Historical Case Study Research Articles

Promises betrayed? Ideological commitments and revolutionary outcomes

An enduring puzzle in the study of revolutions is why some produce dictatorship and others democracy. Selectorate theory offers a parsimonious answer arguing that the incentives leaders face in the struggle for political survival shape the decisions they make on postrevolutionary institutional forms. The theory contends that only the scale of victory and its attribution help us understand revolutionary outcomes. However, we argue that ideology, specified as a consistent and explicit vision for a future polity, has been improperly discounted. Ideological commitments by revolutionary challengers made prior to the onset of a revolutionary situation influence the formation of challenger coalitions, increase the odds of victory, and subsequently constrain the range of choices available to winners by limiting plausible coalition partners, informing allocation decisions, and defining the acceptable scale and attribution of victory. We use historical case studies for theory building, allowing us to illustrate mechanisms and assess the theory's internal validity. The cases demonstrate why ideological commitments have been crucial factors not only affecting the political survival of political leaders, but also the institutions that developed out of revolutions.

The Boundaries of Transgender Rights: A Case Study Based on the Historical Legislation of the United States

The U.S. started to legally recognize transgender as transexuals in the 1970s, but with the late 1980s gender queer theory, the U.S. legal system recognizes all transgenders by how they identify themselves. The 2010s see rapid growth in transgender movements and related surgical industries. This paper studies the historical development of transgenders rights in the U.S. and analyzes its legitimacy based on past legislation and ideologies of America. It uses historical analysis and case studies on past lawsuits of the development of transgender. It analyzes how the three aspects of social, economic, and political factors intertwine to form the current legislation regarding transgenders. It divides the post-1980s transgenders into two groups to analyze, each based on a historical analysis of legislative values in the U.S. The current development of transgender rights and the over-protection of which has violated the U.S.s founding ideologies of liberty. To ensure the basic right to privacy in sex-divided facilities, legal systems should give clear criteria for determining transgender. To protect transgenders, especially adolescents and young adults, legislation needs to outlaw the school-to-clinic pipeline.

A co-evolutionary approach to MNE-assisted industry development: Uruguay’s forest-based pulp sector

Purpose This study aims to investigate how co-evolutionary interactions between multinational enterprises (MNEs) and local actors shaped resource-intensive industry development over several decades, examining the economic, industrial and social implications of these interactions. It details the long-term effects of MNEs’ activities on the host country’s economic and social development and unfolds the path-dependent sequence and mechanisms of occurrence. Design/methodology/approach In a historical case study of Uruguay’s forest-based pulp sector during the 1970s to 2023, the authors analyze data from interviews with local industry actors and from company archives, academic publications and public environmental organizations. Findings The findings untangle the path-dependent co-evolution between MNEs’ activities and local actors and the resulting gradual development of the local industry. The increasing commitment of MNEs to the host country and their engagement with business and social communities impact the development of the industry’s technology basis, activity networks, identity and market. Spillovers and linkages occur in these interactions, driving industry development processes forward. The authors also reveal how MNEs attempt to address the social and environmental tensions associated with their operations to support their long-term presence in the host country. Research limitations/implications The authors contribute to the MNE-assisted development literature by untangling the specific mechanisms of MNEs’ engagement in local industry development over a long-term period and elaborating on its industrial and social implications. The authors enhance knowledge about spillovers by capturing a wide range of spillover and linkage effects and assessing their long-term impacts on industry development. Practical implications The authors offer insights into how policymakers can tailor instruments for attracting MNEs by adopting a long-term perspective regarding the implications for local development and accounting for economic, industrial and social impacts. This approach can maximize beneficial outcomes from MNEs’ presence and limit tensions between MNEs and local actors. Social implications This historical case study illustrates the complexity of MNEs’ engagement with local actors over time, including various tensions and positive developments. It illustrates the importance of social acceptance in achieving quality linkages between local and foreign actors. Originality/value This historical analysis untangles the path dependency in the long-term impacts of MNE-assisted development, illustrating the value of a temporal perspective.

Chinese Christian Community in Modern Singapore: The Case of the Jubilee Church, 1883–1942

The Chinese Christian community occupies an essential position in the pluralistic religious landscape of modern Singapore, which is known as a multicultural and multiracial immigrant society. Despite being a minority compared with Buddhists and Taoists in Singapore, the historical formation and contemporary existence of the Chinese Christian community in Singapore not only embodies religious diversity, but also contributes significantly to Singapore’s social development. This paper zooms into the founding and evolution of the Jubilee Church to see how Chinese Christians contributed to the revolutionary cause, took part in the anti-opium movement, and advanced educational activities in Singapore. Particularly, by establishing the Singapore Reading Room, participating in the founding of the Anti-Opium Society and the Chinese Kindergarten, the Jubilee Church played an important role in Singapore’s history, contributing to the modernization of Singapore in terms of advancing ideas, improving social order, and promoting education. We aim to shed light on how Chinese Christians were engaged in social activities, taking up significant roles in the transformation of the Chinese diaspora in Singapore. More importantly, we argue that these varied social engagements significantly impacted the development of Christianity. Through a detailed historical case study on the Jubilee Church, this paper proposes that social functions and religious evangelization are mutually constitutive, thus complicating our understanding of the entangled relationship among Chinese diaspora, Christianity, and motherland China.

Transforming Medical Education: Historical Case Studies of Teaching, Learning, and Belonging in Medicine

<i>Transforming Medical Education: Historical Case Studies of Teaching, Learning, and Belonging in Medicine</i>

Fighting and winning in the Arctic: improving polar warfare capabilities

ABSTRACT The U.S. and its Arctic allies are facing a strategic dilemma in the Arctic. With Russia having a predominance of cold weather capable forces and bases inside the Arctic Circle, and with China showing greater economic and military interest in the region, in tandem with Russia, the U.S. is failing to compete around the North Pole. However, for the United States to project effectively military force in the harsh Arctic environment, numerous lessons about polar warfare need to be relearned by the American military. This article provides context on the issues of Arctic operations, presents five historical case studies of military operations in the Arctic and sub-Arctic regions, and identifies how to improve U.S. military capabilities for polar warfare.

Shaping the Coast: Accounting for the Human Wildcard in Projections of Future Change

AbstractCoastal change and evolution are the product of physical drivers (e.g., waves) tightly coupled with human behavior. As climate change impacts intensify, demand is increasing for information on where, when, and how coastal areas may change in the future. Although considerable research investments have been made in understanding the physical drivers and processes that modify and shape coastal environments, many do not account for human behavior, compromising the accuracy of comprehensive future change predictions. We outline four social science approaches—historic case studies, simulations, longitudinal studies, and longitudinal studies supported by experimental data—that can be coupled with physical change information to support transdisciplinary understanding of future change. A fundamental need for each approach is more and better empirical data to better gauge human behavior. In addition, foundational investments in transdisciplinary collaboration help research teams support the integration of these approaches.

Strategies for Mitigating and Managing Risks in Bank Investments

This paper suggests that while studies of banking risk management often emphasize analytics and stress testing to improve risk governance, there is too little emphasis on historical case studies to generate comprehensive risk management strategies. Using numerous case studies, the paper suggests four categories of risk - market risks, credit risks, regulatory risks, and operational risks - that impact overall investment outcomes. By extensively reviewing both historic failures and historic successes, the paper highlights the importance of understanding different types of risks and adopting strategic measures to manage them effectively. Emphasis is placed on the necessity of a diversified investment portfolio to mitigate market volatility and credit exposure. Additionally, the paper provides actionable strategies for navigating regulatory complexities and operational challenges, supported by real-world case studies and practical examples. This research aims to equip investors with valuable insights and tools to optimize investment opportunities while minimizing potential risks in the banking sector.

“We Have Successfully Neutralised an Attack”—Historical Case Studies in Terrorism Prevention Through Cooperation

ABSTRACT While there is a large body of literature concerned with understanding terrorist attacks and the reasons for why they could not be prevented, this article looks at it from the opposite side: why could terrorist attacks successfully be prevented and what role did intelligence-sharing play? The article analyses three historical cases in depth based on extensive archival records from 18 intelligence agencies. This article traces how intelligence-sharing worked by highlighting the hands-on experiences of intelligence practitioners. The contribution of this article is twofold. First, the article shows how intelligence officers managed to establish successful and effective counterterrorism cooperation in the early 1970s. Second, through the eyes of intelligence reports the article presents new insights about terrorist tactics and terrorism innovation at the time. This included the use of women in terrorist plots and car sales as cover business for terrorism financing. The article concentrates on a peak moment in European terrorism history: it analyses early 1970s Black September attacks and the efforts of intelligence agencies to counter them.

California’s AB 101

In 2021, California governor Gavin Newsom signed into law AB 101, which requires that all students graduating high school by 2029–2030 must take an ethnic studies course. California is the only state in the nation with this graduation requirement. This article explores the historical and contemporary factors that pushed California to legislate and implement AB 101. We utilize a historical case study approach focusing on different student-led movements that embraced ethnic studies to combat educational inequalities. To do so, we pinpoint three historical phases in which ethnic studies became implemented throughout the state. In the first phase, influential scholars in the early and mid-twentieth century produced scholarship about historically marginalized people of color, which became foundational for the study of Black, Chicana/o, Asian American, and Indigenous people. The second phase involved students of color fighting for a culturally relevant curriculum, as demonstrated by the 1968 Third World Liberation Front, the 1968 East Los Angeles Chicano walkouts, El Plan de Santa Bárbara, and Chicanx/Latinx student hunger strikes in the 1990s. Lastly, the third phase consists of contemporary students, parents, educators, and activists successfully petitioning their local school districts to mandate ethnic studies as a high school graduation requirement. Despite these gains, far-right organizations in cities like Santa Barbara have mobilized to push back against both the ethnic studies requirement and progressive social justice groups like Just Communities Central Coast. This resistance initially derailed AB 331, an earlier ethnic studies bill that Governor Newsom vetoed based on accusations that it was “anti-Semitic.” A revised version, AB 101, was then introduced and passed. While momentous, we contend, AB 101 is still limited; reaching its full potential would require greater teacher credentialing and the expansion of ethnic studies to K–8 students.

Agriculture and Tourism: A Historical Perspective on Food Security Strategies in Rural Development

This article examines the historical relationship between agriculture and tourism and its implications for food security strategies in rural development. Food security is one of the foundational pillars for sustainable rural livelihoods. Integrating agriculture and tourism has enhanced resilience and food security in rural development. This study reviews the historical case studies of agriculture and tourism across various regions to trace the evolution of agriculture and tourism and their mutually dependent relationship, as well as the local food culture playing an essential role in a journey to attract visitors and to enhance local economy and employment. Results indicate that practical cooperation between these two sectors can result in resilient food security, heightening community identity, and strengthening environmental awareness. This article also studies rural areas' challenges and the opportunities for integrating agriculture and tourism to improve food security. Ultimately, it emphasizes the importance of a holistic approach incorporating historical insights, community engagement, and innovative strategies.

Ethical AI in Information Technology: Navigating Bias, Privacy, Transparency, and Accountability

The rapid advancement of artificial intelligence (AI) technologies has fundamentally transformed the landscape of information technology (IT), offering unprecedented opportunities for innovation and efficiency. However, these advancements also bring significant ethical challenges, including issues of bias, privacy, transparency, and accountability. This paper explores these ethical challenges and proposes a comprehensive ethical framework for the responsible development and deployment of AI in IT. Through an examination of historical context, current trends, and detailed case studies, the framework aims to provide actionable guidelines to mitigate biases, protect privacy, enhance transparency, and ensure accountability in AI systems. By fostering ethical AI practices, this framework aspires to support the sustainable and equitable advancement of AI technologies, ultimately benefiting society as a whole

The future of UN peace operations: pragmatism, pluralism or statism?

Abstract Although United Nations peace missions have played an important conflict management role for decades, a backlash against the post-Cold War model of ‘liberal peacebuilding’ and other recent developments have called their future into doubt. Some observers contend that a ‘pragmatic turn’ is now underway—a shift away from ambitious plans to transform war-torn societies into liberal democracies and towards more modest and realistic goals. Whether ‘pragmatism’ offers a viable alternative framework for peacebuilding, however, is less clear. This article challenges key assumptions of the pragmatic approach to peacebuilding, including the notion that UN missions can be ‘agnostic’ about the governance arrangements of societies that host these operations, as some proponents of pragmatism recommend. Historical case-studies show that such assumptions are integral features of collective conflict management systems, including UN peace missions. Moreover, a close examination of the pragmatist approach reveals that it, too, is based on such assumptions—namely, that building peace requires the promotion of pluralist societies and states. Pluralist peacebuilding, the article concludes, could offer a compelling foundation for future UN missions in an era of rising statist–authoritarianism, but developing this approach will first require discarding pragmatism's pretence of ideological agnosticism.

State Formation and Bureaucratization: Evidence from Pre-Imperial China

This paper studies the relationship between military conflicts and state-building in pre-imperial China. I develop an incomplete contract model to examine rulers’ and local administrators’ incentives in conflict. Defensive wars drive decentralization: landowning local administrators have more to gain from a successful defense and are therefore more committed to it. Offensive wars drive centralization: the landowning ruler has personnel control over the non-land-owning local administrator and can therefore force the latter to participate in less lucrative attacks. Model predictions are corroborated with empirical evidence and historical case studies, and offer broader implications for the political divergence between China and Europe.

Evaluating the tipping point of a complex system: The case of disruptive technology

AbstractComplex systems often operate in equilibriums that can be disrupted under specific conditions, driving the system to undergo an irreversible phase transition (aka tipping point) into a new equilibrium. Disruptive technology, as introduced in the book Innovator's Dilemma, is a new emerging technology that can successfully displace incumbent technologies and push the market through phase transition into a new equilibrium. In this paper, the authors model the market disruption caused by a disruptive technology as a complex system, with dynamics that show a phase transition or tipping point, after which the system shifts into a new equilibrium aiming at assessing the success or failure of a disruptive technology. The purpose of this study is to mathematically model a tipping point measure of complex networks and a theoretical framework for disruptive technology dynamics. A predator–prey model is used to emulate the behavior of a disruptive technology versus an incumbent technology, and a resilience index is integrated to measure the tipping point in the market where the disruptive technology will overtake the incumbent technology. This methodology is applied to a historical case study of film versus digital versus cell phone cameras, demonstrating the application of this methodology. The study's contribution can be applied to both systems engineering and disruptive innovation management. The proposed approach can help stakeholders assess the impact of a potential new disruptive technology and use the resulting resilience index as a measurement for adjusting technology requirements and systems management approaches to achieve a desired outcome.

Accounting for sustainability in water supply: the case of the ‘Bottini Aqueduct’ in medieval times

ABSTRACT Drawing motivation from the importance of water for life on Earth in current times and the past, this article investigates the role of accounting in favouring the sustainability of water supply in medieval times by discovering and integrating its financial, social, and environmental dimensions. This period was characterised by demographic and economic growth, which led to increasing water needs and interventions for water supply. We analyse a historical case study, whose conventional accounting is reinterpreted according to the ‘accounting for sustainability’ framework. The case of reference is the city of Siena (Italy) in medieval times with its peculiar water supply system, the ‘Bottini Aqueduct’, undertaken primarily during the thirteenth century. First, this article delves into the pivotal role of conventional accounting in unveiling and monitoring the financial, social, and environmental dimensions of water supply interventions; second, by proposing the metaphor of the ‘tree of life’, it emphasises the role of accounting in favouring the integration of these dimensions by supporting the incorporation of environmental resources – such as water – in the life of society and economy, as sap flows from the roots to the branches in a living tree.

From party to private property: Early battles over press ownership in post-wall Germany

This article provides a historical case study analysis of a press system in transition and the role of ownership therein. More specifically, the article looks at early battles over press ownership fought by West German publishing houses in socialist East Germany after the fall of the Berlin Wall. By means of early joint-venture agreements and financial investments, these publishers entered alliances with newspapers long before the latter were officially privatized by the Treuhandanstalt—a semi-public institution responsible for privatizing the entire economy of the German Democratic Republic (GDR). To make this point, the article first sketches some relevant theoretical concepts, then introduces the GDR press system, and finally shows how pre-emptive joint-venture deals became the key to privatizing an entire press system. By uncovering the underlying dynamics of media in transition, this article adds a historical current to the understanding of more recent transformations in media and communications.

Resource reallocation across successive systemic innovations: How Rolls‐Royce shaped the evolution of the turbojet, turboprop, and turbofan

AbstractResearch SummaryDespite the importance of resource reallocation in shaping a variety of strategic outcomes, strategy scholars have paid only limited attention to the processes by which firms reallocate their resources across successive systemic innovations. To explore these processes, we conducted an in‐depth historical case study on Rolls‐Royce's role in three distinct systemic innovations that marked the transition from piston engines to jet engines in the civil aviation industry: the turbojet, the turboprop, and the turbofan. The analysis helps explain how and why Rolls‐Royce's central role stemmed from its ability to reallocate existing non‐scale free organizational and technical resources. A key finding of this study is the identification of the horizontal transfer of functional modules as a critical process, especially during the incipient phase of a systemic innovation. The analysis also highlights the role that specific organizational arrangements, particularly a firm's integrative capabilities, have in shaping the effectiveness with which resources are reallocated.Managerial SummaryFocusing on resource reallocation is important to understand why some firms effectively reallocate their resources through successive systemic innovations while others cannot, even if they have similar resources and face the same environmental conditions. By delving into the technological aspects of aeroengine development and exploring why Rolls‐Royce had the capabilities to successfully integrate key functional modules across various modular levels, we clarify the relationship between technology and organization that underlies resource reallocation—a topic that has received only scant attention in the strategy literature.

Prisoner Health and Well-Being in Historical Perspective, 1850–1900: Exploring Experiences of Illness and Disability in the Victorian Convict System

Using historical and archival methodological approaches, this article provides an interdisciplinary empirical study of health experiences of prisoners in the Victorian convict prison in England and Wales. It explores the challenges of doing historical criminological work on prisoner health and disability. The article examines the health of long-term prisoners, those serving sentences of penal servitude and their interactions and treatment by the Prison Medical Officers in the system. Reflecting society outside, the prison population was drawn from populations that had experienced childhood illness, workplace accidents and war and therefore had to accommodate those suffering from both short- and long-term health issues. Using historical documentation and case studies of individual prisoners, this article highlights not only the deep scepticism the system had for those they saw as ‘malingerers’, but also the recognition that some people could not endure the full force of the prison labour regime.

WATER ARCHITECTURE IN MALAYSIA: A CASE STUDY IN PENANG, 1957-1985

This research is driven by a fundamental recognition of the pivotal role played by water infrastructure in shaping urban environments, particularly within post-colonial settings. Focusing on the transformative period from 1957 to 1985 in Penang, marked by significant governance and societal changes, our objective is to comprehensively analyse the development of post-colonial water architecture. By identifying key factors influencing the design, implementation, and outcomes of water infrastructure projects, we aim to shed light on both successes and challenges faced during this era. Our motivation lies in extracting valuable insights from historical experiences to guide contemporary policymaking and scholarly efforts, with a specific emphasis on enhancing functionality, efficiency, and sustainability. Employing a history methodology encompassing historical analysis, archival research, and case studies, this research aims to provide a nuanced understanding of post-colonial water architecture in Penang, contributing to the broader goal of fostering efficient, sustainable, and aesthetically pleasing water infrastructure for improved urban living. This study found that the evolution of water infrastructure during this period in Penang was not merely a response to increasing urbanisation, but was intricately linked to policy decisions, technological advancements, and societal dynamics. One significant discovery pertains to the impact of governance changes on the efficiency and effectiveness of water projects. The shift in governance structures influenced decision-making processes, project implementations, and overall outcomes in the realm of water architecture.