Fault diagnosis of rotating machinery using wavelet-based feature extraction and support vector machine classifier

Abstract

AbstractModern machine tools with high speed machining capabilities could place rotating shafts, gears, and bearings under extreme thermal, static, and impact stresses, potentially increasing their failure rates. In this research, a gearbox damage detection strategy based on discrete wavelet transform (DWT), wavelet packet transform (WPT), support vector machine (SVM), and artificial neural networks (ANN) is presented. Three case studies are conducted to compare the classification performance of SVM kernel functions and ANN. First, a fault detection analysis based on DWT and WPT is carried out to extract the damage information from the gearbox’s raw vibration signal. In this step, wavelet coefficients obtained from DWT are characterized using statistical calculations. Energy characteristics of the gearbox signal are acquired using WPT and their statistical characteristics are also computed. These three sets of information extracted from wavelet transforms are utilized as the input to SVM and ANN classifiers. Secondly, the improved distance evaluation technique (IDE) is implemented to select the sensitive input features for SVM and ANN. The penalty parameter C and kernel parameter γ in SVM are also optimized using the grid-search method. Finally, the optimized features and parameters are input into SVM and ANN algorithms to detect gearbox damage. The result shows that gearbox damage detection using energy characteristics extracted from WPT (Case 2) or their statistical values as input features (Case 3) to the learning algorithms produces higher classification accuracies than using statistical values of the DWT coefficients as inputs (Case 1). In addition, RBF-SVM has the best classification performance in Case 2 and 3 while Linear-SVM has the best classification accuracy rate in Case 1 in damage detection average.