non-Hermitian Model Research Articles

Anomalous mechanisms of the loss of observability in non-Hermitian quantum models

Via several toy-model quantum Hamiltonians H(λ) of a non-tridiagonal low-dimensional matrix form the existence of unusual observability horizons is revealed. At the corresponding limiting values of parameter λ=λ(critical) these new types of quantum phase transitions are interpreted as the points of confluence of several decoupled Kato's exceptional points of equal or different orders. Such a phenomenon of degeneracy of non-Hermitian degeneracies seems to ask for a reclassification of the possible topologies of the complex energy Riemann surfaces in the vicinity of branch points.

Non-Hermitian dynamic strings and anomalous topological degeneracy on a non-Hermitian toric-code model with parity-time symmetry

In this paper, with the help of Hermitian/non-Hermitian dynamic strings, the theory of non-Hermitian topological order is developed based on a non-Hermitian Wen-plaquette model. The effective models for bosonic topological excitations (e-particle and m-particle) are Hermitian tight-binding lattice model; the effective model for fermionic topological excitation (f-particle) becomes a non-Hermitian tight-binding lattice model. In addition, the effective pseudo-spin model for topologically degenerate ground states is derived by calculating the expectation values of Hermitian/non-Hermitian topological closed dynamic strings. For the topologically degenerate ground states of non-Hermitian Wen-plaquette model on an even-by-odd, odd-by-even and odd-by-odd lattice, anomalous topological degeneracy occurs, i.e., the number of the topologically protected ground states may be reduced from 2 to 1. Now, the effective pseudo-spin model turns into the typical PT-symmetric non-Hermitian Hamiltonian with spontaneous PT-symmetry breaking. At exceptional points, the topologically degenerate ground states merge with each other and the topological degeneracy turns into non-Hermitian degeneracy. In the end, the application of the non-Hermitian Z2 topological order and its possible physics realization are discussed.

Dynamic winding number for exploring band topology

Topological invariants play a key role in the characterization of topological states. Due to the existence of exceptional points, it is a great challenge to detect topological invariants in non-Hermitian systems. We put forward a dynamic winding number, the winding of realistic observables in long-time average, for exploring band topology in both Hermitian and non-Hermitian two-band models via a unified approach. We build a concrete relation between dynamic winding numbers and conventional topological invariants. In one-dimension, the dynamical winding number directly gives the conventional winding number. In two-dimension, the Chern number relates to the weighted sum of dynamic winding numbers of all phase singularity points. This work opens a new avenue to measure topological invariants not requesting any prior knowledge of system topology via time-averaged spin textures.

Non-Hermitian topological Anderson insulators

Non-Hermitian systems can exhibit unique topological and localization properties. Here we elucidate the non-Hermitian effects on disordered topological systems by studying a non-Hermitian disordered Su-Schrieffer-Heeger model with nonreciprocal hoppings. We show that the non-Hermiticity can enhance the topological phase against disorders by increasing energy gaps. Moreover, we uncover a topological phase which emerges only under both moderate non-Hermiticity and disorders, and is characterized by localized insulating bulk states with a disorder-averaged winding number and zero-energy edge modes. Such topological phases induced by the combination of non-Hermiticity and disorders are dubbed non-Hermitian topological Anderson insulators. We also find that the system has non-monotonous localization behaviour and the topological transition is accompanied by an Anderson transition. These properties are general in other non-Hermitian models.

Bulk-boundary correspondence in non-Hermitian systems: stability analysis for generalized boundary conditions

The bulk-boundary correspondence (BBC), i.e. the direct relation between bulk topological invariants defined for infinite periodic systems and the occurrence of protected zero-energy surface states in finite samples, is a ubiquitous and widely observed phenomenon in topological matter. In non-Hermitian generalizations of topological systems, however, this fundamental correspondence has recently been found to be qualitatively altered, largely owing to the sensitivity of non-Hermitian eigenspectra to changing the boundary conditions. In this work, we report on two contributions towards comprehensively explaining this remarkable behavior unique to non-Hermitian systems with theory. First, we analytically solve paradigmatic non-Hermitian topological models for their zero-energy modes in the presence of generalized boundary conditions interpolating between open and periodic boundary conditions, thus explicitly following the breakdown of the conventional BBC. Second, addressing the aforementioned spectral fragility of non-Hermitian matrices, we investigate as to what extent the modified non-Hermitian BBC represents a robust and generically observable phenomenon.Graphical abstract

Non-Hermitian approach for quantum plasmonics.

We examine the limits of applicability of a simple non-Hermitian model for exciton/plasmon interactions in the presence of dissipation and dephasing. The model can be used as an alternative to the more complete Lindblad density matrix approach and is computationally and conceptually simpler. We find that optical spectra in the linear regime can be adequately described by this approach. The model can fail, however, under continuous optical driving in some circumstances. In the case of two quantum dots or excitons interacting with a plasmon, the model can also describe coherences and entanglement qualitatively when both dissipation and dephasing are present and quantitatively in the limit with no dephasing. The approach, within a single excitation manifold, is also applied to assess the role of disorder for 50 quantum dots interacting with a plasmon, where we find that, on average, large enough disorder can help stabilize the ensemble average of the open quantum system toward a dark quasi-steady-state much faster than without disorder. While such single excitation manifold calculations in this size limit can readily be done with either the non-Hermitian or Lindblad forms, as one goes to larger Hilbert space sizes, the computational and storage advantages of the non-Hermitian approach can become more useful.

Localization landscape for Dirac fermions

In the theory of Anderson localization, a landscape function predicts where wave functions localize in a disordered medium, without requiring the solution of an eigenvalue problem. It is known how to construct the localization landscape for the scalar wave equation in a random potential, or equivalently for the Schr\"{o}dinger equation of spinless electrons. Here we generalize the concept to the Dirac equation, which includes the effects of spin-orbit coupling and allows to study quantum localization in graphene or in topological insulators and superconductors. The landscape function $u(r)$ is defined on a lattice as a solution of the differential equation $\overline{{H}}u(r)=1$, where $\overline{{H}}$ is the Ostrowsky comparison matrix of the Dirac Hamiltonian. Random Hamiltonians with the same (positive definite) comparison matrix have localized states at the same positions, defining an equivalence class for Anderson localization. This provides for a mapping between the Hermitian and non-Hermitian Anderson model.

Topological phases in non-Hermitian Aubry-André-Harper models

Topological phases have recently witnessed a rapid progress in non-Hermitian systems. Here we study a one-dimensional non-Hermitian Aubry-Andr\'e-Harper model with imaginary periodic or quasiperiodic modulations. We demonstrate that the non-Hermitian off-diagonal AAH models can host zero-energy modes at the edges. In contrast to the Hermitian case, the zero-energy mode can be localized only at one edge. Such a topological phase corresponds to the existence of a quarter winding number defined by eigenenergy in momentum space. We further find the coexistence of a zero-energy mode located only at one edge and topological nonzero energy edge modes characterized by a generalized Bott index. In the incommensurate case, a topological non-Hermitian quasicrystal is predicted where all bulk states and two topological edge states are localized at one edge. Such topological edge modes are protected by the generalized Bott index. Finally, we propose an experimental scheme to realize these non-Hermitian models in electric circuits. Our findings add a new direction for exploring topological properties in Aubry-Andr\'e-Harper models.

Anderson transition in three-dimensional systems with non-Hermitian disorder

We study the Anderson transition for three-dimensional (3D) $N \times N \times N$ tightly bound cubic lattices where both real and imaginary parts of onsite energies are independent random variables distributed uniformly between $-W/2$ and $W/2$. Such a non-Hermitian analog of the Anderson model is used to describe random-laser medium with local loss and amplification. We employ eigenvalue statistics to search for the Anderson transition. For 25\% smallest-modulus complex eigenvalues we find the average ratio $r$ of distances to the first and the second nearest neighbor as a function of $W$. For a given $N$ the function $r(W)$ crosses from $0.72$ to 2/3 with a growing $W$ demonstrating a transition from delocalized to localized states. When plotted at different $N$ all $r(W)$ cross at $W_c = 6.0 \pm 0.1$ (in units of nearest neighbor overlap integral) clearly demonstrating the 3D Anderson transition. We find that in the non-Hermitian 2D Anderson model, the transition is replaced by a crossover.

Monopoles in non-Hermitian systems

The monopole for the geometric curvature is studied for non-Hermitian systems. We find that the monopole contains not only the exceptional points but also branch cuts. As the mathematical choice of branch cut in the complex plane is rather arbitrary, the monopole changes with the branch-cut choice. Despite this branch-cut dependence, our monopole is invariant under the gauge transformation that is inherent in non-Hermitian systems. Although our results are generic, they are presented in the context of a two-mode non-Hermitian Dirac model. A corresponding two-mode Hermitian system is also discussed to illustrate the essential difference between monopoles in Hermitian systems and non-Hermitian systems.

Anomalous localization enhancement in one-dimensional non-Hermitian disordered lattices

We study numerically the localization properties of eigenstates in a one-dimensional random lattice described by a non-Hermitian disordered Hamiltonian, where both the disorder and the non-Hermiticity are inserted simultaneously in the on-site potential. We calculate the averaged participation number, the Shannon entropy and the structural entropy as a function of other parameters. We show that, in the presence of an imaginary random potential, all eigenstates are localized in the thermodynamic limit and strong anomalous Anderson localization occurs at the band center. In contrast to the usual localization anomalies where a weaker localization is observed, the localization of the eigenstates near the band center is strongly enhanced in the present non-Hermitian model. This phenomenon is associated with the occurrence of a large number of strongly-localized states with pure imaginary energy eigenvalues.

Landau-Zener-Stückelberg interferometry in PT -symmetric non-Hermitian models

We systematically investigate the non-Hermitian generalisations of the Landau-Zener (LZ) transition and the Landau-Zener-St\"{u}ckelberg (LZS) interferometry. The LZ transition probabilities, or band populations, are calculated for a generic non-Hermitian model and their asymptotic behaviour analysed. We then focus on non-Hermitian systems with a real adiabatic parameter and study the LZS interferometry formed out of two identical avoided level crossings. Four distinctive cases of interferometry are identified and the analytic formulae for the transition probabilities are calculated for each case. The differences and similarities between the non-Hermitian case and its Hermitian counterpart are emphasised. In particular, the geometrical phase originated from the sign change of the mass term at the two level crossings is still present in the non-Hermitian system, indicating its robustness against the non-Hermiticity. We further apply our non-Hermitian LZS theory to describing the Bloch oscillation in one-dimensional parity-time $(\mathcal{PT})$ reversal symmetric non-Hermitian Su-Schrieffer-Heeger model and propose an experimental scheme to simulate such dynamics using photonic waveguide arrays. The Landau-Zener transition, as well as the LZS interferometry, can be visualised through the beam intensity profile and the transition probabilitiess measured by the centre of mass of the profile.

Realization of complex conjugate media using non-PT-symmetric photonic crystals

Abstract Although parity-time (PT)-symmetric systems can exhibit real spectra in the exact PT-symmetry regime, PT-symmetry is actually not a necessary condition for the real spectra. Here, we show that non-PT-symmetric photonic crystals (PCs) carrying Dirac-like cone dispersions can always exhibit real spectra as long as the average non-Hermiticity strength within the unit cell for the eigenstates is zero. By building a non-Hermitian Hamiltonian model, we find that the real spectra of the non-PT-symmetric system can be explained using the concept of pseudo-Hermiticity. We demonstrate using effective medium theories that, in the long-wavelength limit, such non-PT-symmetric PCs behave like the so-called complex conjugate medium (CCM) whose refractive index is real but whose permittivity and permeability are complex numbers. The real refractive index for this effective CCM is guaranteed by the real spectrum of the PCs, and the complex permittivity and permeability come from non-PT-symmetric loss-gain distributions. We show some interesting phenomena associated with CCM, such as the lasing effect.

Entanglement spectrum and symmetries in non-Hermitian fermionic non-interacting models

We study the properties of the entanglement spectrum in gapped non-interacting non-Hermitian systems, and its relation to the topological properties of the system Hamiltonian. Two different families of entanglement Hamiltonians can be defined in non-Hermitian systems, depending on whether we consider only right (or equivalently only left) eigenstates or a combination of both left and right eigenstates. We show that their entanglement spectra can still be computed efficiently, as in the Hermitian limit. We discuss how symmetries of the Hamiltonian map into symmetries of the entanglement spectrum depending on the choice of the many-body state. Through several examples in one and two dimensions, we show that the biorthogonal entanglement Hamiltonian directly inherits the topological properties of the Hamiltonian for line gapped phases, with characteristic singular and energy zero modes. The right (left) density matrix carries distinct information on the topological properties of the many-body right (left) eigenstates themselves. In purely point gapped phases, when the energy bands are not separable, the relation between the entanglement Hamiltonian and the system Hamiltonian breaks down.

Prediction of Attractive Level Crossing via a Dissipative Mode.

The new field of spin cavitronics focuses on the interaction between the magnon excitation of a magnetic element and the electromagnetic wave in a microwave cavity. In the strong interaction regime, such an interaction usually gives rise to the level anticrossing for the magnonic and the electromagnetic mode. Recently, the attractive level crossing has been observed, and it is explained by a non-Hermitian model Hamiltonian. However, the mechanism of such attractive coupling is still unclear. We reveal the secret by using a simple model with two harmonic oscillators coupled to a third oscillator with large dissipation. We further identify this dissipative third party as the invisible cavity mode with large leakage in cavity-magnon experiments. This understanding enables one to design dissipative coupling in all sorts of coupled systems.

Effective non-Hermitian physics for degenerate ground states of a non-Hermitian Ising model with symmetry

In this paper, based on a one-dimensional non-Hermitian spin model with -invariant term, we study the non-Hermitian physics for the two (nearly) degenerate ground states. By using the high-order perturbation method, an effective pseudo-spin model is obtained to describe non-Hermitian physics for the two (nearly) degenerate ground states, which are precisely consistent with the numerical calculations. We found that there may exist effective (anti) symmetry for the effective pseudo-spin model of the two (nearly) degenerate ground states. In particular, there exists spontaneous (anti) -symmetry breaking for the topological degenerate ground states with tunable parameters in external fields. We also found that even a very tiny imaginary external field applied will drive phase transition.

Constraints on the energy spectrum of non-Hermitian models in open environments

Motivated by recent progress on non-Hermitian topological band theories, we study the energy spectrum of a generic two-band non-Hermitian Hamiltonian. We prove rigorously that the complex energy spectrum of such a non-Hermitian Hamiltonian is restricted to the lower complex plane, provided that the parameters of the Hamiltonian satisfy a certain constraint. Furthermore, we consider one specific scenario where such a non-Hermitian Hamiltonian can arise, namely a two-band model coupled to an environment, and show that this aforementioned constraint originates from very general physical considerations. Using this construction we extract the real-space behaviour of the non-hermitian terms. Our findings are relevant in the definition of the energy gap in non-Hermitian topological band theories and also have implications on simulations of such theories using quantum systems.

Generalized bulk-edge correspondence for non-Hermitian topological systems

A modified periodic boundary condition adequate for non-hermitian topological systems is proposed. Under this boundary condition a topological number characterizing the system is defined in the same way as in the corresponding hermitian system and hence, at the cost of introducing an additional parameter that characterizes the non-hermitian skin effect, the idea of bulk-edge correspondence in the hermitian limit can be applied almost as it is. We develop this framework through the analysis of a non-hermitian SSH model with chiral symmetry, and prove the bulk-edge correspondence in a generalized parameter space. A finite region in this parameter space with a nontrivial pair of chiral winding numbers is identified as topologically nontrivial, indicating the existence of a topologically protected edge state under open boundary.

Hidden Chern number in one-dimensional non-Hermitian chiral-symmetric systems

We consider a class of one-dimensional non-Hermitian models with a special type of a chiral symmetry which is related to pseudo-Hermiticity. We show that the topology of a Hamiltonian belonging to this symmetry class is determined by a hidden Chern number described by an effective 2D Hermitian Hamiltonian $H^{\rm eff} (k, \eta)$, where $\eta$ is the imaginary part of the energy. This Chern number manifests itself as topologically protected in-gap end states at zero real part of the energy. We show that the bulk-boundary correspondence coming from the hidden Chern number is robust and immune to non-Hermitian skin effect. We introduce a minimal model Hamiltonian supporting topologically nontrivial phases in this symmetry class, derive its topological phase diagram and calculate the end states originating from the hidden Chern number.

Helical resonant transport and purified amplification at an exceptional point

We propose an application of a parity-time symmetric non-Hermitian Su-Schrieffer-Heeger (SSH) model by embedded it in a two-dimensional square lattice tube. The coalescence state at the exceptional point of non-Hermitian SSH model is chiral and selectively controls helical transport and amplification. Two typical helicity-dependent scattering dynamics are observed. If the incidence has an identical helicity with the embedded non-Hermitian SSH model, we observe a perfect transmission without reflection. However, if the incidence has an opposite helicity with the embedded non-Hermitian SSH model, except for a full transmission, we observe an amplified transmission with different helicity from the incidence; but the amplified reflection has identical helicity with the incidence. These intriguing features are completely unexpected in Hermitian system. Moreover, the helical amplification at high efficiency can be triggered by an arbitrary excitation. The different dynamics between incidences with opposite helicities are results of unidirectional tunneling, which is revealed to be capable of realizing without introducing magnetic field. Our findings open a direction in all-optical device and provide perspectives in non-Hermitian transport.