Underactuated Systems Research Articles

Robust Control Design of Under-Actuated Nonlinear Systems: Quadcopter Unmanned Aerial Vehicles with Integral Backstepping Integral Terminal Fractional-Order Sliding Mode

In this paper, a novel robust finite-time control scheme is specifically designed for a class of under-actuated nonlinear systems. The proposed scheme integrates a reaching phase-free integral backstepping method with an integral terminal fractional-order sliding mode to ensure finite-time stability at the desired equilibria. The core of the algorithm is built around proportional-integral-based nonlinear virtual control laws that are systematically designed in a backstepping manner. A fractional-order integral terminal sliding mode is introduced in the final step of the design, enhancing the robustness of the overall system. The robust nonlinear control algorithm developed in this study guarantees zero steady-state errors at each step while also providing robustness against matched uncertain disturbances. The stability of the control scheme at each step is rigorously proven using the Lyapunov candidate function to ensure theoretical soundness. To demonstrate the practicality and benefits of the proposed control strategy, simulation results are provided for two systems: a cart–pendulum system and quadcopter UAV. These simulations illustrate the effectiveness of the proposed control scheme in real-world scenarios. Additionally, the results are compared with those from the standard literature to highlight the superior performance and appealing nature of the proposed approach for underactuated nonlinear systems. This comparison underscores the advantages of the proposed method in terms of achieving robust and stable control in complex systems.

Gaussian Process-Based Learning Control of Underactuated Balance Robots with an External and Internal Convertible Modeling Structure

Abstract External and internal convertible (EIC) form-based motion control is one of the effective designs of simultaneous trajectory tracking and balance for underactuated balance robots. Under certain conditions, the EIC-based control design is shown to lead to uncontrolled robot motion. To overcome this issue, we present a Gaussian process (GP)-based data-driven learning control for underactuated balance robots with the EIC modeling structure. Two GP-based learning controllers are presented by using the EIC structure property. The partial EIC (PEIC)-based control design partitions the robotic dynamics into a fully actuated subsystem and a reduced-order underactuated system. The null-space EIC (NEIC)-based control compensates for the uncontrolled motion in a subspace, while the other closed-loop dynamics are not affected. Under the PEIC- and NEIC-based, the tracking and balance tasks are guaranteed and convergence rate and bounded errors are achieved without causing any uncontrolled motion by the original EIC-based control. We validate the results and demonstrate the GP-based learning control design using two inverted pendulum platforms.

Adaptive second-order backstepping control for a class of 2DoF underactuated systems with input saturation and uncertain disturbances

An adaptive second-order backstepping control algorithm is proposed for a kind of two degrees of freedom (2DoF) underactuated systems. The system dynamics is transformed into a nonlinear feedback cascade system with an improved global change of coordinates. Fully taking the cascade structure into consideration and in order to simplify the design process, each step in the backstepping process is designed for a second-order subsystem. Two neural networks are applied to approximate system unknown functions and two adaptive laws are designed to estimate the upper bound of the sum of approximation error and external disturbances. To overcome the explosion problem of complexity, a second-order filter is applied to produce the virtual control and its second-order derivative that is needed in the next backstepping step. Two auxiliary dynamic systems are proposed and integrated into the backstepping process to eliminate the effects of filtering error and input saturation. The system stability is analyzed by the Lyapunov stability theory and verified by numerical simulations with two 2DoF benchmark underactuated systems: the translational oscillator with a rotational actuator (TORA) and the inertial wheel pendulum (IWP).

Optimized Hierarchical Sliding Mode Control for the Swing-up and Stabilization of a Rotary Inverted Pendulum

This paper presents a study on controlling a rotary inverted pendulum (RIP) system using a hierarchical sliding mode control (HSMC) approach. The objective is to swing up and stabilize the pendulum at a desired position. The proposed HSMC controller addresses the underactuation challenge through a hierarchical structure of sliding surfaces. The particle swarm optimization (PSO) algorithm is used to optimize the controller parameters. Simulations were performed to evaluate the performance of the HSMC controller at different initial pendulum angles, demonstrating its effectiveness in achieving swing-up and stabilization. The integration of the PSO algorithm enhances the controller’s adaptability and robustness, emphasizing the benefits of combining optimization algorithms with controller parameter tuning for underactuated systems like the RIP.

Data-Based Dual-Loop Learning Control of Underactuated Systems With Disturbance Prediction and Input–Output Constraints

Data-Based Dual-Loop Learning Control of Underactuated Systems With Disturbance Prediction and Input–Output Constraints

A Moving Horizon Estimation for a Class of Soft Continuum Manipulators

Abstract This work proposes a formulation for the moving horizon estimation technique considering both states and parameters obtained simultaneously with reduced estimation issues. The parameters can be either constant or time-varying, while states are related to complex output trajectories related to underactuated systems. Particularly, the proposed formulation considers additional equality constraints as a counterpart of the dynamics tube-model predictive control. Thus, it becomes less dependent on probabilistic information, such as probability density function and covariance of the process noise. In addition, the calibration of the method parameters has less sensitivity and driven by the tube constraints. The proposed approach can be applied in different systems; however, here it is detailed for a class of soft continuum manipulators with fluidic actuation through a variable flowrate and demonstrated with numerical simulations in planar motion. Results indicate robustness of the algorithm estimation in a challenging scenario arising from underactuation as well as in the presence of uncertainty and external disturbance, while simultaneously states and a vector of structural parameters are coherently estimated.

Nonlinear Model Predictive Control with Evolutionary Data-Driven Prediction Model and Particle Swarm Optimization Optimizer for an Overhead Crane

This paper presents a new approach to the nonlinear model predictive control (NMPC) of an underactuated overhead crane system developed using a data-driven prediction model obtained utilizing the regularized genetic programming-based symbolic regression method. Grammar-guided genetic programming combined with regularized least squares was applied to identify a nonlinear autoregressive model with an exogenous input (NARX) prediction model of the crane dynamics from input–output data. The resulting prediction model was implemented in the NMPC scheme, using a particle swarm optimization (PSO) algorithm as a solver to find an optimal sequence of the control actions satisfying multi-objective performance requirements and input constraints. The feasibility and performance of the controller were experimentally verified using a laboratory crane actuated by AC motors and compared with a discrete-time feedback controller developed using the pole placement technique. A series of experiments proved the effectiveness of the controller in terms of robustness against operating condition variation and external disturbances.

Immersion and invariance orbital stabilization of underactuated mechanical systems with collocated pre‐feedback

Immersion and invariance orbital stabilization of underactuated mechanical systems with collocated pre‐feedback

Robust Output Feedback Stabilization and Tracking for an Uncertain Nonholonomic Systems with Application to a Mobile Robot.

This paper presents a novel robust output feedback control that simultaneously performs both stabilization and trajectory tracking for a class of underactuated nonholonomic systems despite model uncertainties, external disturbance, and the absence of velocity measurement. To solve this challenging problem, a generalized normal form has been successfully created by employing an input-output feedback linearization approach and a change in coordinates (diffeomorphism). This research mainly focuses on the stabilization problem of nonholonomic systems that can be transformed to a normal form and pose several challenges, including (i) a nontriangular normal form, (ii) the internal dynamics of the system are non-affine in control, and (iii) the zero dynamics of the system are not in minimum phase. The proposed scheme utilizes combined backstepping and sliding mode control (SMC) techniques. Furthermore, the full-order high gain observer (HGO) has been developed to estimate the derivative of output functions and internal dynamics. Then, full-order HGO and the backstepping SMC have been integrated to synthesize a robust output feedback controller. A differential-drive type (2,0) the wheeled mobile robot has been considered as an example to support the theoretical results. The simulation results demonstrate that the backstepping SMC exhibits robustness against bounded uncertainties.

Lyapunov based trajectory tracking controller for a quadrotor UAV with nonholonomic constraints

This paper presents a Lyapunov based controller for a quadrotor Unmanned Aerial Vehicle (UAV) to address the desired trajectory tracking problem. The controller is designed based on the dynamical model of the quadrotor UAV. The quadrotor UAV system can be divided into two subsystems e.g. translational components as the positional subsystem and rotational components as the attitude subsystem. The positional subsystem is an under-actuated system, and the attitude subsystem is a fully actuated system. The desired roll and pitch angles are calculated by considering the nonholonomic constraints of a quadrotor UAV. The desired yaw is considered as constant as well as variable considering different applications. The proposed controller is applied to hover at a desired setpoint, movement through multiple desired waypoints at different planes, and to track desired trajectories on different planes and with different shapes. The results depict that the quadrotor UAV has successfully tracked the desired waypoints and trajectories and hover at a desired setpoint. The comparative results are provided on multiple aspects such as the control input values, improvement of the tracking performance. These shows the effectiveness of the proposed controller over existing controllers.

Trajectory Tracking Control of Unmanned Underwater Vehicle Based on Projected Perpendicular Guidance Method with Disturbance Observer

Unmanned underwater vehicles (UUVs) possess impressive maneuverability and versatility, but controlling them during trajectory tracking can be challenging due to their susceptibility to external disturbances and perturbations in their model parameters. Additionally, the UUV has four degrees of freedom underwater, but only three control inputs, making it a typical underactuated system. To address these issues, this paper introduces a novel optimize sliding mode control (OPSMC) algorithm grounded in projected perpendicular guidance (PPG). The PPG algorithm transforms the three-degree-of-freedom path trajectory control into two-degree-of-freedom heading tracking control and surge velocity tracking control by designing virtual posture angles. Optimized sliding mode control, based on sliding mode control, improves control precision and reduces control input chattering by constructing optimization functions for control inputs. During trajectory tracking, UUVs are susceptible to external environmental disturbances and perturbations in system model parameters. Disturbance observers are employed to estimate these disturbances and perturbations. Finally, MATLAB/Simulink is used for numerical simulation experiments. The simulation results demonstrate that the PPG algorithm effectively enables underactuated UUVs to achieve trajectory tracking control. The designed optimized sliding mode controller and disturbance observer enhance the control precision and robustness of the system.

Stabilisation of four types of underactuated systems: a FAS approach

ABSTRACT In this paper, four general types of time-varying underactuated systems (UASs) are proposed and investigated with the fully-actuated system (FAS) approach. The proposed UASs consist of both the first-order and the second-order ones, and cover a very wide range of UASs. FAS models for all these types of UASs are obtained under very mild assumptions, and corresponding homeomorphism or diffeomorphism transformations and sets of feasibility are also established. Governed by the FAS theory, once a FAS model of a system is obtained, a stabilising controller for the system can then be easily designed. Particularly, in the case that the set of feasibility coincides with the whole initial value space, a global FAS model is produced for which (and also the original system) global exponential stabilisation is immediately achieved. Otherwise, a sub-FAS with a feasible set is produced for which a sub-stabilising controller can be immediately designed. Meanwhile, a subset in the system initial value space, which is called the region of exponential attraction (REA), is characterised, such that all the solutions of converted sub-FAS starting from this domain are driven exponentially to the origin within the feasible set. Furthermore, in the case that the set of feasibility, or the REA, contains the origin as only a boundary point, the system possesses a ‘nonholonomic’ feature. Several examples are proposed to demonstrate the proposed approach and the power of the FAS approach.

Experimental Evaluation of a Takagi–Sugeno Fuzzy Controller for an EV3 Ballbot System

In this paper, experimental results about the performance of a Takagi–Sugeno Fuzzy Controller (TSFC) for an EV3 Ballbot Robotic System (EV3BRS) are reported. The physical configuration of the EV3BRS has the form of an inverted pendulum mounted on a ball. The EV3BRS is an underactuated robotic system with four outputs and two control torques. In this work, following the Takagi–Sugeno (TS) fuzzy control design methodology, the Parallel Distributed Compensation (PDC) approach is used in the design of the TSFC. The EV3BRS’s TS Fuzzy Model (TSFM) design comes from linearization of the nonlinear model around two operation points near the upright position of EV3BRS’s body. The Linear Matrix Inequality (LMI) approach was used to obtain the feedback gains for every local linear controller, guaranteeing, via a conservative stability condition, the global asymptotic stability of the overall fuzzy control system. The main goal of the control task consists of maintaining the EV3BRS’s body at its upright position. Measurement and control data from and to the EV3BRS are transferred via telecontrol and telemetry. The appropriate performance of the controller design is corroborated via experimentation.

Identification of linear flat outputs using neural networks—Examples of two-degree-of-freedom underactuated mechanical systems

This paper proposes a neural networks-based approach of finding flat output of linearized underactuated mechanical systems (UMS). Given that differential flatness and controllability are equivalent for linear systems, the problem is equivalent to finding the Brunovsky canonical form of linearized UMSs. We use a two degree-of-freedom (2DOF) system to illustrate the theoretical development. The proposed method identifies the local flat output of nonlinear mechanical systems from the measurements only, without a detailed mathematical model. The identification allows us to combine the well-known active disturbance rejection control (ADRC) and differential flatness control. A time-domain direct identification (TDDI) algorithm and its variant based on the algebraic method are proposed for flat output identification (FOID). The neural networks for implementing the TDDI algorithm called FOID-NN are created to evaluate flat output candidates and to use the flat output to reconstruct the system states in terms of a linear mapping. The neural networks are trained with the loss functions defined by reconstruction errors. Two special layers, namely tracking differentiator (TD) and algebraic layer, are inserted in the FOID-NN to handle noisy signal differentiations. Simulations of a cart–pole system and a stable 2DOF nonlinear UMS are carried out to show the range of applications of the FOID-NN. The experimental data of an underactuated rotary crane are used to validate the identified flat output.

Fixed-time stabilization of underactuated cart-pendulum system based on hierarchical sliding mode control method

Fixed-time stabilization of underactuated cart-pendulum system based on hierarchical sliding mode control method

Adaptive neural predefined-time hierarchical sliding mode control of switched under-actuated nonlinear systems subject to bouc-wen hysteresis

For switched under-actuated systems subject to bouc-wen hysteresis, an adaptive neural predefined-time control scheme is presented first time in this paper. To improve the robustness and response rate of the system under consideration, a hierarchical sliding mode control technique is introduced. Based on a predefined-time stability criterion, the stabilization time of the system can be directly preset under the designed controller. Besides, the convergence time depends only on the preset value and is independent of all other parameters. The projection algorithm is introduced to avoid the singularity problem in the controller design process. Meanwhile, it is proved that all signals of the closed-loop system are bounded after a preset time through the Lyapunov stability theory. Finally, a simulation example and a comparison example are given to further illustrate the effectiveness and superiority of developed control approach.

Data-Driven Identification of Crane Dynamics Using Regularized Genetic Programming

The meaningful problem of improving crane safety, reliability, and efficiency is extensively studied in the literature and targeted via various model-based control approaches. In recent years, crane data-driven modeling has attracted much attention compared to physics-based models, particularly due to its potential in real-time crane control applications, specifically in model predictive control. This paper proposes grammar-guided genetic programming with sparse regression (G3P-SR) to identify the nonlinear dynamics of an underactuated crane system. G3P-SR uses grammars to bias the search space and produces a fixed number of candidate model terms, while a local search method based on an l0-regularized regression results in a sparse solution, thereby also reducing model complexity as well as reducing the probability of overfitting. Identification is performed on experimental data obtained from a laboratory-scale overhead crane. The proposed method is compared with multi-gene genetic programming (MGGP), NARX neural network, and Takagi-Sugeno fuzzy (TSF) ARX models in terms of model complexity, prediction accuracy, and sensitivity. The G3P-SR algorithm evolved a model with a maximum mean square error (MSE) of crane velocity and sway prediction of 1.1860 × 10−4 and 4.8531 × 10−4, respectively, in simulations for different testing data sets, showing better accuracy than the TSF ARX and MGGP models. Only the NARX neural network model with velocity and sway maximum MSEs of 1.4595 × 10−4 and 4.8571 × 10−4 achieves a similar accuracy or an even better one in some testing scenarios, but at the cost of increasing the total number of parameters to be estimated by over 300% and the number of output lags compared to the G3P-SR model. Moreover, the G3P-SR model is proven to be notably less sensitive, exhibiting the least deviation from the nominal trajectory for deviations in the payload mass by approximately a factor of 10.

Saturated Trajectory Tracking Controller in the Body-Frame for Quadrotors

This paper introduces a quadrotor trajectory tracking controller comprising a steady-state optimal position controller with a normed input saturation and modular integrative action coupled with a backstepping attitude controller. First, the translational and rotational dynamical models are designed in the body-fixed frame to avoid external rotations and are partitioned into an underactuated position system and a quaternion-based attitude system. Secondly, a controller is designed separately for each subsystem, namely, (i) the position controller synthesis is derived from the Maximum Principle, Lyapunov, and linear quadratic regulator (LQR) theory, ensuring the global exponential stability and steady-state optimality of the controller within the linear region, and global asymptotic stability is guaranteed for the saturation region when coupled with any local exponential stable attitude controller, and (ii) the attitude system, with the quaternion angles and the angular velocity as the controlled variables, is designed in the error space through the backstepping technique, which renders the overall system, position, and attitude, with desirable closed-loop properties that are almost global. The overall stability of the system is achieved through the propagation of the position interconnection term to the attitude system. To enhance the robustness of the tracking system, integrative action is devised for both position and attitude, with emphasis on the modular approach for the integrative action on the position controller. The proposed method is experimentally validated on board an off-the-shelf quadrotor to assess the resulting performance.

Passivity-based control of underactuated mechanical systems with Coulomb friction: Application to earthquake prevention

Passivity property gives a sense of energy balance. The classical definitions and theorems of passivity in dynamical systems require time invariance and locally Lipschitz functions. However, these conditions are not met in many systems. Characteristic examples are nonautonomous and discontinuous systems due to the presence of Coulomb friction. This paper presents an extended result for the negative feedback connection of two passive nonautonomous systems with set-valued right-hand side based on an invariance-like principle. Such extension is the base of a structural passivity-based control synthesis for underactuated mechanical systems with Coulomb friction. The first step consists of designing the control able to restore the passivity in the considered friction law, achieving stabilization of the system trajectories to a domain with zero velocities. Then, an integral action is included to improve the latter result and perform a tracking over a constant reference (regulation). Finally, the control is designed considering dynamics in the actuation. These control objectives are obtained using fewer control inputs than degrees of freedom, as a result of the underactuated nature of the plant. The presented control strategy is implemented in an earthquake prevention scenario, where a mature seismogenic fault represents the considered frictional underactuated mechanical system. Simulations are performed to show how the seismic energy can be slowly dissipated by tracking a slow reference, thanks to fluid injection far from the fault, accounting also for the slow dynamics of the fluid’s diffusion.

Barrier Function-Based Integral Sliding Mode Controller Design for a Single-Link Rotary Flexible Joint Robot

Abstract This paper proposes and evaluates a novel control approach for trajectory tracking, stability enhancement, and vibration reduction of a flexible joint robot (FJR). The FJR is a 2-degree-of-freedom underactuated nonlinear system that is challenging to control due to vibration, underactuation, uncertainties, and external disturbances. The control objectives are high trajectory tracking performance together with suppressing vibration. The proposed control approach uses integral sliding mode control (ISMC) combined with a barrier function based on back-stepping. This ensures robust and smooth performance by eliminating the reaching phase where sliding mode control (SMC) is typically not robust. Robustness is thus guaranteed from the start. The FJR is modeled as a 4th-order system using Lagrangian mechanics and decomposed into two 2nd-order subsystems for control design. Sliding variables are defined for each subsystem. Using these variables, the proposed control achieves robust trajectory tracking, stability, and vibration reduction. Numerical simulations in MATLAB validate the superior performance of the proposed ISMC-barrier function control compared to conventional ISMC for the FJR. This novel control approach addresses the challenges of controlling this FJR.