Slave Particle Research Articles

Solving local constraint condition problem in slave particle theory with the BRST quantization

With the Becchi–Rouet–Stora–Tyutin (BRST) quantization of gauge theory, we solve the long-standing difficult problem of the local constraint conditions, i.e. the single occupation of a slave particle per site, in the slave particle theory. This difficulty is actually caused by inconsistently dealing with the local Lagrange multiplier λ i which ensures the constraint: in the Hamiltonian formalism of the theory, λ i is time-independent and commutes with the Hamiltonian while in the Lagrangian formalism, λ i (t) becomes time-dependent and plays a role of gauge field. This implies that the redundant degrees of freedom of λ i (t) are introduced and must be removed by the additional constraint, the gauge fixing condition (GFC) ∂ t λ i (t) = 0. In literature, this GFC was missed. We add this GFC and use the BRST quantization of gauge theory for Dirac’s first-class constraints in the slave particle theory. This GFC endows λ i (t) with dynamics and leads to important physical results. As an example, we study the Hubbard model at half-filling and find that the spinon is gapped in the weak U and the system is indeed a conventional metal, which resolves the paradox that the weak coupling state is a superconductor in the previous slave boson mean field (MF) theory. For the t–J model, we find that the dynamic effect of λ i (t) substantially suppresses the d-wave pairing gap and then the superconducting critical temperature may be lowered at least a factor of one-fifth of the MF value which is of the order of 1000 K. The renormalized T c is then close to that in cuprates.

Hubbard Bands and Exotic States in Doped and Undoped Mott Systems: The Kotliar–Ruckenstein Representation

The slave–particle representation is a promising method to treat the properties of exotic strongly correlated systems. We develop a unified approach to describe both the paramagnetic state with possible spin–liquid features and states with strong long-range or short-range magnetic order. Combining the Kotliar–Ruckenstein representation and fractionalized spin–liquid deconfinement picture, the Mott transition and Hubbard subbands are considered. The spectrum in the insulating state is significantly affected by the presence of the spinon spin–liquid spectrum and a hidden Fermi surface. Presenting a modification of the Kotliar–Ruckenstein representation in the spin–wave region, we treat the case of magnetic order, with special attention being paid to the half-metallic ferromagnetic state. The formation of small and large Fermi surfaces for doped current carriers in the antiferromagnetic state is also discussed.

Absence of a T2/3 specific heat anomaly in a U(1) spin liquid with a large spinon Fermi surface

Effective gauge theories based on slave particle construction are widely used to describe quantum number fractionalization in strongly correlated electron systems. However, even setting aside the debates on the confinement issue of the slave particles, there are still significant conflicts between theory and experiment. In particular, a ${T}^{2/3}$ specific heat anomaly has been predicted to be the smoking-gun signature of low-lying gauge fluctuation in a $U(1)$ spin liquid with a large spinon Fermi surface, which has, however, never been observed. Here we show that such an anomaly is actually an artifact of a Gaussian approximation and is absent when the no-double-occupancy constraint on the slave particles is strictly enforced. We also show that projective construction based on slave particle representation provides a unified understanding of the mechanism of spin fractionalization in one- and two-dimensional spin liquids.

Benchmarking the simplest slave-particle theory with Hubbard dimer**Project supported by the National Natural Science Foundation of China (Grant Nos. 11674139, 11704166, and 11834005), the Fundamental Research Funds for the Central Universities, China, and Program for Changjiang Scholars and Innovative Research Team in University, China (Grant No. IRT-16R35).

Slave-particle method is a powerful tool to tackle the correlation effect in quantum many-body physics. Although it has been successfully used to comprehend various intriguing problems, such as Mott metal–insulator transition and Kondo effect, there is still no convincing theory so far on the availability and limitation of this method. The abuse of slave-particle method may lead to wrong physics. As the simplest slave-particle method, slave spin, which is widely applied to many strongly correlated problems, is highly accessible and researchable. In this work, we will uncover the nature of the slave-spin method by studying a two-site Hubbard model. After exploring aspects of properties of this toy model, we make a comparative analysis of the results obtained by three methods: (i) slave-spin method on mean-field level, (ii) slave-spin method with gauge constraint, and (iii) the exact solution as a benchmark. We find that, protected by the particle–hole symmetry, the slave-spin mean-field method can recover the static properties of ground state exactly at half filling. Furthermore, in the parameter space where both U and T are small enough, the slave-spin mean-field method is also reliable in calculating the dynamic and thermal dynamic properties. However, when U or T is considerably large, the mean-field approximation gives ill-defined behaviors, which result from the unphysical states in the enlarged Hilbert space. These findings lead to our conclusion that the accuracy of slave particle can be guaranteed if we can exclude all unphysical states by enforcing gauge constraints. Our work demonstrates the promising prospect of slave-particle method in studying complex strongly correlated models with specific symmetry or in certain parameter space.

Magnetic States and Metal—Insulator in Strongly Correlated Systems (Scientific Summary)

Various slave particle approaches to the consideration of electron correlations in many-electron models, in particular, in application to layered copper oxide systems, have been analyzed. The magnetic phase diagrams of the ground state have been considered within the t—t’ Hubbard and s—d exchange models for the square and cubic lattices depending on the degree of band filling and the interaction parameter with allowance for collinear ferromagnetic, antiferromagnetic, and incommensurate (helical) magnetic phases, as well as magnetic phase separation. The generalized Hartree—Fock and slave boson approaches including correlations have been used. The latter approach makes it possible to correctly include the contribution of doubly occupied sites to the energy and to adequately describe the paramagnetic phase. A criterion of a metal—insulator transition has been obtained by numerical calculations and the analytical expansion in the transfer integral between next-nearest neighbors t’ and in the direct antiferromagnetic gap Δ. The order of the transition in the square lattice changes from the second to the first with increasing t’ at a small value of t’ ∼ 0.05t, which is due to the presence of a van Hove singularity near the band center. For the simple and body-centered cubic lattices, the transition from the antiferromagnetic insulator state occurs to an antiferromagnetic metal phase, is a second-order transition, and is followed by a transition to a paramagnetic metal. The inclusion of the intersite Heisenberg interaction changes these results and the transition can become a first-order transition.

Fermi surface enlargement on the Kondo lattice

The Kondo lattice model is a paradigmatic model for the description of local moment systems, a class of materials exhibiting a range of strongly correlated phenomena including heavy fermion formation, magnetism, quantum criticality and unconventional superconductivity. Conventional theoretical approaches invoke fractionalization of the local moment spin through large-N and slave particle methods. In this work we develop a new formalism, based instead on non-canonical degrees of freedom. We demonstrate that the graded Lie algebra su(2|2) provides a powerful means of organizing correlations on the Kondo lattice through a splitting of the electronic degree of freedom, in a manner which entwines the conduction electrons with the local moment spins. This offers a novel perspective on heavy fermion formation. Unlike slave-particle methods, non-canonical degrees of freedom generically allow for a violation of the Luttinger sum rule, and we interpret recent angle resolved photoemission experiments on Ce-115 systems in view of this.

Phenomenological approach to a hyperkagome spin liquid: Emergent gauge fields and spinons

A number of experiments on the hyperkagome iridate, Na$_4$Ir$_3$O$_8$, suggest existence of a gapless quantum spin liquid state at low temperature. Circumventing the slave particle approach commonly used in theoretical analyses of frustrated magnets, we provide a more intuitive, albeit more phenomenological, construction of a quantum spin liquid state for the hyperkagome Heisenberg model. An effective monomer-dimer model on the hyperkagome lattice is proposed a la Hao and Tchernyshyov's approach cultivated from the Husimi cactus model. Employing an arrow representation for the monomer-dimer model, we obtain a compact $U(1)$ gauge theory with a finite density of Fermionic spinons on the hyperoctagon lattice. The resulting theory and its mean field treatments lead to remarkable agreement with previous slave-particle construction of a quantum spin liquid state on the hyperkagome lattice. Our results offer novel insights on theoretical understanding of the emergence of spinon Fermi surfaces and useful predictions for future experiments.

Time-Reversal SymmetricU(1)Quantum Spin Liquids

We study possible quantum $U(1)$ spin liquids in three dimensions with time-reversal symmetry. We find a total of 7 families of such $U(1)$ spin liquids, distinguished by the properties of their emergent electric/magnetic charges. We show how these spin liquids are related to each other. Two of these classes admit nontrivial protected surface states which we describe. We show how to access all of the 7 spin liquids through slave particle (parton) constructions. We also provide intuitive loop gas descriptions of their ground state wave functions. One of these phases is the `topological Mott insulator' conventionally described as a topological insulator of an emergent fermionic `spinon'. We show that this phase admits a remarkable dual description as a topological insulator of emergent fermionic magnetic monopoles. This results in a new (possibly natural) surface phase for the topological Mott insulator and a new slave particle construction. We describe some of the continuous quantum phase transitions between the different $U(1)$ spin liquids. Each of these seven families of states admits a finer distinction in terms of their surface properties which we determine by combining these spin liquids with symmetry protected topological phases. We discuss lessons for materials such as pyrochlore quantum spin ices which may harbor a $U(1)$ spin liquid. We suggest the topological Mott insulator as a possible ground state in some range of parameters for the quantum spin ice Hamiltonian.

Fractionalized gapless quantum vortex liquids

The standard theoretical approach to gapless spin liquid phases of two-dimensional frustrated quantum antiferromagnets invokes the concept of fermionic slave particles into which the spin fractionalizes. As an alternate we explore new kinds of gapless spin liquid phases in frustrated quantum magnets with XY anisotropy where the vortex of the spin fractionalizes into gapless itinerant fermions. The resulting gapless fractionalized vortex liquid phases are studied within a slave particle framework that is dual to the usual one. We demonstrate the stability of some such phases and describe their properties. We give an explicit construction in an XY-spin-1 system on triangular lattice, and interpret it as a critical phase in the vicinity of spin-nematic states.

Nested particle swarm optimisation for multi-depot vehicle routing problem

Vehicle routing problem (VRP) is a well-known non-deterministic polynomial hard problem in operations research. VRP is more suited for applications having one warehouse. A variant of VRP called as multi-depot vehicle routing problem (MDVRP) has more than one warehouse. Cluster first and route second is the methodology used for solving MDVRP. An improved k-means algorithm is proposed for clustering that reduces the MDVRP to multiple VRP. In this work, MDVRP is considered with more than one objective and nested particle swarm optimisation with genetic operators is proposed for solving each VRP. Master particle swarm optimisation forms the group within each cluster. Slave particle swarm optimisation generates the route for each group. The objective of MDVRP is to minimise the total travel length along with route and load balance among the depots and vehicles. The results obtained are better in balancing load, route length and the number of vehicles, rather than minimisation of total cost.

Quantum phase transition in Heisenberg-Kitaev model

We explore the nature of the quantum phase transition between a magnetically ordered state with collinear spin pattern and a gapless $Z_2$ spin liquid in the Heisenberg-Kitaev model. We construct a slave particle mean field theory for the Heisenberg-Kitaev model in terms of complex fermionic spinons. It is shown that this theory, formulated in the appropriate basis, is capable of describing the Kitaev spin liquid as well as the transition between the gapless $Z_2$ spin liquid and the so-called stripy antiferromagnet. In particular, within a mean field theory, we have a discontinuous transition from the $Z_2$ spin liquid to the stripy antiferromagnet. We argue, however, that subtle spinon confinement effects, associated with the instability of gapped U(1) spin liquid in two spatial dimensions, are playing an important role at the transition. The possibility of an exotic continuous transition is briefly addressed.

Decohering the Fermi liquid: A dual approach to the Mott transition

We present a theoretical approach to describing the Mott transition of electrons on a two dimensional lattice that begins with the low energy effective theory of the Fermi liquid. The approach to the Mott transition must be characterized by the suppression of density and current fluctuations which correspond to specific shape deformations of the Fermi surface. We explore the nature of the Mott insulator and the corresponding Mott transition when these shape fluctuations of the Fermi surface are suppressed without making any a prior assumptions about other Fermi surface shape fluctuations. Building on insights from the theory of the Mott transition of bosons, we implement this suppression by identifying and condensing vortex degrees of freedom in the phase of the low energy electron operator. We show that the resulting Mott insulator is a quantum spin liquid with a spinon fermi surface coupled to a U(1) gauge field which is usually described within a slave particle formulation. Our approach thus provides a coarse-grained treatment of the Mott transition and the proximate spin liquid that is nevertheless equivalent to the standard slave particle construction. This alternate point of view provides further insight into the novel physics of the Mott transition and the spin liquid state that is potentially useful. We describe a generalization that suppresses spin anti-symmetric fluctuations of the Fermi surface that leads to a spin-gapped charge metal previously also discussed in terms of slave particle constructions.

Failure of Gutzwiller-type wave function to capture gauge fluctuations: Case study in the exciton Bose liquid context

Slave particle approaches are widely used in studies of exotic quantum phases. A complete description beyond mean field also contains dynamical gauge fields, while a simplified procedure considers Gutzwiller-projected trial states. We apply this in the context of bosonic models with ring exchanges realizing so-called Exciton Bose Liquid (EBL) phase and compare a Gutzwiller wave function against an accurate EBL wave function. We solve the parton-gauge theory and show that dynamical fluctuations of the spatial gauge fields are necessary for obtaining qualitatively accurate EBL description. On the contrary, just the Gutzwiller projection leads to a state with subtle differences in the long-wavelength properties, thus suggesting that Gutzwiller wave functions may generally fail to capture long-wavelength physics.

Competing quantum paramagnetic ground states of the Heisenberg antiferromagnet on the star lattice

We investigate various competing paramagnetic ground states of the Heisenberg antiferromagnet on the two dimensional star lattice which exhibits geometric frustration. Using slave particle mean field theory combined with a projective symmetry group analysis, we examine a variety of candidate spin liquid states on this lattice, including chiral spin liquids, spin liquids with Fermi surfaces of spinons, and nematic spin liquids which break lattice rotational symmetry. Motivated by connection to large-N SU(N) theory as well as numerical exact diagonalization studies, we also examine various valence bond solid (VBS) states on this lattice. Based on a study of energetics using Gutzwiller projected states, we find that a fully gapped spin liquid state is the lowest energy spin liquid candidate for this model. We also find, from a study of energetics using Gutzwiller projected wave functions and bond operator approaches, that this spin liquid is unstable towards two different VBS states -- a VBS state which respects all the Hamitonian symmetries and a VBS state which exhibits $\sqrt{3}\times\sqrt{3}$ order -- depending on the ratio of the Heisenberg exchange couplings on the two inequivalent bonds of the lattice. We compute the triplon dispersion in both VBS states within the bond operator approach and discuss possible implications of our work for future experiments on candidate materials.

Possible high-temperature superconducting state with ad+idpairing symmetry in doped graphene

Graphene is at the forefront of condensed matter sciences, because of a variety of interesting phenomena it supports. If graphene could support high Tc superconductivity, after doping for example, it will make it even more valuable. Some authors have suggested possibility of superconductivity in graphite like systems. However, an early suggestion of one of us (Baskaran) was unique in the sense it combined Pauling's classic idea of resonating valence bond physics with band theory to obtain some exciting results for superconductivity. Black-Schaffer and Doniach took this approach further and found an unconventional d + id order parameter. To sharpen our theory and get more convincing and reliable results for superconductivity, we introduce a correlated variational BCS ground state wavefunction and perform extensive Monte Carlo study of the repulsive Hubbard model on the honeycomb lattice. We find that undoped graphene is not a superconductor, consistent with experiments and also mean field results. Interestingly, an appreciable superconducting order is obtained around an optimal doping. This result and a supportive slave particle analysis together suggest the possibility of high temperature superconductivity in doped graphene.

Slave-particle approach to the finite-temperature properties of ultracold Bose gases in optical lattices

By using slave particle (slave boson and slave fermion) technique on the Bose-Hubbard model, we study the finite temperature properties of ultracold Bose gases in optical lattices. The phase diagrams at finite temperature are depicted by including different types of slave particles and the effect of the finite types of slave particles is estimated. The superfluid density is evaluated using the Landau second order phase transition theory. The atom density, excitation spectrum and dispersion curve are also computed at various temperatures, and how the Mott-insulator evolves as the temperature increases is demonstrated. For most quantities to be calculated, we find that there are no qualitatively differences in using the slave boson or the slave fermion approaches. However, when studying the stability of the mean field state, we find that in contrast to the slave fermion approach, the slave boson mean field state is not stable. Although the slave boson mean field theory gives a qualitatively correct phase boundary, it corresponds to a local maximum of Landau free energy and can not describe the second order phase transition because the coefficient $a_4$ of the fourth order term is always negative in the free energy expansion.

An alternative formalism for the slave particle mean field theory of thet–J model without deconfinement

An alternative formalism that does not require the assumption of the deconfinement phase of aU(1) gauge field is proposed for the slave particle mean field theory. Starting from thespin-fermion model, a spinon field, which is either fermion or boson, is introduced torepresent the localized spin moment. We find a d-wave superconductive state inthe mean field theory in the case of the fermion representation of the localizedspin moment that corresponds to the slave boson mean field theory of thet–J model, whereas the d-wave superconductive state is absent in case of the Schwinger bosonrepresentation of the localized spin moments.

Comment on "Confinement of slave particles in U(1) gauge theories of strongly interacting electrons".

I reexamine the Nayak's criticism [Phys. Rev. Lett. 85, 178 (2000); 86, 943 (2001).] on the U(1) gauge theory approach to the strongly correlated systems. Contrary to his conclusion, the arbitrariness of the charge assignment observed by him does not contradict the possibility of a deconfinement. Should the deconfinement occur, the deconfined slave particle carries an effective fractional charge, which is independent of the arbitrary assignment but is rather determined dynamically.

Auxiliary particle theory of threshold singularities in photoemission and x-ray absorption spectra: Test of a conservingT-matrix approximation

We calculate the exponents of the threshold singularities in the photoemission spectrum of a deep core hole and its X-ray absorption spectrum in the framework of a systematic many-body theory of slave bosons and pseudofermions (for the empty and occupied core level). In this representation, photoemission and X-ray absorption can be understood on the same footing; no distinction between orthogonality catastrophe and excitonic effects is necessary. We apply the conserving slave particle T-matrix approximation (CTMA), recently developed to describe both Fermi and non-Fermi liquid behavior systems with strong local correlations, to the X-ray problem as a test case. The numerical results for both photoemission and X-ray absorption are found to be in agreement with the exact infrared powerlaw behavior in the weak as well as in the strong coupling regions. We point out a close relation of the CTMA with the parquet equation approach of Nozi{\`e}res et al.

Slave-particle studies of the electron-momentum distribution in the low-dimensional t-J model.

The electron momentum distribution function in the $t-J$ model is studied in the framework of slave particle approach. Within the decoupling scheme used in the gauge field and related theories, we treat formally phase and amplitude fluctuations as well as constraints without further approximations. Our result indicates that the electron Fermi surface observed in the high-resolution angle-resolved photoemission and inverse photoemission experiments cannot be explained within this framework, and the sum rule for the physical electron is not obeyed. A correct scaling behavior of the electron momentum distribution function near $k \sim k_{F}$ and $k \sim 3k_{F}$ in one dimension can be reproduced by considering the nonlocal string fields [Z. Y. Weng et al., Phys. Rev. B45, 7850 (1992)], but the overall momentum distribution is still not correct, at least at the mean field level.