Lithium Niobate On Insulator Waveguides Research Articles

Tunable narrow band-rejection and band-pass filter based on long-period waveguide grating on a thin-film lithium niobate rib waveguide

We propose and demonstrate experimentally an electro-optic (EO) and thermo-optic (TO) tunable wavelength filter with band-rejection and band-pass dual-function. Our proposed filter is based on a long-period waveguide grating (LPWG) formed on a lithium niobate on insulator (LNOI) rib waveguide with a channel-shaped polymer cladding waveguide. The LPWG formed on the surface of the LNOI core enables efficient mode coupling between the two fundamental modes of the LNOI waveguide and the polymer cladding waveguide and hence dual-function filtering. For the z-/x-polarized input light, our fabricated best filter shows an 18.1-dB/8.2-dB band-rejection contrast and a 15.7-dB/17.4-dB band-pass contrast at 1565.26/1594.24 nm wavelength, with a relatively narrow 3-dB bandwidth of 2.5/2.3 nm, respectively. In addition, the fabricated filter also shows an EO tuning efficiency of ∼32 pm/V and a TO tuning efficiency of 0.465 nm/°C, respectively. Our proposed filter could find applications in wavelength division multiplexing, temperature sensing, and other fields of optical communication and optical information processing.

Second Harmonic Generation in Apodized Chirped Periodically Poled Lithium Niobate Loaded Waveguides Based on Bound States in Continuum

With the rapid development of optical communication and quantum information, the demand for efficient and broadband nonlinear frequency conversion has increased. At present, most single-frequency conversion processes in lithium niobate on insulator (LNOI) waveguides suffer from lateral leakage without proper design, leading to an additional increase in propagation loss. Achieving broadband frequency conversion also encounters this problem in that there are no relevant works that have solved this yet. In this paper, we theoretically propose an efficient and flat broadband second harmonic generation (SHG) in silicon nitride loaded apodized chirped periodically poled LNOI waveguides. By using a bound states in the continuum (BICs) mechanism to reduce the propagation loss and utilizing the characteristic that the BICs are insensitive to wavelength, an ultra-low-loss wave band of 80 nm is realized. Then, by employing an apodized chirped design, a flat broadband SHG is achieved. The normalized conversion efficiency (NCE) is approximately 222%W−1cm−2, and the bandwidth is about 100 nm. Moreover, the presented waveguides are simple and can be fabricated without direct etching of lithium niobate, exhibiting excellent fabrication tolerance. Our work may open a new avenue for exploring low-loss and flat broadband nonlinear frequency conversion on various on-chip integrated photonic platforms.

Avoiding lateral mode leakage in thin film lithium niobate waveguides for the generation of spectrally pure photons at telecom wavelengths

Photonic integrated optical components, notably straight waveguides, serve as pivotal elements for on-chip generation and manipulation of quantum states of light. In this work, we focus on optimizing waveguides based on lithium niobate on insulator (LNOI) to generate photon pairs at telecom wavelengths using spontaneous parametric down-conversion (SPDC). Specifically, we investigate lateral leakage for all possible SPDC processes involving type 0, type I, and type II phase matching conditions in an X-cut lithium niobate waveguide and provide a recipe to avoid leakage loss for the interacting photons. Furthermore, focusing on type II phase matching, we engineer the waveguide in the single-mode regime such that it also satisfies group index matching for generating spectrally pure single photons with high purity (99.33%). We also address fabrication imperfections of the optimized design and find that the spectral purity of the generated photons is robust to fabrication errors. This work offers guidance for the suitable selection of morphological parameters to obtain lossless, single-mode LNOI waveguides for building linear optical circuits and photon pair generation at telecom wavelengths using desired phase-matching conditions.

Optimization of waveguide fabrication processes in lithium-niobate-on-insulator platform.

Lithium niobate (LN) is used in diverse applications such as spectroscopy, remote sensing, and quantum communications. The emergence of lithium-niobate-on-insulator (LNOI) technology and its commercial accessibility represent significant milestones. This technology aids in harnessing the full potential of LN's properties, such as achieving tight mode confinement and strong overlap with applied electric fields, which has enabled LNOI-based electro-optic modulators to have ultra-broad bandwidths with low-voltage operation and low power consumption. Consequently, LNOI devices are emerging as competitive contenders in the integrated photonics landscape. However, the nanofabrication, particularly LN etching, presents a notable challenge. LN is hard, dense, and chemically inert. It has anisotropic etch behavior and a propensity to produce material redeposition during the reactive-ion plasma etch process. These factors make fabricating low-loss LNOI waveguides (WGs) challenging. Recognizing the pivotal role of addressing these fabrication challenges for obtaining low-loss WGs, our research focuses on a systematic study of various process steps in fabricating LNOI WGs and other photonic structures. In particular, our study involves (i) careful selection of hard mask materials, (ii) optimization of inductively coupled plasma etch parameters, and finally, (iii) determining the optimal post-etch cleaning approach to remove redeposited material on the sidewalls of the etched photonic structures. Using the recipe established, we realized optical WGs with total (propagation and coupling) loss value of -10.5 dB, comparable to established values found in the literature. Our findings broaden our understanding of optimizing fabrication processes for low-loss lithium-niobate waveguides and can serve as an accessible resource in advancing LNOI technology.

Compact polarization beam splitter based on metal-capped thin-film LiNbO3-on-insulator plasmonic waveguide

A compact polarization beam splitter based on a triple-waveguide plasmonic directional coupler is proposed and modeled. The directional coupler consists of two usual lithium-niobate-on-insulator (LNOI) ridge waveguides and a metal-capped plasmonic LNOI waveguide located between them. It utilizes stronger polarization dependence of modal birefringence of a plasmonic waveguide. By appropriately designing the plasmonic waveguide geometry, the TM component wave meets the resonant coupling condition and outputs at cross port. Instead, the TE component wave does not meet the resonant coupling condition, cannot be resonant in the triple-waveguide directional coupler and outputs at through port directly. Excellent performance is expected for an optimal device. First, the device shows an ultra-high polarization extinction ratio(PER) of 28.3 dB and an ultra-low insertion loss(IL) of 0.06 dB for the TE-polarized wave, and of 31.7 dB and of 0.31 dB in order for the TM-polarized wave. Second, the working bandwidth with PER > 25 dB and IL < 0.08 dB is 100 nm (1500–1600 nm) for the TE-polarized wave, and that with PER > 20 dB and IL < 0.4 dB is 30 nm (1534–1564 nm) for the TM-polarized wave. Third, the device has a compact structure of 33 μm in length and exhibits definite fabrication tolerance. Overall, the proposed device exhibits ultra-high PER and ultra-low IL, and has a compact size suitable for on-chip use. A comparison shows that present device exhibits advantage in IL and/or size over that based on other LNOI structures or the SOI platform.

Zero Birefringence Condition in Lithium Niobate on Insulator Rib Waveguides

AbstractBirefringence, quantified as the maximum effective index difference of two orthogonally polarized modes, is one of the key characteristics of Lithium Niobate on Insulator (LNOI) waveguide devices. As LNOI optical properties strongly depend on the polarization of the propagating light beam, achieving the zero‐birefringence condition (ZBC) is highly desired. In this work, a rib LNOI waveguide is designed, and the influence of geometrical dimensions on the birefringence is characterized. From the result, the slab's height is found to be the dominant geometrical factor that significantly contributes to the birefringence, with an optimum slab's height found at 50 nm. For this optimized value, the influence of width and wavelength on birefringence are characterized. The analysis is extended to investigate the properties of group indices that can result in the temporal walk‐off phenomenon. This phenomenon can significantly impact the performance of single‐photon devices, as it can cause a polarization mismatch between the incident photon and the polarization properties of the medium, resulting in reduced efficiency of devices such as single‐photon detectors. In the analysis, the zero birefringence and walk‐off are achieved at narrow waveguide width, 𝑤 of 250 nm and wavelength, = 1500 nm, which is within the telecommunication region band.

Reconfigurable TE-pass polarizer based on lithium niobate waveguide assisted by Ge2Sb2Te5 and silicon nitride.

On-chip polarization management components play a critical role in tackling polarization dependence in the lithium-niobate-on-insulator (LNOI) platform. In this work, we proposed a reconfigurable TE-pass polarizer based on optical phase change material (GST) and the LNOI wafer. The key region is formed by a hybrid GST-S i 3 N 4 layer symmetrically deposited atop the centerline of the LNOI waveguide along the propagation direction where the GST is sandwiched in the middle of the S i 3 N 4 layer. Whether the polarizer will take effect depends on the phase states of the GST layer and the graphene and aluminum oxide layers are coated atop the G S T-S i 3 N 4 layer as the microheater to control the conversion of phase states. The proposed device length is 7.5µm with an insertion loss (IL)=0.22dB and extinction ratio (ER)=32.8dB at the wavelength of 1550nm. Moreover, it also has a high ER (>25d B) and a low IL (<0.5d B) in the operating bandwidth of 200nm. Such a high-performance TE-pass polarizer paves a new way for applications of photonics integrated circuits.

Broadband Asymmetric Light Transport in Compact Lithium Niobate Waveguides

AbstractAsymmetric on‐chip light transport is important but always challenging for photonic integrations. Although it has been recently implemented by adiabatically encircling the exceptional points in a non‐Hermitian system, these approaches are fundamentally restricted to the adiabatic condition that brings disadvantages of low transmission efficiency and large device footprint. Here, it is proposed to realize a broadband asymmetric light transport in compact non‐Hermitian coupled waveguides on the lithium niobate‐on‐insulator (LNOI) platform. The asymmetric function is fulfilled by a particular mode selection in a loss‐controlled LNOI waveguide triplet, where a lossless zero mode plays a crucial role. Moreover, the shortcut to adiabaticity is applied to speed up the light evolution and shorten the device length. The approach works out a new strategy to establish an asymmetric light transport in a compact form, indicating further new on‐chip light manipulations in this promising LNOI photonic platform.

Waveguide‐Integrated Two‐Dimensional Material Photodetectors in Thin‐Film Lithium Niobate

Thin‐film lithium niobate on insulator (LNOI) is a promising platform for optical communications, microwave photonics, and quantum technologies. While many high‐performance devices like electro‐optic modulators and frequency comb sources have been achieved on LNOI platform, it remains challenging to realize photodetectors (PDs) on LNOI platform using simple and low‐cost fabrication techniques. 2D materials are excellent candidates to achieve photodetection since they feature strong light‐matter interaction, excellent mechanical flexibility, and potential large‐scale complementary metal–oxide–semiconductor‐compatible fabrication. Herein, this demand is addressed using an LNOI‐2D material platform, and two types of high‐performance LNOI waveguide‐integrated 2D material PDs, namely graphene and tellurium (Te), are addressed. Specifically, the LNOI‐graphene PDs feature broadband operations at telecom and visible wavelengths, high normalized photocurrent‐to‐dark current ratios up to 3 × 106 W−1, and large 3‐dB photoelectric bandwidths of ≈40 GHz, simultaneously. The LNOI‐Te PDs on the other hand provide ultrahigh responsivities of 7 A W−1 under 0.5 V bias for telecom signals while supporting GHz frequency responses. The results show that the versatile properties of 2D materials and their excellent compatibility with LNOI waveguides could provide important low‐cost solutions for system operating point monitoring and high‐speed photoelectric conversion in future LNOI photonic integrated circuits.

Subwavelength Grating‐Assisted Contra‐Directional Couplers in Lithium Niobate on Insulator

AbstractGrating‐assisted contra‐directional couplers are important optical components in photonic integrated circuits (PICs), which can serve as fundamental building blocks for optical (de)multiplexers, switches, filters, and splitters, among others. Recently, lithium niobate on insulator (LNOI) has emerged as an attractive PIC platform with many important active photonic circuit components demonstrated, including electro‐optic modulators and second‐harmonic wavelength converters. Nevertheless, the LNOI component toolbox still lacks some passive photonic circuit components to fulfill the requirements of future high‐performance PICs. In this contribution, a subwavelength grating‐assisted contra‐directional coupler (GACDC) is proposed, designed, and experimentally demonstrated in a silicon nitride‐loaded LNOI waveguide platform. As an example of its applications, a three‐channel wavelength‐division (de)multiplexer is fabricated and experimentally demonstrated by cascading several GACDCs, with a narrow wavelength spacing of 3.2 nm (400 GHz). The measured device insertion loss of each channel is about 2.5 dB with low interchannel crosstalk below −20 dB. A fabrication tolerance analysis is also carried out, indicating that the proposed GACDCs are tolerant to waveguide width variations.

On-chip ytterbium-doped lithium niobate waveguide amplifiers with high net internal gain.

Integrated optical systems based on lithium niobate on insulator (LNOI) have shown great potential in recent years. However, the LNOI platform is facing a shortage of active devices. Considering the significant progress made in rare-earth-doped LNOI lasers and amplifiers, the fabrication of on-chip ytterbium-doped LNOI waveguide amplifiers based on electron-beam lithography and inductively coupled plasma reactive ion etching was investigated. The signal amplification at lower pump power (<1 mW) was achieved by the fabricated waveguide amplifiers. A net internal gain of ∼18 dB/cm in the 1064 nm band was also achieved in the waveguide amplifiers under a pump power of 10 mW at 974 nm. This work proposes a new, to the best of our knowledge, active device for the LNOI integrated optical system. It may become an important basic component for lithium niobate thin-film integrated photonics in the future.

Integrated photonics on the dielectrically loaded lithium niobate on insulator platform

Thin-film lithium niobate on insulator (LNOI) is emerging as one of the promising platforms for integrated photonics due to the excellent material properties of lithium niobate, which includes a strong electro-optic effect, high second-order optical nonlinearity, a large optical transparency window, and low material loss. Although direct etching of lithium niobate has been adopted more widely in recent years, it remains to be seen if it will be adopted in foundry processes due to the incompatibility with standard CMOS fabrication processes. Thus, the scalability of the LNOI platform is currently still limited when compared with other platforms such as silicon photonics. Dielectrically loaded LNOI waveguides may present an alternative. These waveguides have been used to demonstrate a range of optical components with a simplified fabrication process while demonstrating competitive performance. In this contribution, we review the recent progress in dielectrically loaded LNOI waveguides, summarize the advantages and disadvantages of different loading materials, compare the performance of different platforms, and discuss the future of these platforms for photonic integrated circuits.

High‐Performance Mode‐Multiplexing Device with Anisotropic Lithium‐Niobate‐on‐Insulator Waveguides

AbstractThin‐film lithium‐niobate photonics has attracted intensive attention due to its superior material properties. In particular, multimode lithium‐niobate photonics is becoming attractive for the applications of high‐capacity optical interconnects and high‐efficiency nonlinear optics. However, multimode manipulation in lithium‐niobate‐on‐insulator (LNOI) waveguides is not easy because there might occur some mode hybridness due to the vertical asymmetry as well as the material anisotropy. In this paper, high‐performance mode‐multiplexing devices with anisotropic LNOI waveguides are proposed, consisting of a multi‐channel mode (de)multiplexer and a sharp multimode waveguide bend (MWB). The mode (de)multiplexer is designed with Z‐propagation LNOI waveguides to avoid the mode hybridness. Meanwhile, the sharp MWB is designed to connect with a Y‐propagation waveguide, enabling access to the highest electro‐optic coefficient and second‐order nonlinear coefficient. The fabricated mode (de)multiplexer has a low excess loss less than 0.2 dB as well as low crosstalk less than ‐19 dB in the wavelength range of 1520–1600 nm. These high‐performance multimode photonic devices are useful for developing multimode LN photonics.

A Demultiplexing Filter With Box-Like Response and Large FSR Based on LNOI Second-Order Micro-Ring Resonators

We propose and experimentally demonstrate a high-performance micro-ring resonator (MRR) with a large free-spectral range (FSR) on the lithium niobate-on-insulator (LNOI) platform. Mode crosstalk happens in LNOI waveguide bends because more than one mode is generated from the anisotropy of lithium niobate, which limits the minimum bending radius of MRRs. Mode properties of ridge waveguides on X-cut LNOI with different bend radii and wavelengths have been analyzed to remove the effect of mode hybridization and reduce the mode crosstalk. On this basis, a small radius MRR with large FSR and 3dB bandwidth is achieved. Further, to deal with the wavelength shift caused by fabrication error, a second-order micro-ring resonators (2 <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">nd</sup> -order MRRs) filter with a box-like response and a high out-of-band rejection ratio is realized. Besides, a multichannel demultiplexing filter is realized based on 2 <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">nd</sup> -order MRRs with low crosstalk (<−13 dB) at a channel spacing of 1.16 nm. The demonstration of the demultiplexing filter with a box-like response paves an important step for high-density photonic integration on the LNOI platform.

Ultrabroadband second-harmonic generation based on a dispersion-engineered lithium niobate on insulator waveguide

Second-harmonic generation (SHG) is widely used for wavelength conversions in various applications including multi-wavelength lasers, imaging, and ultrafast optics. However, it remains a long-standing challenge to achieve both a broad SHG bandwidth and high efficiency due to the medium dispersion. Here, we propose an ultrabroadband efficient SHG on a lithium niobate on insulator (LNOI) platform by dispersion engineering. The waveguide cross section with two V-shaped grooves is carefully designed to minimize first- and second-order dispersion, which is feasible for current fabrication techniques. Due to the flattened dispersion, a record-high, to our knowledge, bandwidth-length product ( Δ λ ⋅ L ) of 2444 µ m 2 is achieved in a periodically poled 1.64-cm-long LNOI waveguide, which is four times the previously reported result. Such a scheme can also be generalized to SHG waveguides on other material platforms. Our results provide a new strategy of dispersion engineering for integrated photonics, and may be helpful for applications including frequency doubling, supercontinuum generation, and optical frequency combs.

Integration of Black Phosphorus Photoconductors with Lithium Niobate on Insulator Photonics

AbstractPhotodetectors formed with layered two‐dimensional (2D) materials have shown significant potential for integration with photonic circuits, offering fast, high responsivity and low noise detection over a broad range of optical wavelengths. However, only preliminary trials of this concept have been performed on emerging photonics platforms such as lithium niobate on insulator (LNOI). In this study, a novel architecture consisting of ≈15 nm thick layered black phosphorus (bP) photoconductors draped over LNOI waveguides is demonstrated. The performance of these detectors is studied across the telecom bands at room temperature, and a high extrinsic responsivity of 148 mA W−1 is measured at λ = 1550 nm under low bias conditions (VDS = 0.3 V). The spectral response of the detectors is broad allowing the response of other photonic components, such as fiber‐to‐chip grating couplers, to be characterized in situ, without need to out‐couple the light. Finally, the speed of the bP detectors is found to be beyond our instrumentation, setting 100 ns as an upper‐limit rise/fall time, with the actual speed of the bP detector likely to be much faster.

Efficient and scalable edge coupler based on silica planar lightwave circuits and lithium niobate thin films

Recently, lithium niobate on insulator (LNOI) has emerged as a promising photonic integration platform for optical communication due to its outstanding material properties. However, an optical coupler that features high-efficiency is essential to improve the practicability of LN devices. In this work, we proposed a high coupling efficiency and scalable edge coupler, which consists of silica-based planar lightwave circuit (PLC) and LN bilayer taper. The silica-based PLC is positioned on the bottom of LN bilayer taper, which serves as the optical interface connecting the LNOI waveguide to the fiber. The silica-based PLC is interfaced to optical fibers through butt-coupling. Then, LN bilayer taper transfers the light form silica PLC to LN ridge waveguide through adiabatic coupling and converts it gradually into the fundamental mode. When coupled to an ultra-high numerical aperture fiber (UHNA), the simulation results show a low coupling loss of 0.11 dB and 0.128 dB per facet for TE and TM mode, respectively. The scalability of the coupler for large numbers of channels has been proven, which meets the performance requirements of LN devices employed in high-bandwidth, multi-channel systems. These results open a path for lithium niobate photonic integration circuit (PIC) and low-cost optical packaging.

Mid-Infrared Highly Efficient, Broadband, and Flattened Dispersive Wave Generation via Dual-Coupled Thin-Film Lithium-Niobate-on-Insulator Waveguide

We designed a structure of dual-coupled ridge waveguide in thin-film lithium-niobate-on-insulator (LNOI) and numerically studied the highly efficient, broadband, and flattened dispersive wave-enhanced supercontinuum generation in the mid-infrared region. By leveraging the mode coupling of the proposed dual-coupled waveguide structure, one of the supermodes, namely the anti-symmetric mode, can produce additional zero-dispersion wavelengths in the mid-infrared region, and consequently multiple normal dispersion regions for dispersive wave emission. Given the rich geometrical degrees of freedom powered by this dual-coupled LNOI waveguide structure, we can tailor the dispersion profile so that a well-established mode-locked fiber laser in the telecommunication band can serve as the pump. Thus, the whole system can potentially be fiber-to-chip integrated and packaged, enabling a compact, cost-effective, and low system-complexity platform. We numerically show that the broadband dispersive wave covering the wavelength range of 1.92~3.55 μm (−20 dB level, near octave-spanning) with spectral flatness of 6.31 dB can be achieved using a 1550 nm, 190 pJ femtosecond pump seed. When the dual hump-shaped spectrum is obtained, the conversion efficiency of the mid-infrared dispersive wave can be up to 19.31%. The influence of the pumping conditions on the performance of mid-infrared dispersive wave generation was also studied. This work provides a competitive candidate for efficient, broadband, and flattened mid-infrared spectrum generation, which can find important applications in spectroscopy, metrology, and communication.

Heterogeneously integrated III-V-on-lithium niobate broadband light sources and photodetectors.

Heterogeneous integration of III-V active devices on lithium niobate-on-insulator (LNOI) photonic circuits enable fully integrated transceivers. Here we present the co-integration of InP-based light-emitting diodes (LEDs) and photodetectors on an LNOI photonics platform. Both devices are realized based on the same III-V epitaxial layers stack adhesively bonded on an LNOI waveguide circuit. The light is evanescently coupled between the LNOI and III-V waveguide via a multiple-section adiabatic taper. The waveguide-coupled LEDs have a 3-dB bandwidth of 40 nm. The photodetector features a responsivity of 0.38 A/W in the 1550-nm wavelength range and a dark current of 9 nA at -0.5 V at room temperature.

Flexible source of correlated photons based on LNOI rib waveguides

Lithium niobate on insulator (LNOI) material has great potential for photonic integrated circuits, providing substantial versatility in design of various integrated components. To properly use these components in the implementation of different quantum protocols, photons with different properties are required. In this paper, we theoretically demonstrate a flexible source of correlated photons built on the LNOI waveguide with a special geometry. This source is based on the parametric down-conversion (PDC) process, in which the signal and idler photons are generated at the telecom wavelength and have different spatial profiles and polarizations, but the same group velocities. Distinguishability in polarizations and spatial profiles facilitates the routing and manipulating individual photons, while the equality of their group velocities leads to the absence of temporal walk-off between photons. We show how the spectral properties of the generated photons and the number of their frequency modes can be controlled depending on the pump characteristics and the waveguide length. Finally, we discuss special regimes, in which narrowband light with strong frequency correlations and polarization-entangled Bell states are generated at the telecom wavelength.