Common Pool Resource Management Research Articles

Examining fishery common-pool resource problems in the largest lagoon of Southeast Asia through a participatory systems approach

Examining fishery common-pool resource problems in the largest lagoon of Southeast Asia through a participatory systems approach

Challenges for the development of environmentally sustainable cage culture farming in Lake Maninjau, Indonesia: an institutional perspective

ABSTRACT The environmental condition of Lake Maninjau, a complex tropical system in Indonesia, has been suffering from the proliferation of tilapia cage culture practices. The area around the lake is inhabited by the Minangese ethnic group, which has strong customary laws and clan system. Applying the Institutional Analysis and Development (IAD) framework and based on face-to-face semi-structured interviews, this paper aims to understand the challenges for the development of environmentally sustainable cage culture farming. Our institutional analysis reveals that the main challenges are low levels of trust between communities and officials, and conflicting formal and informal institutions which have prevented the emergence of strong rules-in-use. This is a particularly interesting theoretical contribution to the literature on the management of common pool resources (CPR), as our case study is an example of private property farming in a common pool resource (the lake), a dynamic which remains understudied in the CPR literature. We provide suggestions for local stakeholders as well as regional and national government related to the importance of seeking local legitimacy of the working rules to govern cage culture. The lessons learned from this case study might be useful for the governance of aquaculture in other lakes in Indonesia and countries of the Global South.

Environmental justice organizing as commoning practice in groundwater reform

Despite the commons being a long-standing site of conflict, the role of social movements in common-pool resource management has been underaddressed. By exploring the role of environmental justice organizing in the San Joaquin Valley during California’s landmark groundwater reform process as a commoning practice, this article seeks to fill this gap and advance our understanding of how collective action can, and is, being leveraged to advance just and sustainable transitions. I argue that through three principal strategies of challenging participation, scope, and authority, the movement has played a formative role in a landscape of intensive enclosure. Applying a commoning lens to the case highlights the important role of not only social movements in commons management but also of commons management as a venue for the rearticulation of regional socionatural relations. Such opportunities are particularly important in underinstitutionalized rural areas where opportunities to renegotiate these relations are often few and far between. Understanding the emergence and growth of commoning communities engaged in such efforts provides several important lessons. Individual commoning strategies can help identifying principal constraints and opportunities to transcend them. To be fully understood, however, they need to be considered collectively as well as in context. In doing so, the critical importance of focusing on the work commons do, rather than produce, becomes apparent. Commoning is both a tool and a goal in itself.

Dynamics of collective action to conserve a large common-pool resource

A pressing challenge for coming decades is sustainable and just management of large-scale common-pool resources including the atmosphere, biodiversity and public services. This poses a difficult collective action problem because such resources may not show signs that usage restraint is needed until tragedy is almost inevitable. To solve this problem, a sufficient level of cooperation with a pro-conservation behavioural norm must be achieved, within the prevailing sociopolitical environment, in time for the action taken to be effective. Here we investigate the transient dynamics of behavioural change in an agent-based model on structured networks that are also exposed to a global external influence. We find that polarisation emerges naturally, even without bounded confidence, but that for rationally motivated agents, it is temporary. The speed of convergence to a final consensus is controlled by the rate at which the polarised clusters are dissolved. This depends strongly on the combination of external influences and the network topology. Both high connectivity and a favourable environment are needed to rapidly obtain final consensus.

Commons as Polanyian countermovement in neoliberal market society. A case study in Belgium

Abstract Over the last two decades, scholars have witnessed a remarkable wave of new commons. They have mostly been conceptualized either as pragmatic management of common-pool resources or as a radical political idea and praxis. We assert that enriching the literature with a Polanyian perspective allows to go beyond the binary conception and affords a better understanding of the societal relevance of commons. Conceptualizing commons as part of a countermovement aimed at the gradual decommodification and re-embedding of markets, results in a more dynamic view on how commons function in the interplay of the social force of capitalism and the forces that limit or reverse it. This also shows the relevance of commons as interstitial alternative practices. The framework is illustrated by a case study on commons established in Belgium in 2015–2016. It shows that instead of focussing primarily on contentious action, commoners concentrate on establishing alternatives that prefigure the desired future society.

An agent-based model to support community forest management and non-timber forest product harvesting in northern Thailand

Agent-based models are popular in common-pool resource management to represent complex systems and stimulate collective action and management, where they are used to evaluate scenarios of stakeholders’ choice in participatory simulations. We developed the “CoComForest” (COllaborative COMmunity FOREST management) model to support community forest management (CFM) and non-timber forest product (NTFP) harvesting in Nan Province, northern Thailand. The model was used as a computer-based role-playing game to support sharing of perceptions and knowledge among stakeholders, and in participatory simulations to explore future CFM scenarios. The Unified Modelling Language was used to build the conceptual model, subsequently implemented under the CORMAS (COmmon-pool Resource and Multi-Agent System) simulation platform. Several tests were conducted in the laboratory for verification and calibration before using this tool with 21 diverse stakeholders during a field workshop. Three different participatory gaming and simulation sessions were organized. The first one focused on the co-validation of the model with participants. They accepted most of the model functionalities and the scheduling of the rounds of play. The model was used in the subsequent two sessions to simulate the scenarios of firebreak establishment and introduction of outsiders intensively harvesting NTFPs, respectively. The results showed that the intensive harvesting practices of outsiders accelerated the depletion of resources, whereas the prevention of wildfire by establishing firebreaks could increase the resource availability in the landscape. The debriefing session at the end of the workshop focused on the analysis of simulation results and the relationships between the players’ decision-making and their actual circumstances. Individual in-depth interviews conducted after the workshop helped to evaluate the use of this model with local stakeholders. Most participants considered the model as a useful common representation of the system they manage collectively. Its use in participatory simulations facilitated communication among the stakeholders searching for an adapted and acceptable collective action plan to improve CFM at the sub-district level in order to prevent the overharvesting of NTFPs by outsiders.

“Entanglement” and the Exploitation of Common Pool Resources: A Quantum Solution to the Prisoner’s Dilemma

The overexploitation of common pool resources is frequently associated with open access regimes in which each resource user operates independently of all other resource users. The outcome is a Nash equilibrium of the prisoner’s dilemma. Restricted access regimes of the sort identified by Ostrom and colleagues typically ensure that individual resource users do not operate independently. Taking a quantum approach to the theory of games, we argue that the institutional arrangements involved in common pool resource management imply the “entanglement” of the strategies of resource users. For a very simple case — two firms exploiting a common pool fishery — we show that there exists an “entanglement” mechanism that assures the cooperative outcome.

Common Pool Resource Management: Assessing Water Resources Planning for Hydrologically Connected Surface and Groundwater Systems

Common pool resource (CPR) management has the potential to overcome the collective action dilemma, defined as the tendency for individual users to exploit natural resources and contribute to a tragedy of the commons. Design principles associated with effective CPR management help to ensure that arrangements work to the mutual benefit of water users. This study contributes to current research on CPR management by examining the process of implementing integrated management planning through the lens of CPR design principles. Integrated management plans facilitate the management of a complex common pool resource, ground and surface water resources having a hydrological connection. Water governance structures were evaluated through the use of participatory methods and observed records of interannual changes in rainfall, evapotranspiration, and ground water levels across the Northern High Plains. The findings, documented in statutes, field interviews and observed hydrologic variables, point to the potential for addressing large-scale collective action dilemmas, while building on the strengths of local control and participation. The feasibility of a “bottom up” system to foster groundwater resilience was evidenced by reductions in groundwater depths of 2 m in less than a decade.

A field experiment on workplace norms and electric vehicle charging etiquette

The increase in electric vehicles as a low-carbon mobility option has driven interest from many workplaces and local governments to offer charging services for employees, customers and visitors. However, the lack of incentives to limit over-consumption in shared charging resources has led to congestion issues. In this paper, we use high-frequency data to study two deterrence mechanisms implemented at one of the largest workplace charging programs in the United States. We study both price and nonprice interventions that encourage adoption of workplace norms and charging etiquette for resource sharing in charging stations. To study these mechanisms, we use a dynamic regression discontinuity design to separately identify treatment effects with digital platform data. Our findings provide new evidence that group norms can play an important role in driving behavioral compliance when setting EV access policies. We also find that workplace norms are complements to dynamic pricing policies. We discuss the implications of this data discovery for the effective management of common pool resources in the context of workplace charging and space-constrained environments. This article met the requirements for a gold-gold JIE data openness badge described at http://jie.click/badges

Shifting governance cooperatively – coordination by public discourses in the German water-food nexus

In face of the interdependencies between policy areas in the management of common pool resources, studying nexus challenges is insightful for the exploration of new governance strategies. This includes the co-occurrence of and the interaction between different governance modes. We put forward the argument that a promising approach to explore these dynamics over time is the method of discourse network analysis. By conducting a discourse network analysis of German agricultural and water policy in a region with intensive livestock farming and large surpluses of manure that exert pressure on water and soil resources, we analyse the development of discourses within and across policy areas. We show that the analysis of public discourses contributes to the understanding of coordination between actors.

An analysis of the entrepreneurial institutional ecosystems supporting the development of hybrid organizations: The development of cooperatives in the U.S.

Hybrid institutions share features common to other ideal type organizations, but serve as an important focus of innovation, often combining features of charity, public service, and business. Where they exist, hybrid organizations are abundant, playing crucial roles in the management and governance of public goods and common pool resources. This is particularly true in the cooperative business sector, the United States (U.S.) in particular. U.S. cooperatives comprise a significant share of the agriculture, electricity, telecom, and consumer finance sectors. Yet the entrepreneurial support systems catalyzing U.S. cooperatives remains under-studied. This paper undertakes two case studies to present widely divergent forms of entrepreneurship: the institutional entrepreneurial support system of the electric cooperative sector, and; the broker's entrepreneurial role in starting The Veterinary Cooperative in support of independent veterinary clinics. The cases find that with proper support systems and actors, hybrids can not only flourish, but also provide for significant impacts with their stakeholders, as well as the broader market context. This demonstrates a need for incorporating institutional diversity vis-à-vis hybrids in environmental management, as well as the provision of the support for their growth.

Applying Elinor Ostrom's Design Principles to Guide Co-Design in Health(care) Improvement: A Case Study with Citizens Returning to the Community from Jail in Los Angeles County.

Introduction:Increased interest in collaborative and inclusive approaches to healthcare improvement makes revisiting Elinor Ostrom’s ‘design principles’ for enabling collective management of common pool resources (CPR) in polycentric systems a timely endeavour.Theory and method:Ostrom proposed a generalisable set of eight core design principles for the efficacy of groups. To consider the utility of Ostrom’s principles for the planning, delivery, and evaluation of future health(care) improvement we retrospectively apply them to a recent co-design project.Results:Three distinct aspects of co-design were identified through consideration of the principles. These related to: (1) understanding and mapping the system (2) upholding democratic values and (3) regulating participation. Within these aspects four of Ostrom’s eight principles were inherently observed. Consideration of the remaining four principles could have enhanced the systemic impact of the co-design process.Discussion:Reconceptualising co-design through the lens of CPR offers new insights into the successful system-wide application of such approaches for the purpose of health(care) improvement.Conclusion:The eight design principles – and the relationships between them – form a heuristic that can support the planning, delivery, and evaluation of future healthcare improvement projects adopting co-design. They may help to address questions of how to scale up and embed such approaches as self-sustaining in wider systems.

Destination management and sustainable development through the common lens of the Commons


 
 
 This study combines three interconnected streams in tourism literature: analysis of the utilisation of common pool resources (CPR) in tourism, studies on sustainable tourism development and theoretical contributions to the articulation of roles, missions and strategies of a destination management organisation (DMO). Starting from an integrative literature review, our aim is to explore the symbiotic relationships between these approaches in order to design a conceptual framework that opens new research opportunities. Clearly, the concrete application of such a conceptual model depends on the resources of each destination, the type of tourism dynamics observed, the specific stakeholders involved and the power balance between them. Our approach integrates the principles of sustainable development into the strategic role of a DMO through the management of CPR, aiming at the achievement of significant benefits for the host communities within the three pillars of sustainable development (ecological, social and economic) through participatory processes of destination management. In addition, we present an exploratory illustration of this conceptual framework for the case of a rural destination of Kushiro-Akan (Hokkaido, Japan). Policy and managerial implications are discussed, along with the needs for further research.
 
 

Harnessing indigenous knowledge for climate change-resilient water management – lessons from an ethnographic case study in Iran

ABSTRACT Through an in-depth ethnographic case study, we explore water management practices within the Jiroft County province in Iran and discuss the applicability of indigenous knowledge of regional water management to the resource governance of arid regions across the world. We explore, through qualitative analysis, the relationship between community social structure, indigenous knowledge, water management technologies and practices, and water governance rules under conditions of anthropogenic climate change. From participant observational and interview data (n = 32), we find that historically-dependent community roles establish a social contract for water distribution. Cultural conventions establish linked hierarchies of water ownership, profit-sharing and social responsibility; collectively they construct an equitable system of role-sharing, social benefit distribution, socio-ecological resilience and adaptive capacity in the face of climate change-induced drought. We conclude that the combination of hierarchical land ownership-based water distribution and what we term ‘bilateral compensatory mutual assistance’ for the lowest-profit agricultural water users, provides a model of spontaneous common pool resource management that bolsters community drought resilience. We use this case to proffer recommendations for adapting other centralized, grey infrastructure and regulatory models of water management from lessons learned from this spontaneous adaptive management case.

The Economics of Common Pool Resources

The paper analyses open access and common property resource systems drawing insights from new institutional economics, especially property rights theory and policy analysis. This analysis of common pool resources (CPRs) under common property regimes indicates that local communities devise formal and informal institutions in managing the local commons. The paper further discusses how N. S. Jodha’s empirical work on the economics of CPRs has enhanced our understanding of the role of CPRs in the livelihood strategies of the poor in the developing world. Devolution of authority to local resource users is emphasized as an institutional imperative in designing appropriate forms of governance structures for CPR management.

Relationship between community capitals and governance: The perspective of local actors in the Maya Biosphere Reserve

Internationally, the decentralization of forest management from central government control to collaborative stewardship by local communities is gaining popularity. Forest decentralization is seen as a means of promoting both conservation and community economic development while decreasing government agencies’ management burdens. However, not all community forest programs have been able to successfully achieve both forest conservation and socio-economic development. A growing body of literature identifies under what circumstances local groups can collective action dilemmas in resource management. While a wealth of literature focuses on institutional influence in common-pool resource management, recent research emphasizes the need to understand both how the local context and local governance structures influence community forestry outcomes. The goal of this study is to understand how governance and community resources interact to facilitate or impede the establishment and management of community-based forest enterprises. This paper addresses this question through a cross-case analysis of community forest enterprises in the Maya Biosphere Reserve. Results highlight the importance of social capital reflecting a growing body of research that has found that local-level network-based relationships are an important factor that either facilitates or impedes community governance processes. In addition, for many attributes of good governance, the resources that are typically seen as the most difficult to measure such as cultural capital, human capital and social relationships were also seen as having the greatest impact on governance.

A Brief Introduction to Complexity Theory in Managing Public Services

This article seeks to provide a brief overview of the development of complexity theory in public sector management. The article starts by reviewing the emergence of complexity theory, first in natural sciences and then in social sciences, as an attempt to analyse complex systems and phenomena which direct “Newtonian” causalities fail to explain fully. Next, it looks at how such complexity theory – which makes the distinction between complexity and chaos – has been used to examine public services. In particular, the article analyses how new public management (NPM) and post-NPM have led to far more complex public service networks and delivery systems than the bureaucratic government structures which existed previously. As a result, research into complex public service systems has itself contributed to the deepening of complexity theory. Finally, the article presents a series of cases in which complexity theory is applied to public sector management, and the management of common pool resources as analysed by Elinor Ostrom. It concludes that complexity theory is a powerful tool for challenging the standard frame of mainstream economics and NPM, but that its applicability is not easy.

Co-production and economics: insights from the constructive use of experimental games in adaptive resource management

ABSTRACT I envision new directions in the methodology of experimental games in the field of developmental, environmental and resource economics. Although there have been extensive discussions on experimental practices in recent years, following Guala's [(2005). The methodology of experimental economics. Cambridge University Press] pioneering work, the methodology has narrowly focused on issues related to the internal and external validity of experimental results, in particular the extrapolation of results for policy. I introduce co-production as a popular perspective in the recent methodological discussion on sustainability science, and then I illustrate how it works in the familiar context of game-theoretic studies of common pool resource management. I then distinguish various ways in which methodologists could engage in the normative appraisal of co-production using economics, ranging from conservative to radical approaches.

An Implementation Approach to Rotation Programs

Rotation programs are widely used in societies. Some examples are job rotations, rotation schemes in the management of common-pool resources, and rotation procedures in fair division problems. We study rotation programs via the implementation of Pareto efficient social choice rules under complete information. The notion of the rotation program predicts the outcomes. A rotation program is a myopic stable set whose states are arranged circularly, and agents can effectively move only between two consecutive states. We provide characterizing conditions for the implementation in rotation programs and show that, for multi-valued rules, our notion of rotation monotonicity is necessary and sufficient for implementation. Finally, we identify two classes of assignment problems that are implementable in rotation programs.

Water conservation and the common pool problem: Can pricing address free-riding in residential hot water consumption?

Water conservation and the common pool problem: Can pricing address free-riding in residential hot water consumption?