Forest attribute imputation using machine-learning methods and ASTER data: comparison of k-NN, SVR and random forest regression algorithms

Abstract

In a small case study of mixed hardwood Hyrcanian forests of Iran, three non-parametric methods, namely k-nearest neighbour (k-NN), support vector machine regression (SVR) and tree regression based on random forest (RF), were used in plot-level estimation of volume/ha, basal area/ha and stems/ha using field inventory and Advanced Spaceborne Thermal Emission and Reflection Radiometer (ASTER) data. Relevant pre-processing and processing steps were applied to the ASTER data for geometric and atmospheric correction and for enhancing quantitative forest parameters. After collecting terrestrial information on trees in the 101 samples, the volume, basal area and tree number per hectare were calculated in each plot. In the k-NN implementation using different distance measures and k, the cross-validation method was used to find the best distance measure and optimal k. In SVR, the best regularized parameters of four kernel types were obtained using leave-one-out cross-validation. RF was implemented using a bootstrap learning method with regularized parameters for decision tree model and stopping. The validity of performances was examined using unused test samples by absolute and relative root mean square error (RMSE) and bias metrics. In volume/ha estimation, the results showed that all the three algorithms had similar performances. However, SVR and RF produced better results than k-NN with relative RMSE values of 28.54, 25.86 and 26.86 (m3 ha–1), respectively, using k-NN, SVR and RF algorithms, but RF could generate unbiased estimation. In basal area/ha and stems/ha estimation, the implementation results of RF showed that RF was slightly superior in relative RMSE (18.39, 20.64) to SVR (19.35, 22.09) and k-NN (20.20, 21.53), but k-NN could generate unbiased estimation compared with the other two algorithms used.