Soil Moisture And Ocean Salinity Level Research Articles

A global-scale intercomparison of Triple Collocation Analysis- and ground-based soil moisture time-variant errors derived from different rescaling techniques

Accurate specification of spatiotemporal errors of remotely sensed soil moisture (SM) data is essential for a correct assessment of their utility and optimally integrating multiple SM products or assimilating them into hydrological models. Although Triple Collocation Analysis (TCA) has been widely used to provide SM errors, the impact of rescaling technique on the TCA error estimates has not received major attention, which can lead to biased and inaccurate error estimates. Moreover, current knowledge about time-variant SM errors derived from TCA is still very limited, which hampers the advance of applying time-variant errors in data merging and data assimilation studies efficiently. Based on these considerations, this work aims to advance the use of the TCA for characterizing errors with a focus on the rescaling techniques, and validating TCA-based time-variant errors using global ground measurements in 759 grid cells. To this end, the Advanced Scatterometer (ASCAT) and four passive-based SM products, including Soil Moisture and Ocean Salinity Level-3 (SMOS-L3), SMOS INRA-CESBIO (SMOS-IC), Soil Moisture Active Passive Level-3 (SMAP-L3), and SMAP INRAE BORDEAUX (SMAP-IB) SM products, were considered. The time-variant error term here denotes an aggregate error magnitude over a 101-day moving-time-window. It is found that different selection of the rescaling technique considered in TCA led to TCA error estimates with significantly different accuracy when ground-based errors are regarded as the benchmark. The optimal combination strategy to implement TCA is applying TCA to SM anomalies and rescaling the errors by coefficients derived from the TCA model. Pearson's correlation with ground-based time-variant errors is 0.62, 0.72, 0.83, 0.89, and 0.93 for SMAP-IB, SMAP-L3, SMOS-IC, SMOS-L3, and ASCAT SM, respectively. Considering time-variant errors in applications is necessary since time-variant errors deviate from time-invariant errors by 50% when errors are rescaled by the TCA model parameters. Time-invariant errors are greater than time-variant errors when SM products are rescaled against a reference dataset while the opposite conclusion can be drawn when errors are rescaled by the TCA coefficients. TCA- and ground-based methods provide consistent evaluations in 74.7% (77.3%), 75.8% (79.8%), 79.6% (81.1%), and 78.6% (79.7%) of the analysis period on average (median) for the TCA implementations with SMAP-L3, SMAP-IB, SMOS-L3, and SMOS-IC SM, respectively. The error analysis reveals that TCA typically underestimated ASCAT errors while overestimated passive SM errors when considering ground-based evaluation as the benchmark. Moreover, TCA was found to have relatively less power to efficiently characterize SM errors in croplands when compared with other land cover types. This study validated TCA time-variant errors using ground measurements and compared TCA- and ground-based evaluation performances on a global scale. Our work arouses particular attention to the rescaling technique selection considered in TCA, which is crucial for accurately characterizing SM errors and efficiently using them in various hydrometeorological applications.

A multi-temporal and multi-angular approach for systematically retrieving soil moisture and vegetation optical depth from SMOS data

Passive microwave remote sensing of soil moisture is an underdetermined problem, as observed microwave emission from the landscape is affected by a variety of unknown surface parameters. Increasing observation information is an effective means to make retrievals more robust. In this study, a multi-temporal and multi-angular (MTMA) approach is proposed using SMOS (Soil Moisture and Ocean Salinity) satellite L-band data for retrieving vegetation optical depth (VODp, p indicates the polarization with H for horizontal and V for vertical)), effective scattering albedo (ωpeff), soil surface roughness (Zps), and soil moisture (SMp). The advantage of the MTMA approach is that it does not need auxiliary data as inputs or constraints. SMOS polarization-dependent VOD are produced and compared at a global scale for the first time, and it is found that the polarization difference of vegetation effects should not be ignored in the SM retrieval algorithm. The MTMA VOD retrievals are found to have a reasonable global spatial distribution, which is generally consistent with the VOD retrievals obtained from the SMOS Level 3 (SMOS-L3) and SMOS-IC Version 2 (V2) (referred to as SMOS-IC), except for showing relatively lower values over densely vegetated areas compared with the other two SMOS products. The spatial distribution of retrieved ωpeff generally shows a dependence on both VOD and land cover types. In addition, the values of MTMA-ωVeff are higher than that of MTMA-ωHeff, indicating stronger microwave scattering of V-pol in the vegetation layer than that of H-pol. The retrieved surface roughness parameter (Zps) ranges from 0.04 to 0.22 cm, and its spatial distribution is partially different from the existing roughness products/auxiliary data from SMOS and SMAP. The retrieved MTMA SM shows generally high correlations with in-situ measurements (11 dense observation networks) with overall correlation coefficients of > 0.75. The overall ubRMSE of MTMA-SMH and MTMA-SMV are < 0.055 m3/m3 and lower than that of SMOS-IC and SMOS-L3 products. SMOS-IC generally presents higher correlation coefficients compared to MTMA in most sites outside China; in China, RFI filtering is crucial and makes it very difficult when comparing algorithms based on different brightness temperature products. The number of effective retrievals of MTMA-SMH and MTMA-SMV ranges from 1409 to 1640 and 1104 to 1603 respectively, which is more than that from SMOS-IC (from 236 to 1358) over the selected 11 networks. Therefore, it is concluded that by incorporating multi-temporal SMOS data, the proposed method of MTMA can be used to systematically retrieve SM, VOD and additional surface parameters (effective scattering albedo and surface roughness) with comparable or better performance of SM than that of SMOS-IC and SMOS-L3. Moreover, this paper for the first time produced a polarization-dependent SMOS VOD product at a global scale.

Correcting the FRA Systematic Error in VTEC Maps From SMOS Radiometric Data

The Faraday Rotation (FR) is a non-negligible effect at the L-band, which is the operation frequency of the Soil Moisture and Ocean Salinity (SMOS) mission. This effect introduces a rotation in the electromagnetic field polarization when propagating through the ionosphere that must be compensated. Recently, a methodology was developed in order to retrieve the Vertical Total Electron Content (VTEC) from SMOS radiometric data with the aim to better correct the Faraday rotation effect [1]. In that work, systematic patterns in the retrieved Faraday Rotation Angle (FRA) were detected. In this paper, these systematic patterns are characterized and corrected to improve the quality of the retrieved VTEC maps. These maps can be then re-used in the SMOS level 2 processor for the correction of the FRA in the mission. The impact of using the SMOS-derived VTEC maps instead of the VTEC data from GPS measurements on the ocean brightness temperature measurement has also been analyzed. Results of this analysis show that the usage of those maps allows a significant enhancement in the quality of the brightness temperatures, which will lead to an improvement on salinity retrievals.

Evaluation of SMAP, SMOS, and AMSR2 Soil Moisture Products Based on Distributed Ground Observation Network in Cold and Arid Regions of China

Long-term surface soil moisture (SM) data are increasingly needed in water budget and energy balance analysis of watersheds. The performance of nine remotely sensed SM products from Advanced Microwave Scanning Radiometer 2 (AMSR2), Soil Moisture and Ocean Salinity (SMOS), and Soil Moisture Active Passive (SMAP) missions are evaluated based on observations collected from distributed observation networks in the Heihe River Basin (HRB) of China during 2013 to 2017. Results show that the SMAP Level 3 dual channel algorithm SM retrievals reflect the seasonal SM variations well with high temporal correlations of ∼0.7 and high accuracy within 0.04 m3/m3 in terms of unbiased root mean squared error (ubRMSE) over the grassland in the HRB. The SMOS level 3 SM retrievals present increased underestimation and ubRMSE of ∼0.10 m3/m3 as the vegetation increases. The newly published SMOS Institut National de la Recherche Agronomique–Centre d'Etudes Spatiales de la BIOsphere product in version 2 outperforms the SMOS level 3 product with improved temporal correlation coefficient above 0.4 and lower ubRMSE of ∼0.05 m3/m3. AMSR2 Land Parameter Retrieval Algorithm SM products show extremely large overestimation over the vegetated regions in HRB, especially the C-band products. Drastically high underestimation biases are observed in the Japan Aerospace Exploration Agency AMSR2 SM product. Parameter uncertainty analyses indicate that the different parameterization schemes of vegetation optical depth inputs could be one of the main reasons resulting in the systematic overestimation/underestimation biases in the AMSR2/SMOS/SMAP SM retrievals. The findings aim to provide insights into studies on algorithms refinements and data fusions of SM products in HRB.

Validation of the SMOS Level 1C Brightness Temperature and Level 2 Soil Moisture Data over the West and Southwest of Iran

The European Space Agency (ESA) Soil Moisture and Ocean Salinity (SMOS) mission with the MIRAS (Microwave Imaging Radiometer using Aperture Synthesis) L-band radiometer provides global soil moisture (SM) data. SM data and products from remote sensing are relatively new, but they are providing significant observations for weather forecasting, water resources management, agriculture, land surface, and climate models assessment, etc. However, the accuracy of satellite measurements is still subject to error from the retrieval algorithms and vegetation cover. Therefore, the validation of satellite measurements is crucial to understand the quality of retrieval products. The objectives of this study, precisely framed within this mission, are (i) validation of the SMOS Level 1C Brightness Temperature (TBSMOS) products in comparison with simulated products from the L-MEB model (TBL-MEB) and (ii) validation of the SMOS Level 2 SM (SMSMOS) products against ground-based measurements at 10 significant Iranian agrometeorological stations. The validations were performed for the period of January 2012 to May 2015 over the Southwest and West of Iran. The results of the validation analysis showed an RMSE ranging between 9 to 13 K and a strong correlation (R = 0.61–0.84) between TBSMOS and TBL-MEB at all stations. The bias values (0.1 to 7.5 K) showed a slight overestimation for TBSMOS at most of the stations. The results of SMSMOS validation indicated a high agreement (RMSE = 0.046–0.079 m3 m−3 and R = 0.65–0.84) between the satellite SM and in situ measurements over all the stations. The findings of this research indicated that SMSMOS shows high accuracy and agreement with in situ measurements which validate its potential. Due to the limitation of SM measurements in Iran, the SMOS products can be used in different scientific and practical applications at different Iranian study areas.

A daily 25 km short-latency rainfall product for data-scarce regions based on the integration of the Global Precipitation Measurement mission rainfall and multiple-satellite soil moisture products

Abstract. Rain gauges are unevenly spaced around the world with extremely low gauge density over developing countries. For instance, in some regions in Africa the gauge density is often less than one station per 10 000 km2. The availability of rainfall data provided by gauges is also not always guaranteed in near real time or with a timeliness suited for agricultural and water resource management applications, as gauges are also subject to malfunctions and regulations imposed by national authorities. A potential alternative is satellite-based rainfall estimates, yet comparisons with in situ data suggest they are often not optimal. In this study, we developed a short-latency (i.e. 2–3 d) rainfall product derived from the combination of the Integrated Multi-Satellite Retrievals for GPM (Global Precipitation Measurement) Early Run (IMERG-ER) with multiple-satellite soil-moisture-based rainfall products derived from ASCAT (Advanced Scatterometer), SMOS (Soil Moisture and Ocean Salinity) and SMAP (Soil Moisture Active and Passive) L3 (Level 3) satellite soil moisture (SM) retrievals. We tested the performance of this product over four regions characterized by high-quality ground-based rainfall datasets (India, the conterminous United States, Australia and Europe) and over data-scarce regions in Africa and South America by using triple-collocation (TC) analysis. We found that the integration of satellite SM observations with in situ rainfall observations is very beneficial with improvements of IMERG-ER up to 20 % and 40 % in terms of correlation and error, respectively, and a generalized enhancement in terms of categorical scores with the integrated product often outperforming reanalysis and ground-based long-latency datasets. We also found a relevant overestimation of the rainfall variability of GPM-based products (up to twice the reference value), which was significantly reduced after the integration with satellite soil-moisture-based rainfall estimates. Given the importance of a reliable and readily available rainfall product for water resource management and agricultural applications over data-scarce regions, the developed product can provide a valuable and unique source of rainfall information for these regions.

In Situ and Satellite Sea Surface Salinity in the Algerian Basin Observed through ABACUS Glider Measurements and BEC SMOS Regional Products

The Algerian Basin is a key area for the general circulation in the western Mediterranean Sea. The basin has an intense inflow/outflow regime with complex circulation patterns, involving both fresh Atlantic water and more saline Mediterranean water. Several studies have demonstrated the advantages of the combined use of autonomous underwater vehicles, such as gliders, with remotely sensed products (e.g., altimetry, MUR SST) to observe meso- and submesoscale structures and their properties. An important contribution could come from a new generation of enhanced satellite sea surface salinity (SSS) products, e.g., those provided by the Soil Moisture and Ocean Salinity (SMOS) mission. In this paper, we assess the advantages of using Barcelona Expert Center (BEC) SMOS SSS products, obtained through a combination of debiased non-Bayesian retrieval, DINEOF (data interpolating empirical orthogonal functions) and multifractal fusion with high resolution sea surface temperature (OSTIA SST) maps. Such an aim was reached by comparing SMOS Level-3 (L3) and Level-4 (L4) SSS products with in situ high resolution glider measurements collected in the framework of the Algerian Basin Circulation Unmanned Survey (ABACUS) observational program conducted in the Algerian Basin during falls 2014–2016. Results show that different levels of confidence between in situ and satellite measurements can be achieved according to the spatial scales of variability. Although SMOS values slightly underestimate in situ observations (mean difference is −0.14 (−0.11)), with a standard deviation of 0.25 (0.26) for L3 (L4) products), at basin scale, the enhanced SMOS products well represent the salinity patterns described by the ABACUS data.

Calibration of SMOS Soil Moisture Retrieval Algorithm: A Case of Tropical Site in Malaysia

Soil Moisture and Ocean Salinity (SMOS) mission has successfully contributed to global soil moisture products since 2009. Validation and calibration activities were conducted worldwide, yet some of the validation results do not fulfill the targeted accuracy of ±0.04 $\text{m}^{3}\text{m}^{-3}$ . This paper presented the site-specific calibration of the V620 retrieval algorithm with in situ data collected at selected agricultural sites in the humid tropical regions, Malaysia. This set of data has been validated where low accuracy of SMOS soil moisture products was found. To improve the SMOS soil moisture retrieval, calibration of SMOS soil moisture retrieval algorithm based on the L-band Microwave Emission and Biosphere model and SMOS Level 1C $\text{T}_{\mathrm {B}}$ products, considering the local parameters was conducted. The calibration proves that these site-specific parameters improve the product’s accuracy. Validation of SMOS Level 2 product with in situ data showed bias, root-mean-square error (RMSE), and unbiased RMSE (ubRMSE) ranging from 0.050 to 0.118 $\text{m}^{3}\text{m}^{-3}$ , 0.068 to 0.142 $\text{m}^{3}\text{m}^{-3}$ , and 0.069 to 0.103 $\text{m}^{3}\text{m}^{-3}$ , respectively. The soil moisture retrieval based on the calibrated model showed an improved bias of 0.020–0.056 $\text{m}^{3}\text {m}^{-3}$ and RMSE of 0.026–0.065 $\text{m}^{3}\text{m}^{-3}$ . The ubRMSE ranges from 0.017 to 0.034 $\text{m}^{3}\text{m}^{-3}$ . Recently released SMOS-IC V105 product was also validated, where small improvements were noticed when compared to the accuracy of SMOS Level 2. This paper shows the importance of local parameters in retrieving soil moisture with higher accuracy compared to the use of global generalized parameters that are used in the original SMOS soil moisture retrieval algorithm.

Singularity Power Spectra: A Method to Assess Geophysical Consistency of Gridded Products—Application to Sea-Surface Salinity Remote Sensing Maps

The Soil Moisture and Ocean Salinity (SMOS) and Aquarius satellite missions have produced the first sea-surface salinity (SSS) maps from space. The quality of the retrieved SSS must be assessed, in terms of its validation against sparse ground truth, but also in terms of its ability to detect and characterize geophysical processes, such as mesoscale features. Such characterization is sometimes elusive due to the presence of noise and processing artifacts that continue to affect state-of-the-art remote sensing SSS maps. A new method, based on singularity analysis, is proposed to contribute to the assessment of the geophysical characteristics of such maps. Singularity analysis can be used to directly assess the spatial consistency of the SSS fields and to improve the estimation of the wavenumber spectra slope through a new method, the singularity power spectra (SPS). To demonstrate the SPS performance and utility, we applied SPS to different gridded SSS maps, such as SMOS and Aquarius high-level products, the output of a numerical simulation, in situ reanalysis, and climatology, as well as to other sea-surface temperature products for reference. The singularity analysis and SPS methods reveal that both the SMOS level 4 and the Aquarius combined active passive products are both able to describe the geometry of the existing geophysical structures and provide consistent spectral slopes. This paper demonstrates that beyond the remaining sources of uncertainty in remote sensing SSS products, valuable dynamical information on the ocean state can be extracted from these SSS products.

An evaluation of SMOS L-band vegetation optical depth (L-VOD) data sets: high sensitivity of L-VOD to above-ground biomass in Africa

Abstract. The vegetation optical depth (VOD) measured at microwave frequencies is related to the vegetation water content and provides information complementary to visible/infrared vegetation indices. This study is devoted to the characterization of a new VOD data set obtained from SMOS (Soil Moisture and Ocean Salinity) satellite observations at L-band (1.4 GHz). Three different SMOS L-band VOD (L-VOD) data sets (SMOS level 2, level 3 and SMOS-IC) were compared with data sets on tree height, visible/infrared indexes (NDVI, EVI), mean annual precipitation and above-ground biomass (AGB) for the African continent. For all relationships, SMOS-IC showed the lowest dispersion and highest correlation. Overall, we found a strong (R &gt; 0.85) correlation with no clear sign of saturation between L-VOD and four AGB data sets. The relationships between L-VOD and the AGB data sets were linear per land cover class but with a changing slope depending on the class type, which makes it a global non-linear relationship. In contrast, the relationship linking L-VOD to tree height (R = 0.87) was close to linear. For vegetation classes other than evergreen broadleaf forest, the annual mean of L-VOD spans a range from 0 to 0.7 and it is linearly correlated with the average annual precipitation. SMOS L-VOD showed higher sensitivity to AGB compared to NDVI and K/X/C-VOD (VOD measured at 19, 10.7 and 6.9 GHz). The results showed that, although the spatial resolution of L-VOD is coarse ( ∼ 40 km), the high temporal frequency and sensitivity to AGB makes SMOS L-VOD a very promising indicator for large-scale monitoring of the vegetation status, in particular biomass.

SMOS near-real-time soil moisture product: processor overview and first validation results

Abstract. Measurements of the surface soil moisture (SM) content are important for a wide range of applications. Among them, operational hydrology and numerical weather prediction, for instance, need SM information in near-real-time (NRT), typically not later than 3 h after sensing. The European Space Agency (ESA) Soil Moisture and Ocean Salinity (SMOS) satellite is the first mission specifically designed to measure SM from space. The ESA Level 2 SM retrieval algorithm is based on a detailed geophysical modelling and cannot provide SM in NRT. This paper presents the new ESA SMOS NRT SM product. It uses a neural network (NN) to provide SM in NRT. The NN inputs are SMOS brightness temperatures for horizontal and vertical polarizations and incidence angles from 30 to 45°. In addition, the NN uses surface soil temperature from the European Centre for Medium-Range Weather Forecasts (ECMWF) Integrated Forecast System (IFS). The NN was trained on SMOS Level 2 (L2) SM. The swath of the NRT SM retrieval is somewhat narrower (∼ 915 km) than that of the L2 SM dataset (∼ 1150 km), which implies a slightly lower revisit time. The new SMOS NRT SM product was compared to the SMOS Level 2 SM product. The NRT SM data show a standard deviation of the difference with respect to the L2 data of &lt; 0.05 m3 m−3 in most of the Earth and a Pearson correlation coefficient higher than 0.7 in large regions of the globe. The NRT SM dataset does not show a global bias with respect to the L2 dataset but can show local biases of up to 0.05 m3 m−3 in absolute value. The two SMOS SM products were evaluated against in situ measurements of SM from more than 120 sites of the SCAN (Soil Climate Analysis Network) and the USCRN (US Climate Reference Network) networks in North America. The NRT dataset obtains similar but slightly better results than the L2 data. In summary, the NN SMOS NRT SM product exhibits performances similar to those of the Level 2 SM product but it has the advantage of being available in less than 3.5 h after sensing, complying with NRT requirements. The new product is processed at ECMWF and it is distributed by ESA and via the European Organisation for the Exploitation of Meteorological Satellites (EUMETSAT) multicast service (EUMETCast).

Impact of Direct Solar Radiations Seen by the Back-Lobes Antenna Patterns of SMOS on the Retrieved Images

The European Space Agency's Soil Moisture and Ocean Salinity (SMOS) mission is devoted to the monitoring of soil moisture and ocean salinity at a global scale from L -band space-borne radiometric observations obtained with a two-dimensional interferometer. SMOS was launched in November 2, 2009, and is still collecting the interferometric data used to retrieve the brightness temperature of the Earth surface. Several external sources of brightness within the field of view of SMOS contaminate these measurements and their contributions should be removed prior to image reconstruction. One of these sources is the direct solar radiations when the sun is either below the antenna plane array (i.e., in front of the satellite) and seen by the front-lobes antenna patterns or above it (i.e., in the back of the satellite) and seen by the back-lobes antenna patterns. In the case of SMOS, the direct solar radiations are accounted for only when the sun is in front of the satellite. In the second case, their impact is considered negligible. In this paper, we will show evidence of non-negligible direct solar radiations in the retrieved temperatures when the sun is in the back of SMOS. We will also show that the sun correction algorithm implemented in the SMOS level 1 operational processor can be extended efficiently to remove such radiations.

The global SMOS Level 3 daily soil moisture and brightness temperature maps

Abstract. The objective of this paper is to present the multi-orbit (MO) surface soil moisture (SM) and angle-binned brightness temperature (TB) products for the SMOS (Soil Moisture and Ocean Salinity) mission based on a new multi-orbit algorithm. The Level 3 algorithm at CATDS (Centre Aval de Traitement des Données SMOS) makes use of MO retrieval to enhance the robustness and quality of SM retrievals. The motivation of the approach is to make use of the longer temporal autocorrelation length of the vegetation optical depth (VOD) compared to the corresponding SM autocorrelation in order to enhance the retrievals when an acquisition occurs at the border of the swath. The retrieval algorithm is implemented in a unique operational processor delivering multiple parameters (e.g. SM and VOD) using multi-angular dual-polarisation TB from MO. A subsidiary angle-binned TB product is provided. In this study the Level 3 TB V310 product is showcased and compared to SMAP (Soil Moisture Active Passive) TB. The Level 3 SM V300 product is compared to the single-orbit (SO) retrievals from the Level 2 SM processor from ESA with aligned configuration. The advantages and drawbacks of the Level 3 SM product (L3SM) are discussed. The comparison is done on a global scale between the two datasets and on the local scale with respect to in situ data from AMMA-CATCH and USDA ARS Watershed networks. The results obtained from the global analysis show that the MO implementation enhances the number of retrievals: up to 9 % over certain areas. The comparison with the in situ data shows that the increase in the number of retrievals does not come with a decrease in quality, but rather at the expense of an increased time lag in product availability from 6 h to 3.5 days, which can be a limiting factor for applications like flood forecast but reasonable for drought monitoring and climate change studies. The SMOS L3 soil moisture and L3 brightness temperature products are delivered using an open licence and free of charge using a web application (https://www.catds.fr/sipad/). The RE04 products, versions 300 and 310, used in this paper are also available at ftp://ext-catds-cpdc:catds2010@ftp.ifremer.fr/Land_products/GRIDDED/L3SM/RE04/.

A new calibration of the effective scattering albedo and soil roughness parameters in the SMOS SM retrieval algorithm

This study focuses on the calibration of the effective vegetation scattering albedo (ω) and surface soil roughness parameters (HR, and NRp, p=H,V) in the Soil Moisture (SM) retrieval from L-band passive microwave observations using the L-band Microwave Emission of the Biosphere (L-MEB) model. In the current Soil Moisture and Ocean Salinity (SMOS) Level 2 (L2), v620, and Level 3 (L3), v300, SM retrieval algorithms, low vegetated areas are parameterized by ω=0 and HR=0.1, whereas values of ω=0.06 − 0.08 and HR=0.3 are used for forests. Several parameterizations of the vegetation and soil roughness parameters (ω, HR and NRp, p=H,V) were tested in this study, treating SMOS SM retrievals as homogeneous over each pixel instead of retrieving SM over a representative fraction of the pixel, as implemented in the operational SMOS L2 and L3 algorithms. Globally-constant values of ω=0.10, HR=0.4 and NRp=−1 (p=H,V) were found to yield SM retrievals that compared best with in situ SM data measured at many sites worldwide from the International Soil Moisture Network (ISMN). The calibration was repeated for collections of in situ sites classified in different land cover categories based on the International Geosphere-Biosphere Programme (IGBP) scheme. Depending on the IGBP land cover class, values of ω and HR varied, respectively, in the range 0.08–0.12 and 0.1–0.5. A validation exercise based on in situ measurements confirmed that using either a global or an IGBP-based calibration, there was an improvement in the accuracy of the SM retrievals compared to the SMOS L3 SM product considering all statistical metrics (R=0.61, bias=−0.019m3m−3, ubRMSE=0.062m3m−3 for the IGBP-based calibration; against R=0.54, bias=−0.034m3m−3 and ubRMSE=0.070m3m−3 for the SMOS L3 SM product). This result is a key step in the calibration of the roughness and vegetation parameters in the operational SMOS retrieval algorithm. The approach presented here is the core of a new forthcoming SMOS optimized SM product.

SMOS-IC: An Alternative SMOS Soil Moisture and Vegetation Optical Depth Product

The main goal of the Soil Moisture and Ocean Salinity (SMOS) mission over land surfaces is the production of global maps of soil moisture (SM) and vegetation optical depth (τ) based on multi-angular brightness temperature (TB) measurements at L-band. The operational SMOS Level 2 and Level 3 soil moisture algorithms account for different surface effects, such as vegetation opacity and soil roughness at 4 km resolution, in order to produce global retrievals of SM and τ. In this study, we present an alternative SMOS product that was developed by INRA (Institut National de la Recherche Agronomique) and CESBIO (Centre d’Etudes Spatiales de la BIOsphère). One of the main goals of this SMOS-INRA-CESBIO (SMOS-IC) product is to be as independent as possible from auxiliary data. The SMOS-IC product provides daily SM and τ at the global scale and differs from the operational SMOS Level 3 (SMOSL3) product in the treatment of retrievals over heterogeneous pixels. Specifically, SMOS-IC is much simpler and does not account for corrections associated with the antenna pattern and the complex SMOS viewing angle geometry. It considers pixels as homogeneous to avoid uncertainties and errors linked to inconsistent auxiliary datasets which are used to characterize the pixel heterogeneity in the SMOS L3 algorithm. SMOS-IC also differs from the current SMOSL3 product (Version 300, V300) in the values of the effective vegetation scattering albedo (ω) and soil roughness parameters. An inter-comparison is presented in this study based on the use of ECMWF (European Center for Medium range Weather Forecasting) SM outputs and NDVI (Normalized Difference Vegetation Index) from MODIS (Moderate-Resolution Imaging Spectroradiometer). A six-year (2010–2015) inter-comparison of the SMOS products SMOS-IC and SMOSL3 SM (V300) with ECMWF SM yielded higher correlations and lower ubRMSD (unbiased root mean square difference) for SMOS-IC over most of the pixels. In terms of τ, SMOS-IC τ was found to be better correlated to MODIS NDVI in most regions of the globe, with the exception of the Amazonian basin and the northern mid-latitudes.

Evaluating soil moisture retrievals from ESA's SMOS and NASA's SMAP brightness temperature datasets

Two satellites are currently monitoring surface soil moisture (SM) using L-band observations: SMOS (Soil Moisture and Ocean Salinity), a joint ESA (European Space Agency), CNES (Centre national d'études spatiales), and CDTI (the Spanish government agency with responsibility for space) satellite launched on November 2, 2009 and SMAP (Soil Moisture Active Passive), a National Aeronautics and Space Administration (NASA) satellite successfully launched in January 2015. In this study, we used a multilinear regression approach to retrieve SM from SMAP data to create a global dataset of SM, which is consistent with SM data retrieved from SMOS. This was achieved by calibrating coefficients of the regression model using the CATDS (Centre Aval de Traitement des Données) SMOS Level 3 SM and the horizontally and vertically polarized brightness temperatures (TB) at 40° incidence angle, over the 2013–2014 period. Next, this model was applied to SMAP L3 TB data from Apr 2015 to Jul 2016. The retrieved SM from SMAP (referred to here as SMAP_Reg) was compared to: (i) the operational SMAP L3 SM (SMAP_SCA), retrieved using the baseline Single Channel retrieval Algorithm (SCA); and (ii) the operational SMOSL3 SM, derived from the multiangular inversion of the L-MEB model (L-MEB algorithm) (SMOSL3). This inter-comparison was made against in situ soil moisture measurements from >400 sites spread over the globe, which are used here as a reference soil moisture dataset. The in situ observations were obtained from the International Soil Moisture Network (ISMN; https://ismn.geo.tuwien.ac.at/) in North of America (PBO_H2O, SCAN, SNOTEL, iRON, and USCRN), in Australia (Oznet), Africa (DAHRA), and in Europe (REMEDHUS, SMOSMANIA, FMI, and RSMN). The agreement was analyzed in terms of four classical statistical criteria: Root Mean Squared Error (RMSE), Bias, Unbiased RMSE (UnbRMSE), and correlation coefficient (R). Results of the comparison of these various products with in situ observations show that the performance of both SMAP products i.e. SMAP_SCA and SMAP_Reg is similar and marginally better to that of the SMOSL3 product particularly over the PBO_H2O, SCAN, and USCRN sites. However, SMOSL3 SM was closer to the in situ observations over the DAHRA and Oznet sites. We found that the correlation between all three datasets and in situ measurements is best (R>0.80) over the Oznet sites and worst (R=0.58) over the SNOTEL sites for SMAP_SCA and over the DAHRA and SMOSMANIA sites (R=0.51 and R=0.45 for SMAP_Reg and SMOSL3, respectively). The Bias values showed that all products are generally dry, except over RSMN, DAHRA, and Oznet (and FMI for SMAP_SCA). Finally, our analysis provided interesting insights that can be useful to improve the consistency between SMAP and SMOS datasets.

Considering combined or separated roughness and vegetation effects in soil moisture retrievals

For more than six years, the Soil Moisture and Ocean Salinity (SMOS) mission has provided multi angular and full-polarization brightness temperature (TB) measurements at L-band. Geophysical products such as soil moisture (SM) and vegetation optical depth at nadir (τnad) are retrieved by an operational algorithm using TB observations at different angles of incidence and polarizations. However, the quality of the retrievals depends on several surface effects, such as vegetation, soil roughness and texture, etc. In the microwave forward emission model used in the retrievals (L-band Microwave Emission Model, L-MEB), soil roughness is modelled with a semi-empirical equation using four main parameters (Qr, Hr, Nrp, with p=H or V polarizations). At present, these parameters are calibrated with data provided by airborne studies and in situ measurements made at a local scale that is not necessarily representative of the large SMOS footprints (43km on average) at global scale. In this study, we evaluate the impact of the calibrated values of Nrp and Hr on the SM and τnad retrievals based on SMOS TB measurements (SMOS Level 3 product) over the Soil Climate Analysis Network (SCAN) network located in North America over five years (2011–2015). In this study, Qr was set equal to zero and we assumed that NrH=NrV. The retrievals were performed by varying Nrp from −1 to 2 by steps of 1 and Hr from 0 to 0.6 by steps of 0.1. At satellite scale, the results show that combining vegetation and roughness effects in a single parameter provides the best results in terms of soil moisture retrievals, as evaluated against the in situ SM data. Even though our retrieval approach was very simplified, as we did not account for pixel heterogeneity, the accuracy we obtained in the SM retrievals was almost systematically better than those of the Level 3 product. Improved results were also obtained in terms of optical depth retrievals. These new results may have key consequences in terms of calibration of roughness effects within the algorithms of the SMOS (ESA) and the SMAP (NASA) space missions.

Global-scale surface roughness effects at L-band as estimated from SMOS observations

The Soil Moisture and Ocean Salinity (SMOS) mission is the first satellite dedicated to providing global surface soil moisture products. SMOS operates at L-band (1.4 GHz) and, at this frequency, the signal not only depends on soil moisture and vegetation optical depth but is also significantly affected by surface effects and, in particular, by the soil roughness. However, when dense vegetation is present, the L-band signal is poorly sensitive to the surface effects. First, by using multiple regressions between soil moisture (SM) and brightness temperature (TB) at different incidence angles and polarizations, the SMOS sensitivity to the surface effects was evaluated. A global-scale map of SMOS sensitivity to the surface effects was computed and showed that, for 87% of the land surface, the SMOS observations were sensitive to these effects, while very low sensitivity to the surface effects was estimated over 13% of the land surfaces. For instance, over broadleaf evergreen forest (mainly the Amazon and Congo forests), SMOS was sensitive to the surface effects over only half of the pixels considered. In a second step, in L-MEB (L-band Microwave Emission of the Biosphere), the forward emission model of the SMOS algorithm, the vegetation and roughness effects were combined in a single parameter, referred to as TR in this study. By inverting L-MEB, SM and TR were retrieved at global scale from the SMOS Level 3 (13) TB observations during 2011. Assuming a linear relationship between TR and the Leaf Area Index (LAI) obtained from MODIS data, the effects of roughness (H-r) and vegetation were decoupled and a global map of soil roughness effects was estimated. It was found that the spatial pattern of the H-r values could be related to the main vegetation types. Higher values of roughness (H-r = 0.32-0.39) were obtained for forests (broadleaf evergreen, deciduous and mixed coniferous) while lower values (H-r = 0.14-0.16) were obtained for deserts, shrubs and bare soils. Intermediate values (H-r = 0.20-0.23) were obtained over grasslands, tundra and cultivated land. Over vegetation biomes composed of forests and wooded grasslands, the H-r values were mainly correlated to the vegetation density (r similar to 0.55). For deserts, shrubs and bare soils, the H-r values were mainly correlated to the topography slopes (r similar to 0.53). The global maps presented in this study could lead to improved retrievals of soil moisture and vegetation optical depth for present and future microwave remote sensing missions such as SMOS and Soil Moisture Active Passive (SMAP).

SMOS disaggregated soil moisture product at 1 km resolution: Processor overview and first validation results

Abstract The SMOS (Soil Moisture and Ocean Salinity) mission provides surface soil moisture (SM) maps at a mean resolution of ~ 50 km. However, agricultural applications (irrigation, crop monitoring) and some hydrological applications (floods and modeling of small basins) require higher resolution SM information. In order to overcome this spatial mismatch, a disaggregation algorithm called Disaggregation based on Physical And Theoretical scale Change (DISPATCH) combines higher-resolution data from optical/thermal sensors with the SM retrieved from microwave sensors like SMOS, producing higher-resolution SM as the output. A DISPATCH-based processor has been implemented for the whole globe (emerged lands) in the Centre Aval de Traitement des Donnees SMOS (CATDS), the French data processing center for SMOS Level 3 products. This new CATDS Level-4 Disaggregation processor (C4DIS) generates SM maps at 1 km resolution. This paper provides an overview of the C4DIS architecture, algorithms and output products. Differences with the original DISPATCH prototype are explained and major processing parameters are presented. The C4DIS SM product is compared against L3 and in situ SM data during a one year period over the Murrumbidgee catchment and the Yanco area (Australia), and during a four and a half year period over the Little Washita and the Walnut Gulch watersheds (USA). The four validation areas represent highly contrasting climate regions with different landscape properties. According to this analysis, the C4DIS SM product improves the spatio-temporal correlation with in situ measurements in the semi-arid regions with substantial SM spatial variability mainly driven by precipitation and irrigation. In sub-humid regions like the Little Washita watershed, the performance of the algorithm is poor except for summer, as result of the weak moisture-evaporation coupling. Disaggregated products do not succeed to have and additional benefit in the Walnut Gulch watershed, which is also semi-arid but with well-drained soils that are likely to cancel the spatial contrast needed by DISPATCH. Although further validation studies are still needed to better assess the performance of DISPATCH in a range of surface and atmospheric conditions, the new C4DIS product is expected to provide satisfying results over regions having medium to high SM spatial variability.

Reduced ascending/descending pass bias in SMOS salinity data demonstrated by observing westward-propagating features in the South Indian Ocean

The European Space Agency (ESA) Soil Moisture and Ocean Salinity (SMOS) satellite has been providing data, including sea surface salinity (SSS) measurements, for more than five years. However, the operational ESA Level 2 SSS data are known to have significant spatially and temporally varying biases between measurements from ascending passes (SSSA) and measurements from descending passes (SSSD). This paper demonstrates how these biases are reduced through the use of SSS anomalies. Climatology products are constructed using SMOS Level 2 data to provide daily, one-degree by one-degree climatologies separately for ascending and descending passes using a moving window approach (in time and space). The daily, one-degree products can then be averaged to provide values of climatological SSS at different spatial and/or temporal resolutions. The averaged values of the SMOS climatology products are in good general agreement with data from the World Ocean Atlas 2013. However, there are significant differences at high latitudes, as well as in coastal and dynamic regions, as found by previous studies. Both the mean and standard deviation of the differences between data from ascending passes and data from descending passes for the anomalies are reduced compared with those obtained using the original salinity values. Geophysical signals are clearly visible in the anomaly products and an example is shown in the Southern Indian Ocean of westward-propagating signals that we conclude represent the surface expression of Rossby waves or large-scale non-linear eddies. The signals seen in salinity data agree (in speed) with those from sea surface temperature and sea surface height and are consistent with previous studies.