Shift-symmetric Horndeski Theories Research Articles

Instability of the cosmological DBI-Galileon in the non-relativistic limit

The DBI-Galileon model is a scalar-tensor theory of gravity which is defined as the most general theory of the dynamics of a 4D brane embedded in a 5D bulk. It is of particular interest as it introduces only a few free parameters, all with a clear physical meaning, such as the brane tension which is related to the cosmological constant. From the tight constraints on the gravitational waves speed, we are naturally led to consider the non-relativistic limit of the model where the kinetic energy of the brane is small compared to its tension, that we study in the context of late-time cosmology. We show that the Dirac–Born–Infeld-Galileon in the non-relativistic limit is an expansion around General Relativity which can be expressed as a shift-symmetric Horndeski theory. We develop the description of this theory at the background and perturbation level. However, by studying the scalar and tensor perturbations around a flat FLRW background, we find that they contain a ghost degree of freedom leading to a fatal instability of the vacuum for every combination of the free parameters. In order to avoid it in the more general cases of shift-symmetric Horndeski theories, we emphasize which of the Horndeski terms are in competition to produce this instability.

Stability of hairy black holes in shift-symmetric scalar-tensor theories via the effective field theory approach

Shift-symmetric Horndeski theories admit an interesting class of Schwarzschild-de Sitter black hole solutions exhibiting time-dependent scalar hair. The properties of these solutions may be studied via a bottom-up effective field theory (EFT) based on the background symmetries. This is in part possible by making use of a convenient coordinate choice — Lemaître-type coordinates — in which the profile of the Horndeski scalar field is linear in the relevant time coordinate. We construct this EFT, and use it to understand the stability of hairy black holes in shift-symmetric Horndeski theories, providing a set of constraints that the otherwise-free functions appearing in the Horndeski Lagrangian must satisfy in order to admit stable black hole solutions. The EFT is analyzed in the decoupling limit to understand potential sources of instability. We also perform a complete analysis of the EFT with odd-parity linear perturbations around general spherically symmetric space-time.

Linear stability of black holes in shift-symmetric Horndeski theories with a time-independent scalar field

We study linear perturbations about static and spherically symmetric black holes with a time-independent background scalar field in shift-symmetric Horndeski theories, whose Lagrangian is characterized by coupling functions depending only on the kinetic term of the scalar field $X$. We clarify conditions for the absence of ghosts and Laplacian instabilities along the radial and angular directions in both odd- and even-parity perturbations. For reflection-symmetric theories described by a k-essence Lagrangian and a nonminimal derivative coupling with the Ricci scalar, we show that black holes endowed with nontrivial scalar hair are unstable around the horizon in general. This includes nonasymptotically flat black holes known to exist when the nonminimal derivative coupling to the Ricci scalar is a linear function of $X$. We also investigate several black hole solutions in nonreflection-symmetric theories. For cubic Galileons with the Einstein-Hilbert term, there exists a nonasymptotically flat hairy black hole with no ghosts/Laplacian instabilities. Also, for the scalar field linearly coupled to the Gauss-Bonnet term, asymptotically flat black hole solutions constructed perturbatively with respect to a small coupling are free of ghosts/Laplacian instabilities.

Existence and instability of hairy black holes in shift-symmetric Horndeski theories

Shift-symmetric Horndeski theories admit an interesting class of Schwarzschild black hole solutions exhibiting time-dependent scalar hair. By making use of Lemaître coordinates, we analyze perturbations around these types of black holes, and demonstrate that scalar perturbations around black hole backgrounds inevitably suffer from instabilities. Specifically, we demonstrate the existence of a tachyonic instability in dipole perturbations of the even-sector. We also offer evidence (for example, in the decoupling limit) that the instability may persist at higher multipoles as well, indicating that the instability is a gradient instability. Taken together with previously established results, this newly-discovered instability casts doubt on the theoretical viability black holes with time-dependent scalar hair in Horndeski theories.

Higher dimensional black hole scalarization

In the simplest scalar-tensor theories, wherein the scalar field is non-minimally coupled to the Ricci scalar, spontaneous scalarization of electrovacuum black holes (BHs) does not occur. This ceases to be true in higher dimensional spacetimes, d > 4. We consider the scalarization of the higher dimensional Reissner-Nordström BHs in scalar-tensor models and provide results on the zero modes for different d, together with an explicit construction of the scalarized BHs in d = 5, discussing some of their properties. We also observe that a conformal transformation into the Einstein frame maps this model into an Einstein-Maxwel- scalar model, wherein the non-minimal coupling occurs between the scalar field and the Maxwell invariant (rather than the Ricci scalar), thus relating the occurence of scalarization in the two models. Next, we consider the spontaneous scalarization of the Schwarzschild- Tangherlini BH in extended-scalar-tensor-Lovelock gravity in even dimensions. In these models, the scalar field is non-minimally coupled to the (d/2)th Euler density, in d spacetime dimensions. We construct explicitly examples in d = 6, 8, showing the properties of the four dimensional case are qualitatively generic, but with quantitative differences. We compare these higher d scalarized BHs with the hairy BHs in shift-symmetric Horndeski theory, for the same d, which we also construct.

Spinning black holes in shift-symmetric Horndeski theory

We construct spinning black holes (BHs) in shift-symmetric Horndeski theory. This is an Einstein-scalar-Gauss-Bonnet model wherein the (real) scalar field couples linearly to the Gauss-Bonnet curvature squared combination. The BH solutions constructed are stationary, axially symmetric and asymptotically flat. They possess a non-trivial scalar field outside their regular event horizon; thus they have scalar hair. The scalar “charge” is not, however, an independent macroscopic degree of freedom. It is proportional to the Hawking temperature, as in the static limit, wherein the BHs reduce to the spherical solutions found by Sotirou and Zhou. The spinning BHs herein are found by solving non-perturbatively the field equations, numerically. We present an overview of the parameter space of the solutions together with a study of their basic geometric and phenomenological properties. These solutions are compared with the spinning BHs in the Einstein-dilaton-Gauss-Bonnet model and the Kerr BH of vacuum General Relativity. As for the former, and in contrast with the latter, there is a minimal BH size and small violations of the Kerr bound. Phenomenological differences with respect to either the former or the latter, however, are small for illustrative observables, being of the order of a few percent, at most.

Anisotropy screening in Horndeski cosmologies

We consider anisotropic cosmologies in a particular shift-symmetric Horndeski theory containing the $G^{\mu\nu}\partial_\mu\phi \partial_\nu\phi$ coupling, where $G^{\mu\nu}$ is the Einstein tensor. This theory admits stable in the future self-accelerating cosmologies whose tensor perturbations propagate with the velocity very close to the speed of light such that the theory agrees with the gravity wave observations. Surprisingly, we find that the anisotropies within the Bianchi I homogeneous spacetime model are screened at early time by the scalar charge, whereas at late times they are damped in the usual way. Therefore, contrary to what one would normally expect, the early state of the universe in the theory cannot be anisotropic and (locally) homogeneous in the absence of spatial curvature. The early universe cannot be isotropic either, because it should then be unstable with respect to inhomogeneous perturbations. As a result, the early universe should be inhomogeneous. At the same time, we find that in the spatially curved Bianchi IX case the anisotropies can be strong at early times even in the presence of a scalar charge.

Two-form gauge theory dual to scalar-tensor theory

We generalize the electromagnetic duality between a massless, canonical scalar field and a 2-form gauge field in 4-dimensional spacetime to scalar-tensor theories. We derive the action of 2-form gauge field that is dual to two kinds of scalar-tensor theories: shift symmetric K-essence theory and the shift symmetric Horndeski theory up to quadratic in scalar field. The former case, the dual 2-form has a nonlinear kinetic term. The latter case, the dual 2-form has non-trivial interactions with gravity through Einstein tensor. In both case, the duality relation is modified from usual case, that is, the dual 2-form field is not simply given by the Hodge dual of the gradient of the scalar field.

Classification of shift-symmetric Horndeski theories and hairy black holes

No-hair theorems for scalar-tensor theories imply that the trivial scalar field configuration is the unique configuration around stationary black hole spacetimes. The most basic assumption in these theorems is that a constant scalar configuration is actually admissible. In this paper, we classify shift-symmetric Horndeski theories according to whether or not they admit the trivial scalar configuration as a solution and under which conditions. Local Lorentz symmetry and the presence of a linear coupling between the scalar field and Gauss-Bonnet invariant plays feature prominently in this classification. We then use the classification to show that any theory without linear Gauss-Bonnet coupling that respects Local Lorentz symmetry admits all GR solutions. We also study the scalar hair configuration around black hole spacetimes in theories where the linear Gauss-Bonnet coupling is present. We show that the scalar hair of the configuration is secondary, fixed by the regularity of the horizon, and is determined by the black hole horizon properties.

Causal structure of black holes in shift-symmetric Horndeski theories

In theories with derivative (self-)interactions, the propagation of perturbations on nontrivial field configurations is determined by effective metrics. Generalized scalar-tensor theories belong in this class and this implies that the matter fields and gravitational perturbations do not necessarily experience the same causal structure. Motivated by this, we explore the causal structure of black holes as perceived by scalar fields in the Horndeski class. We consider linearized perturbations on a fixed background metric that describes a generic black hole. The effective metric that determines the propagation of these perturbations does not generally coincide with the background metric (to which matter fields couple minimally). Assuming that the metric and the scalar respect stationarity and that the surface gravity of the horizon is constant, we prove that Killing horizons of the background metric are always Killing horizons of the effective metric as well. Hence, scalar perturbations cannot escape the region that matter fields perceive as the interior of the black hole. This result does not depend on asymptotics but only on local considerations and does not make any reference to no-hair theorems. We then demonstrate that, when one relaxes the stationarity assumption for the scalar, solutions where the horizons of the effective and the background metrics do not match can be found in the decoupling limit.

Wave propagation and shock formation in the most general scalar–tensor theories

This work studies wave propagation in the most general covariant scalar–tensor theories with second-order field equations, particularly focusing on the causal structure realized in these theories and also the shock formation process induced by nonlinear effects. For these studies we use the Horndeski theory and its generalization to the two scalar field case. We show that propagation speeds of the gravitational wave and scalar field wave in these theories may differ from the light speed depending on background field configuration, and find that a Killing horizon becomes a boundary of causal domain if the scalar fields share the symmetry of the background spacetime. With regard to the shock formation, we focus on transport of discontinuity in second derivatives of the metric and scalar field in the shift-symmetric Horndeski theory. We find that amplitude of the discontinuity generically diverges within finite time, which corresponds to shock formation. It turns out that the canonical scalar field and the scalar DBI model, among other theories described by the Horndeski theory, are free from such shock formation even when the background geometry and scalar field configuration are nontrivial. We also observe that the gravitational wave is protected against shock formation when the background has some symmetries at least. This fact may indicate that the gravitational wave in this theory is more well-behaved compared to the scalar field, which typically suffers from shock formation.

Quasinormal modes of black holes in scalar-tensor theories with nonminimal derivative couplings

We study the quasi-normal modes of asymptotically anti-de Sitter black holes in a class of shift-symmetric Horndeski theories where a gravitational scalar is derivatively coupled to the Einstein tensor. The space-time differs from exact Schwarzschild-anti-de Sitter, resulting in a different effective potential for the quasi-normal modes and a different spectrum. We numerically compute this spectrum for a massless test scalar coupled both minimally to the metric, and non-minimally to the gravitational scalar. We find interesting differences from the Schwarzschild-anti-de Sitter black hole found in general relativity.

Tracking our universe to de Sitter by a Horndeski scalar

Abstract Assuming both that our Universe is evolving into a de Sitter space and a vanishing cosmological constant, leaves only the option that the observed acceleration is provided by a “kinetic” energy of a scalar field. From an effective field theory point of view, the absence of Ostrogradsky instabilities restricts the choice to shift-symmetric Horndeski theories. Within these theories, we find the conditions for the existence of a de Sitter critical point in a universe filled by matter, radiation and a Horndeski scalar. Moreover, we show that this point is a universal attractor and we provide the tracking trajectory. Therefore, if a de Sitter fixed point exists within these models, our Universe will eventually evolve into a de Sitter space. As an example, we have discussed the case of the combined Galileon–Slotheon system, in which the Galileon is kinetically non-minimal coupled to the Einstein tensor. Interestingly, we have also found that the tracker trajectory of this system does not follow previous literature assumptions.

Stable black holes in shift-symmetric Horndeski theories

In shift-symmetric Horndeski theories, a static and spherically symmetric black hole can support linearly time-dependent scalar hair. However, it was shown that such a solution generically suffers from ghost or gradient instability in the vicinity of the horizon. In the present paper, we explore the possibility to avoid the instability, and present a new example of theory and its black hole solution with a linearly time-dependent scalar configuration. We also discuss the stability of solutions with static scalar hair for a special case where nonminimal derivative coupling to the Einstein tensor appears.

Linear perturbation analysis of hairy black holes in shift-symmetric Horndeski theories: Odd-parity perturbations

We analyze the mode stability of odd-parity perturbations of black holes with linearly time-dependent scalar hair in shift-symmetric Horndeski theories. We show that a large class of black hole solutions in these theories suffer from ghost or gradient instability, while there are some classes of solutions that are stable under linear odd-parity perturbations in the context of mode analysis.

Instability of hairy black holes in shift-symmetric Horndeski theories

Recently it was pointed out that in shift-symmetric scalar-tensor theories a black hole can have nontrivial scalar hair which depends linearly on time. We develop black hole perturbation theory for such solutions and compute the quadratic action of odd-parity perturbations. We show that around all the solutions known so far with such time-dependent scalar hair the perturbations trigger instabilities or are presumably strongly coupled.

Slowly rotating black hole solutions in Horndeski gravity

We study black hole solutions at first order in the Hartle-Thorne slow-rotation approximation in Horndeski gravity theories. We derive the equations of motion including also cases where the scalar depends linearly on time. In the Hartle-Thorne formalism, all first-order rotational corrections are described by a single frame-dragging function. We show that the frame-dragging function is exactly the same as in general relativity for all known black hole solutions in shift symmetric Horndeski theories, with the exception of theories with a linear coupling to the Gauss-Bonnet invariant. Our results extend previous no-hair theorems for a broad class of Horndeski gravity theories.

Gravitation-Wave Emission in Shift-Symmetric Horndeski Theories.

Gravity theories beyond general relativity typically predict dipolar gravitational emission by compact-star binaries. This emission is sourced by "sensitivity" parameters depending on the stellar compactness. We introduce a general formalism to calculate these parameters, and show that in shift-symmetric Horndeski theories stellar sensitivities and dipolar radiation vanish, provided that the binary's dynamics is perturbative (i.e., the post-Newtonian formalism is applicable) and cosmological-expansion effects can be neglected. This allows one to reproduce the binary-pulsar-observed orbital decay.

Black hole hair in generalized scalar-tensor gravity: An explicit example

In a recent paper we showed that in shift-symmetric Horndeski theory the scalar field is forced to obtain a nontrivial configuration in black hole spacetimes, unless a linear coupling with the Gauss--Bonnet invariant is tuned away. As a result, black holes generically have hair in this theory. In this companion paper, we first review our argument and discuss it in more detail. We then present actual black hole solutions in the simplest case of a theory with the linear scalar-Gauss--Bonnet coupling. We generate exact solutions numerically for a wide range of values of the coupling and also construct analytic solutions perturbatively in the small-coupling limit. Comparison of the two types of solutions indicates that nonlinear effects that are not captured by the perturbative solution lead to a finite area, as opposed to a central, singularity. Remarkably, black holes have a minimum size, controlled by the length scale associated with the scalar-Gauss--Bonnet coupling. We also compute some phenomenological observables for the numerical solution for a wide range of values of the scalar-Gauss--Bonnet coupling. Deviations from the Schwarzschild geometry are generically very small.

Plane waves in the generalized Galileon theory

We present an exact plane wave solution of the most general shift-symmetric Horndeski (generalized Galileon) theory. The solution consists of the scalar part, and the gravitational part with two polarization modes. The former is due to the presence of the non-trivial Galileon scalar field, and it is parametrized by an arbitrary function of the light-cone coordinate. For a trivial scalar field configuration the solution is equivalent to the plane gravitational wave in General Relativity. When the metric is Minkowski, we reproduce known results for the plane waves of k-essence and a soliton-like solutions of a non-covariant Galileon model in a flat space-time.