Constraints on the energy spectrum of non-Hermitian models in open environments

Abstract

Motivated by recent progress on non-Hermitian topological band theories, we study the energy spectrum of a generic two-band non-Hermitian Hamiltonian. We prove rigorously that the complex energy spectrum of such a non-Hermitian Hamiltonian is restricted to the lower complex plane, provided that the parameters of the Hamiltonian satisfy a certain constraint. Furthermore, we consider one specific scenario where such a non-Hermitian Hamiltonian can arise, namely a two-band model coupled to an environment, and show that this aforementioned constraint originates from very general physical considerations. Using this construction we extract the real-space behaviour of the non-hermitian terms. Our findings are relevant in the definition of the energy gap in non-Hermitian topological band theories and also have implications on simulations of such theories using quantum systems.