolic taper, multimode interference (MMI), and slot MMI. A figure of merit (FoM) considering both diffraction efficiency and uniformity is introduced to identify the optimal structure. Experimental results agree well with the simulation and confirmed that the optimal parabolic taper can achieve a diffraction efficiency of 90.9%, making it the most attractive design. This work highlights the potential of WSLs for astronomical spectroscopy with an efficiency that rivals conventional blazed gratings. It may also inspire emitter designs for side-lobe suppression in optical phase array applications.

Phase-locked high-brightness interband cascade laser array with multimode interferometer couplers.

We report on the design, fabrication, and characterization of an interband cascade laser (ICL) array incorporating multimode interference (MMI) couplers for phase-locking emitters. The ICL array, emitting at 3-4 µm, was developed to address the challenges of heat dissipation and in-phase operation in mid-infrared lasers. The array features a 7.5-µm-wide ridge design for fundamental transverse mode propagation and employs MMI structures to realize an in-phase operation of multiple emitters. The far-field patterns, characterized by periodic and symmetrical interference fringes, confirm the coherent operation of the array and the efficacy of MMI couplers in achieving phase-locking. The single-ridge side of the array exhibits a single-lobe far-field profile, with higher-order transverse modes effectively suppressed, showcasing a nearly diffraction-limited beam quality (M2 ≈ 1.31) at high output powers (390 mW from the 1 × 4 array). The robust performance and scalable design of the ICL array, validated by experimental results and theoretical simulations, indicate its potential for high-power mid-infrared applications and as an optical phased array.

Mid-infrared 2D nonredundant optical phased array of mirror emitters in an InGaAs/InP platform

Mid-infrared 2D nonredundant optical phased array of mirror emitters in an InGaAs/InP platform

Spiral Integrated Optical Phased Arrays for Tunable Near-Field-Focusing Emission

Spiral Integrated Optical Phased Arrays for Tunable Near-Field-Focusing Emission

Silicon Optical Phased Array Hybrid Integrated with III–V Laser for Grating Lobe-Free Beam Steering

Silicon Optical Phased Array Hybrid Integrated with III–V Laser for Grating Lobe-Free Beam Steering

Retraction Note: Advancing chemical sensors synthesis and classification for the integration of mems optical phased array in polymer nanocomposites

Retraction Note: Advancing chemical sensors synthesis and classification for the integration of mems optical phased array in polymer nanocomposites

Retraction Note: Machine learning aided design and optimization of MEMS optical phased array with silicon micro mirrors for nanofabrication

Retraction Note: Machine learning aided design and optimization of MEMS optical phased array with silicon micro mirrors for nanofabrication

Design and analysis of single-electrode integrated lithium niobate optical phased array for two-dimensional beam steering

The realization of high-speed, low-power optical phased array (OPA) on thin-film lithium niobate on insulator (LNOI) is considered an ideal solution for the next generation of solid-state beam steering. Most reported on-chip two-dimensional optical phased arrays suffer from issues such as large antenna spacing, high power consumption and complex wiring due to independent control of array elements. To address these challenges while fully utilizing the benefits of the LNOI platform, we propose a two-dimensional beam-scanning OPA based on lithium niobate (LN) waveguides. We design a multi-layer cascaded domain engineering structure inside the LN waveguide, combined with wavelength tuning, to enable two-dimensional beam scanning with single electrode controlling the OPA. Through simulation, we achieve a 42°×9.2° two-dimensional beam steering. Compared to existing on-chip integrated OPAs, this work offers significant advantages in increasing integration, simplifying control units and reducing power consumption.

Broadband Integrated SiN Optical Phased Array for Near-Visible Infrared LiDAR and FSO Data Link Applications

Broadband Integrated SiN Optical Phased Array for Near-Visible Infrared LiDAR and FSO Data Link Applications

Optical tweezing of microparticles and cells using silicon-photonics-based optical phased arrays

Integrated optical tweezers have the potential to enable highly-compact, low-cost, mass-manufactured, and broadly-accessible optical manipulation when compared to standard bulk-optical tweezers. However, integrated demonstrations to date have been fundamentally limited to micron-scale standoff distances and, often, passive trapping functionality, making them incompatible with many existing applications and significantly limiting their utility, especially for biological studies. In this work, we demonstrate optical trapping and tweezing using an integrated OPA for the first time, increasing the standoff distance of integrated optical tweezers by over two orders of magnitude compared to prior demonstrations. First, we demonstrate trapping of polystyrene microspheres 5 mm above the surface of the chip and calibrate the trap force. Next, we show tweezing of polystyrene microspheres in one dimension by non-mechanically steering the trap by varying the input laser wavelength. Finally, we use the OPA tweezers to demonstrate, to the best of our knowledge, the first cell experiments using single-beam integrated optical tweezers, showing controlled deformation of mouse lymphoblast cells. This work introduces a new modality for integrated optical tweezers, significantly expanding their utility and compatibility with existing applications, especially for biological experiments.

Half-wavelength pitch silicon optical phased array with a 180⁰ field of view, high sidelobe suppression ratio, and complex-pattern beamforming

Half-wavelength pitch silicon optical phased array with a 180⁰ field of view, high sidelobe suppression ratio, and complex-pattern beamforming

Phase-controlled pattern-tunable optical traveling wave antenna array

An optical phased array is designed based on equally spaced identical Au waveguides serving as optical traveling wave antennas (OTWAs). Phased surface plasmon polaritons are fed through the Au waveguides and partly radiate out at the terminals. The simulation results indicate that the pattern maximum of a 7-element OTWA array can be dynamically steered over a range of up to 60.6° by changing the excitation phase differences between the elements, and the main lobe is narrowed compared to the single-element case. A theoretical analysis about the tunable pattern by the pattern multiplication principle is carried out, which is basically consistent with the simulations. Such an OTWA array should have potential applications in nano-optics due to its ability to steer the pattern without mechanical motion.

Dynamic response characteristics of optical beam deflection in liquid crystal optical phased array

The beam deflector based on liquid crystal optical phased array (LCOPA) is a crucial component of space laser communication systems. Understanding and mastering the beam deflection characteristics under the dynamic response of LCOPA is essential for achieving real-time acquisition and tracking in space laser communication. This paper thoroughly explores the beam deflection characteristics during the dynamic response process by analyzing the dynamic response and far-field diffraction models of LCOPA. It presents the far-field diffraction patterns under the dynamic response of LCOPA and validates the analysis through experiments. This study not only enhances the understanding of the dynamic performance of LCOPA but also provides a theoretical basis for its control in space laser communication systems.

Remote sensing ghost imaging based on Hadamard modulated Gaussian array beam

A ghost imaging (GI) scheme by using Hadamard modulated Gaussian array beam (HMGAB) is proposed. Compared to traditional light sources modulated using ground glass, DMD, or SLM, HMGAB has higher emitting energy, making it advantageous for remote sensing GI. Moreover, the incoherent superposition of array sub-beams makes our scheme avoid the periodic aliasing which usually occurs in GI systems using optical phased array beam. The relationship between imaging maximum distance and target size is established and verified. In addition, GANs are used to address the issue of point-like reconstructed images caused by the spacing between array sub-beams.

Design of a metalens for beam collimation and angular amplification in optical phased array devices

We present an analytical design for increasing the beam sharpness (collimation) and field of view (FOV) of an optical phased array (OPA) device. In this work, a cylindrical metalens is used for collimation, while a set of metalens, with both concave and convex phase profiles, are incorporated to increase the FOV. Following the generalized vector law of reflection or refraction, the trajectories of the reflected or transmitted rays corresponding to the phase profile of phase gradient metasurfaces/metalens are obtained. Through the ray tracing method, the elliptical beam from the OPA device with a vertical beam (fast axis) width of 21 mm was collimated to a sharp spherical beam of width 1.5 mm by a metalens with a cylindrical phase profile. In addition, the incorporation of angular amplifier metalens with a 64-channel OPA device has shown an increased in FOV by almost threefold i.e., from 15 o to 41.96 o . Our results suggest that the use of metasurfaces/metalens can enhance the quality of output beam and provide significant advantages for compact on-chip integration with OPA devices in solid-state LiDAR applications.

Integrated Light Sources Based on Micro‐Ring Resonators for Chip‐Based LiDAR

AbstractThe micro‐ring resonator (MRR) is a crucial element in integrated photonics. It allows for the realization of various optical devices, including integrated filters, modulators, micro‐ring laser cavities, detectors, optical logic switches, and nonlinear optical devices. The development of integrated photonics has enabled the integration of these devices with other components into a photonic chip to perform specific functions. For instance, widely tunable MRR‐based lasers have been integrated with optical phased arrays (OPAs), detectors, and other elements to form a fully integrated LiDAR engine. Advances in nanofabrication have facilitated the miniaturization of nanophotonic phased arrays and on‐chip lasers. MRR‐based integrated external cavity lasers (ECLs) and integrated optical frequency combs (OFCs) have significantly enhanced the scanning and detection capabilities of LiDAR recently. Additionally, their size and power consumption have been continuously reduced, rendering them suitable for chip‐scale integration. This paper systematically reviews the major advancements of MRR‐based integrated lasers for chip‐scale LiDAR.

Inverse-designed taper configuration for the enhancement of integrated 1 × 4 silicon photonic power splitters

Abstract Once light is coupled to a photonic chip, its efficient distribution in terms of power splitting throughout silicon photonic circuits is very crucial. We present two types of 1 × 4 power splitters with different splitting ratios of 1:1:1:1 and 2:1:1:2. Various taper configurations were compared and analyzed to find the suitable configuration for the power splitter, and among them, parabolic tapers were chosen. The design parameters of the power splitter were determined by means of solving inverse design problems via incorporating particle swarm optimization that allows for overcoming the limitation of the intuition-based brute-force approach. The front and rear portions of the power splitters were optimized sequentially to alleviate local minima issues. The proposed power splitters have a compact footprint of 12.32 × 5 μm2 and can be fabricated through a CMOS-compatible fabrication process. Two-stage power splitter trees were measured to enhance reliability in an experiment. As a result, the power splitter with a splitting ratio of 1:1:1:1 exhibited an experimentally measured insertion loss below 0.61 dB and an imbalance below 1.01 dB within the bandwidth of 1,518–1,565 nm. Also, the power splitter with a splitting ratio of 2:1:1:2 showed an insertion loss below 0.52 dB and a targeted imbalance below 1.15 dB within the bandwidth of 1,526–1,570 nm. Such inverse-designed power splitters can be an essential part of many large-scale photonic circuits including optical phased arrays, programmable photonics, and photonic computing chips.

End-fire optical phased array for passive beam steering on thin-film lithium niobate.

Autonomous driving technology has put forward higher requirements for sensors, including light detection and ranging. An optical phased array (OPA) is a viable solution, and numerous efforts have been made in this area. For its outstanding optical properties such as linear electro-optic effect and low optical loss, lithium niobate exhibits great potential and unique advantages in solid-state light-emitting arrays. Here we propose and experimentally demonstrate an end-fire optical phased array on a thin-film lithium niobate (TFLN) for passive beam steering. Furthermore, based on this work, we propose a three-line optical phased array to achieve a larger beam steering range. Our results provide a solution for the integrated optical phased array that shows potential in sensing and imaging with reduced size and power.

An efficient compact blazed grating antenna for optical phased arrays

Abstract Phased arrays are vital in communication systems and have received significant interest in the field of optoelectronics and photonics, enabling a wide range of applications such as LiDAR, holography, and wireless communication. In this work, we present a blazed grating antenna that is optimized to have upward radiation efficiency as high as 80% with a compact footprint of 3.5 µm × 2 µm at an operational wavelength of 1.55 µm. Our numerical investigations demonstrate that this antenna in a 64 × 64 phased array configuration is capable of producing desired far-field radiation patterns. Additionally, our antenna possesses a low side lobe level of −9.7 dB and a negligible reflection efficiency of under 1%, making it an attractive candidate for integrated optical phased arrays.

Experimental demonstration of a silicon nanophotonic antenna for far-field broadened optical phased arrays

Optical antennas play a pivotal role in interfacing integrated photonic circuits with free-space systems. Designing antennas for optical phased arrays ideally requires achieving compact antenna apertures, wide radiation angles, and high radiation efficiency all at once, which presents a significant challenge. Here, we experimentally demonstrate a novel ultra-compact silicon grating antenna, utilizing subwavelength grating nanostructures arranged in a transversally interleaved topology to control the antenna radiation pattern. Through near-field phase engineering, we increase the antenna’s far-field beam width beyond the Fraunhofer limit for a given aperture size. The antenna incorporates a single-etch grating and a Bragg reflector implemented on a 300-nm-thick silicon-on-insulator (SOI) platform. Experimental characterizations demonstrate a beam width of 44°×52° with −3.22 dB diffraction efficiency, for an aperture size of 3.4 μm×1.78 μm. Furthermore, to the best of our knowledge, a novel topology of a 2D antenna array is demonstrated for the first time, leveraging evanescently coupled architecture to yield a very compact antenna array. We validated the functionality of our antenna design through its integration into this new 2D array topology. Specifically, we demonstrate a small proof-of-concept two-dimensional optical phased array with 2×4 elements and a wide beam steering range of 19.3º × 39.7º. A path towards scalability and larger-scale integration is also demonstrated on the antenna array of 8×20 elements with a transverse beam steering of 31.4º.