Auxiliary-field Quantum Monte Carlo Method Research Articles

Chelate Complexes of 3d Transition Metal Ions─A Challenge for Electronic-Structure Methods?

Different electronic-structure methods were assessed for their ability to predict two important properties of the industrially relevant chelating agent nitrilotriacetic acid (NTA): its selectivity with respect to six different first-row transition metal ions and the spin-state energetics of its complex with Fe(III). The investigated methods encompassed density functional theory (DFT), the random phase approximation (RPA), coupled cluster (CC) theory, and the auxiliary-field quantum Monte Carlo (AFQMC) method, as well as the complete active space self-consistent field (CASSCF) method and the respective on-top methods: second-order N-electron valence state perturbation theory (NEVPT2) and multiconfiguration pair-density functional theory (MC-PDFT). Different strategies for selecting active spaces were explored, and the density matrix renormalization group (DMRG) approach was used to solve the largest active spaces. Despite somewhat ambiguous multi-reference diagnostics, most methods gave relatively good agreement with experimental data for the chemical reactions connected to the selectivity, which only involved transition-metal complexes in their high-spin state. CC methods yielded the highest accuracy followed by range-separated DFT and AFQMC. We discussed in detail that even higher accuracies can be obtained with NEVPT2, under the prerequisite that consistent active spaces along the entire chemical reaction can be selected, which was not the case for reactions involving Fe(III). A bigger challenge for electronic-structure methods was the prediction of the spin-state energetics, which additionally involved lower spin states that exhibited larger multi-reference diagnostics. Conceptually different, typically accurate methods ranging from CC theory via DMRG-NEVPT2 in combination with large active spaces to AFQMC agreed well that the high-spin state is energetically significantly favored over the other spin states. This was in contrast to most DFT functionals and RPA which yielded a smaller stabilization and some common DFT functionals and MC-PDFT even predicting the low-spin state to be energetically most favorable.

Scalable Quantum Monte Carlo with Direct-Product Trial Wave Functions.

The computational demand posed by applying multi-Slater determinant trials in phaseless auxiliary-field quantum Monte Carlo methods (MSD-AFQMC) is particularly significant for molecules exhibiting strong correlations. Here, we propose using direct-product wave functions as trials for MSD-AFQMC, aiming to reduce computational overhead by leveraging the compactness of multi-Slater determinant trials in direct-product form (DP-MSD). This efficiency arises when the active space can be divided into noncoupling subspaces, a condition we term "decomposable active space". By employing localized-active space self-consistent field wave functions as an example of such trials, we demonstrate our proposed approach across a range of molecular systems, each exhibiting varying degrees of complexity in their electronic structures. Our findings indicate that the compact DP-MSD trials can reduce computational costs substantially, by up to 36 times for the C2H6N4 molecule where the two double bonds between nitrogen N=N are clearly separated by a C-C single bond, while maintaining accuracy when active spaces are decomposable. In the case of larger systems such as the benzene dimer, characterized by weak coupling between the two monomers, we observed a decrease in computational cost compared to using a complete active space trial, yet we retained the same level of accuracy. However, for systems where these active subspaces strongly couple, a scenario we refer to as "strong subspace coupling", the method's accuracy decreases compared to that achieved with a complete active space approach. We anticipate that our method will be beneficial for systems with noncoupling to weakly coupling subspaces that require local multireference treatments.

Magnetic quantum phase transition in a metallic Kondo heterostructure

We consider a two-dimensional quantum spin system described by a Heisenberg model that is embedded in a three-dimensional metal. The two systems couple via an antiferromagnetic Kondo interaction. In such a setup, the ground state generically remains metallic down to the lowest temperatures and allows us to study magnetic quantum phase transitions in metallic environments. From the symmetry point of view, translation symmetry is present in two out of three lattice directions such that crystal momentum is only partially conserved. Importantly, the construction provides a route to study, with negative-sign-free auxiliary-field quantum Monte Carlo methods, the physics of local moments in metallic environments. Our large-scale numerical simulations show that as a function of the Kondo coupling, the system has two metallic phases. In the limit of strong Kondo coupling, a paramagnetic heavy-fermion phase emerges. Here, the spin degree of freedom is screened by means of the formation of a composite quasiparticle that participates in the Luttinger count. At weak Kondo coupling, magnetic order is present. This phase is characterized by Landau-damped Goldstone modes. Furthermore, the aforementioned composite quasiparticle remains intact across the quantum phase transition.

Temperature Dependence of Spin and Charge Orders in the Doped Two-Dimensional Hubbard Model

Competing and intertwined orders including inhomogeneous patterns of spin and charge are observed in many correlated electron materials, such as high-temperature superconductors. Introducing a new development of the constrained-path auxiliary-field quantum Monte Carlo (AFQMC) method, we study the interplay between thermal and quantum fluctuations in the two-dimensional Hubbard model. We obtain an accurate and systematic characterization of the evolution of the spin and charge correlations as a function of temperature $T$ and how it connects to the ground state, at three representative doping levels $\delta = 1/5$, $1/8$, and $1/10$. We find increasing short-range commensurate antiferromagnetic correlations as $T$ is lowered. As the correlation length grows sufficiently large, a modulated spin-density-wave (SDW) appears. At $\delta = 1/5$, the SDW saturates and remains short-ranged as $T \rightarrow 0$. In contrast, at $\delta = 1/8$ and $1/10$ this evolves into a ground-state stripe phase. We study the relation between spin and charge orders and find that formation of charge order appears to be driven by that of the spin order. We identify a finite-temperature phase transition below which charge ordering sets in and discuss the implications of our results for the nature of this transition.

Higher Order Auxiliary Field Quantum Monte Carlo Methods

The auxiliary field quantum Monte Carlo (AFQMC) method has been a workhorse in the field of strongly correlated electrons for a long time and has found its most recent implementation in the ALF package (alf.physik.uni-wuerzburg.de). The utilization of the Trotter decomposition to decouple the interaction from the non-interacting Hamiltonian makes this method inherently second order in terms of the imaginary time slice. We show that due to the use of the Hubbard-Stratonovich transformation (HST) a semigroup structure on the time evolution is imposed that necessitates the introduction of a new family of complex-hermitian splitting methods for the purpose of reaching higher order. We will give examples of these new methods and study their efficiency, as well as perform comparisons with other established second and higher order methods in the realm of the AFQMC method.

Spectral Functions from Auxiliary-Field Quantum Monte Carlo without Analytic Continuation: The Extended Koopmans' Theorem Approach.

We explore the extended Koopmans' theorem (EKT) within the phaseless auxiliary-field quantum Monte Carlo (AFQMC) method. The EKT allows for the direct calculation of electron addition and removal spectral functions using reduced density matrices of the N-particle system and avoids the need for analytic continuation. The lowest level of EKT with AFQMC, called EKT1-AFQMC, is benchmarked using atoms, small molecules, 14-electron and 54-electron uniform electron gas supercells, and a minimal unit cell model of diamond at the Γ-point. Via comparison with numerically exact results (when possible) and coupled-cluster methods, we find that EKT1-AFQMC can reproduce the qualitative features of spectral functions for Koopmans-like charge excitations with errors in peak locations of less than 0.25 eV in a finite basis. We also note the numerical difficulties that arise in the EKT1-AFQMC eigenvalue problem, especially when back-propagated quantities are very noisy. We show how a systematic higher-order EKT approach can correct errors in EKT1-based theories with respect to the satellite region of the spectral function. Our work will be of use for the study of low-energy charge excitations and spectral functions in correlated molecules and solids where AFQMC can be reliably performed for both energy and back propagation.

Reducing the complexity of finite-temperature auxiliary-field quantum Monte Carlo

The auxiliary-field quantum Monte Carlo (AFMC) method is a powerful and widely used technique for ground-state and finite-temperature simulations of quantum many-body systems. We introduce several algorithmic improvements for finite-temperature AFMC calculations of dilute fermionic systems that reduce the computational complexity of most parts of the algorithm. This is principally achieved by reducing the number of single-particle states that contribute at each configuration of the auxiliary fields to a number that is of the order of the number of fermions. Our methods are applicable for both the canonical and grand-canonical ensembles. We demonstrate the reduced computational complexity of the methods for the homogeneous unitary Fermi gas.

Ab initio electronic density in solids by many-body plane-wave auxiliary-field quantum Monte Carlo calculations

We present accurate many-body results of the electronic densities in several solid materials, including Si, NaCl, and Cu. These results are obtained using the ab initio auxiliary-field quantum Monte Carlo (AFQMC) method working in a plane-wave basis with norm-conserving, multiple-projector pseudopotentials. AFQMC has been shown to be an excellent many-body total energy method. Computation of observables and correlation functions other than the ground-state energy requires back-propagation, whose adaption and implementation in the plane-wave basis AFQMC framework are discussed in the present paper. This development allows us to compute correlation functions, electronic densities, and interatomic forces, paving the way for geometry optimizations and calculations of thermodynamic properties in solids. Finite supercell size effects are considerably more subtle in the many-body framework than in independent-electron calculations. We analyze the convergence of the electronic density, and obtain best estimates for the thermodynamic limit. The densities from several typical density functionals are benchmarked against our near-exact results. The electronic densities we obtained can also be used to help construct improved density functionals.

A phaseless auxiliary-field quantum Monte Carlo perspective on the uniform electron gas at finite temperatures: Issues, observations, and benchmark study.

We investigate the viability of the phaseless finite-temperature auxiliary-field quantum Monte Carlo (ph-FT-AFQMC) method for ab initio systems using the uniform electron gas as a model. Through comparisons with exact results and FT coupled cluster theory, we find that ph-FT-AFQMC is sufficiently accurate at high to intermediate electronic densities. We show, both analytically and numerically, that the phaseless constraint at FT is fundamentally different from its zero-temperature counterpart (i.e., ph-ZT-AFQMC), and generally, one should not expect ph-FT-AFQMC to agree with ph-ZT-AFQMC in the low-temperature limit. With an efficient implementation, we are able to compare exchange-correlation energies to the existing results in the thermodynamic limit and find that the existing parameterizations are highly accurate. In particular, we found that ph-FT-AFQMC exchange-correlation energies are in better agreement with a known parameterization than is restricted path-integral MC in the regime of Θ ≤ 0.5 and rs ≤ 2, which highlights the strength of ph-FT-AFQMC.

Some recent developments in auxiliary-field quantum Monte Carlo for real materials.

The auxiliary-field quantum Monte Carlo (AFQMC) method is a general numerical method for correlated many-electron systems, which is being increasingly applied in lattice models, atoms, molecules, and solids. Here, we introduce the theory and algorithm of the method specialized for real materials and present several recent developments. We give a systematic exposition of the key steps of AFQMC, closely tracking the framework of a modern software library we are developing. The building of a Monte Carlo Hamiltonian, projecting to the ground state, sampling two-body operators, phaseless approximation, and measuring ground state properties are discussed in detail. An advanced implementation for multi-determinant trial wave functions is described, which dramatically speeds up the algorithm and reduces the memory cost. We propose a self-consistent constraint for real materials, and discuss two flavors for its realization, either by coupling the AFQMC calculation to an effective independent-electron calculation or via the natural orbitals of the computed one-body density matrix.

Stochastic resolution-of-the-identity auxiliary-field quantum Monte Carlo: Scaling reduction without overhead.

We explore the use of the stochastic resolution-of-the-identity (sRI) with the phaseless auxiliary-field quantum Monte Carlo (ph-AFQMC) method. sRI is combined with four existing local energy evaluation strategies in ph-AFQMC, namely, (1) the half-rotated electron repulsion integral tensor (HR), (2) Cholesky decomposition (CD), (3) tensor hypercontraction (THC), or (4) low-rank factorization (LR). We demonstrate that HR-sRI achieves no scaling reduction, CD-sRI scales as O(N3), and THC-sRI and LR-sRI scale as O(N2), albeit with a potentially large prefactor. Furthermore, the walker-specific extra memory requirement in CD is reduced from O(N3) to O(N2) with sRI, while sRI-based THC and LR algorithms lead to a reduction from O(N2) extra memory to O(N). Based on numerical results for one-dimensional hydrogen chains and water clusters, we demonstrated that, along with the use of a variance reduction technique, CD-sRI achieves cubic-scaling without overhead. In particular, we find that for the systems studied, the observed scaling of standard CD is O(N3-4), while for CD-sRI, it is reduced to O(N2-3). Once a memory bottleneck is reached, we expect THC-sRI and LR-sRI to be preferred methods due to their quadratic-scaling memory requirements and their quadratic-scaling of the local energy evaluation (with a potentially large prefactor). The theoretical framework developed here should facilitate large-scale ph-AFQMC applications that were previously difficult or impossible to carry out with standard computational resources.

Contact in the Unitary Fermi Gas across the Superfluid Phase Transition.

A quantity known as the contact is a fundamental thermodynamic property of quantum many-body systems with short-range interactions. Determination of the temperature dependence of the contact for the unitary Fermi gas of infinite scattering length has been a major challenge, with different calculations yielding qualitatively different results. Here we use finite-temperature auxiliary-field quantum MonteCarlo (AFMC) methods on the lattice within the canonical ensemble to calculate the temperature dependence of the contact for the homogeneous spin-balanced unitary Fermi gas. We extrapolate to the continuum limit for 40, 66, and 114 particles, eliminating systematic errors due to finite-range effects. We observe a dramatic decrease in the contact as the superfluid critical temperature is approached from below, followed by a gradual weak decrease as the temperature increases in the normal phase. Our theoretical results are in excellent agreement with the most recent precision ultracold atomic gas experiments. We also present results for the energy as a function of temperature in the continuum limit.

Absence of Superconductivity in the Pure Two-Dimensional Hubbard Model

We study the superconducting pairing correlations in the ground state of the doped Hubbard model -- in its original form without hopping beyond nearest neighbor or other perturbing parameters -- in two dimensions at intermediate to strong coupling and near optimal doping. The nature of such correlations has been a central question ever since the discovery of cuprate high-temperature superconductors. Despite unprecedented effort and tremendous progress in understanding the properties of this fundamental model, a definitive answer to whether the ground state is superconducting in the parameter regime most relevant to cuprates has proved exceedingly difficult to establish. In this work, we employ two complementary, state-of-the-art many-body computational methods, constrained path (CP) auxiliary-field quantum Monte Carlo (AFQMC) and density matrix renormalization group (DMRG) methods, deploying the most recent algorithmic advances in each. Systematic and detailed comparisons between the two methods are performed. The DMRG is extremely reliable on small width cylinders, where we use it to validate the AFQMC. The AFQMC is then used to study wide systems as well as fully periodic systems, to establish that we have reached the thermodynamic limit. The ground state is found to be non-superconducting in the moderate to strong coupling regime in the vicinity of optimal hole doping.

Numerically exact study of Weyl superconductivity

We study the interplay of interactions and topology in a pseudo-spin Weyl system, obtained from a minimally modified Hubbard model, using the numerically exact auxiliary-field quantum Monte Carlo method complemented by mean-field theory. We find that the pseudo-spin plays a key role in the pairing mechanism, and its effect is reflected in the structure of the pairing amplitude. An attractive on-site interaction leads to pairing between quasiparticles carrying opposite spin and opposite topological charge, resulting in the formation of real-spin singlet pairs that are a mixture of pseudo-spin singlet and pseudo-spin triplet. Our results provide a detailed characterization of the exotic pairing behavior in this system, and represent an important step towards a more complete understanding of superconductivity in the context of topological band structures, which will help guide searches for topological superconductivity in real materials and ultracold atoms.

Local Embedding and Effective Downfolding in the Auxiliary-Field Quantum Monte Carlo Method.

A local embedding and effective downfolding scheme has been developed and implemented in the auxiliary-field quantum Monte Carlo (AFQMC) method. A local cluster in which electrons are fully correlated is defined, and the frozen orbital method is used on the remainder of the system to construct an effective Hamiltonian, which operates within the local cluster. Local embedding, which involves only the occupied sector, has previously been employed in the context of Co/graphene. Here, the methodology is extended in order to allow for effective downfolding of the virtual sector, thus allowing for significant reduction in the computational effort required for AFQMC calculations. The system size, which can be feasibly treated with AFQMC, is therefore greatly extended as only a single local cluster is explicitly correlated at the AFQMC level of theory. The approximation is controlled by the separate choice of the spatial size of the active occupied region ( Ro) and of the active virtual region ( Rv). The systematic dependence of the AFQMC energy on Ro and Rv is investigated, and it is found that relative AFQMC energies of physical and chemical interest converge rapidly to the full AFQMC treatment (i.e., using no embedding or downfolding).

Metal-insulator transition in the ground state of the three-band Hubbard model at half filling

The three-band Hubbard model is a fundamental model for understanding properties of the Copper-Oxygen planes in cuprate superconductors. We use cutting-edge auxiliary-field quantum Monte Carlo (AFQMC) methods to investigate ground state properties of the model in the parent compound. Large supercells combined with twist averaged boundary conditions are studied to reliably reach the thermodynamic limit. Benchmark quality results are obtained on the magnetic correlations and charge gap. A key parameter of this model is the charge-transfer energy $\Delta$ between the Oxygen p and the Copper d orbitals, which appears to vary significantly across different families of cuprates and whose ab initio determination is subtle. We show that the system undergoes a quantum phase transition from an antiferromagnetic insulator to a paramagnetic metal as $\Delta$ is lowered to 3 eV.

Fermi-liquid ground state of interacting Dirac fermions in two dimensions

An unbiased zero-temperature auxiliary-field quantum Monte Carlo method is employed to analyze the nature of the semimetallic phase of the two-dimensional Hubbard model on the honeycomb lattice at half filling. It is shown that the quasiparticle weight $Z$ of the massless Dirac fermions at the Fermi level, which characterizes the coherence of zero-energy single-particle excitations, can be evaluated in terms of the long-distance equal-time single-particle Green's function. If this quantity remains finite in the thermodynamic limit, the low-energy single-particle excitations of the correlated semimetallic phase are described by a Fermi-liquid-type single-particle Green's function. Based on the unprecedentedly large-scale numerical simulations on finite-size clusters containing more than ten thousands sites, we show that the quasiparticle weight remains finite in the semimetallic phase below a critical interaction strength. This is also supported by the long-distance algebraic behavior ($\sim r^{-2}$, where $r$ is distance) of the equal-time single-particle Green's function that is expected for the Fermi liquid. Our result thus provides a numerical confirmation of Fermi-liquid theory in two-dimensional correlated metals.

Study of the superconducting order parameter in the two-dimensional negative- U Hubbard model by grand-canonical twist-averaged boundary conditions

By using variational Monte Carlo and auxiliary-field quantum Monte Carlo methods, we perform an accurate finite-size scaling of the $s$-wave superconducting order parameter and the pairing correlations for the negative-$U$ Hubbard model at zero temperature in the square lattice. We show that the twist-averaged boundary conditions (TABCs) are extremely important to control finite-size effects and to achieve smooth and accurate extrapolations to the thermodynamic limit. We also show that TABCs is much more efficient in the grand-canonical ensemble rather than in the standard canonical ensemble with fixed number of electrons. The superconducting order parameter as a function of the doping is presented for several values of $|U|/t$ and is found to be significantly smaller than the mean-field BCS estimate already for moderate couplings. This reduction is understood by a variational ansatz able to describe the low-energy behaviour of the superconducting phase, by means of a suitably chosen Jastrow factor including long-range density-density correlations.

Communication: Calculation of interatomic forces and optimization of molecular geometry with auxiliary-field quantum Monte Carlo.

We propose an algorithm for accurate, systematic, and scalable computation of interatomic forces within the auxiliary-field quantum Monte Carlo (AFQMC) method. The algorithm relies on the Hellmann-Feynman theorem and incorporates Pulay corrections in the presence of atomic orbital basis sets. We benchmark the method for small molecules by comparing the computed forces with the derivatives of the AFQMC potential energy surface and by direct comparison with other quantum chemistry methods. We then perform geometry optimizations using the steepest descent algorithm in larger molecules. With realistic basis sets, we obtain equilibrium geometries in agreement, within statistical error bars, with experimental values. The increase in computational cost for computing forces in this approach is only a small prefactor over that of calculating the total energy. This paves the way for a general and efficient approach for geometry optimization and molecular dynamics within AFQMC.

QMCPACK: an open source ab initio quantum Monte Carlo package for the electronic structure of atoms, molecules and solids

QMCPACK is an open source quantum Monte Carlo package for ab initio electronic structure calculations. It supports calculations of metallic and insulating solids, molecules, atoms, and some model Hamiltonians. Implemented real space quantum Monte Carlo algorithms include variational, diffusion, and reptation Monte Carlo. QMCPACK uses Slater–Jastrow type trial wavefunctions in conjunction with a sophisticated optimizer capable of optimizing tens of thousands of parameters. The orbital space auxiliary-field quantum Monte Carlo method is also implemented, enabling cross validation between different highly accurate methods. The code is specifically optimized for calculations with large numbers of electrons on the latest high performance computing architectures, including multicore central processing unit and graphical processing unit systems. We detail the program’s capabilities, outline its structure, and give examples of its use in current research calculations. The package is available at http://qmcpack.org.