Regularized Channel Inversion Research Articles

Physical Layer Security in Downlink Multi-Antenna Cellular Networks

In this paper, we study physical layer security for the downlink of cellular networks, where the confidential messages transmitted to each mobile user can be eavesdropped by both (i) the other users in the same cell and (ii) the users in the other cells. The locations of base stations and mobile users are modeled as two independent two-dimensional Poisson point processes. Using the proposed model, we analyze the secrecy rates achievable by regularized channel inversion (RCI) precoding by performing a large-system analysis that combines tools from stochastic geometry and random matrix theory. We obtain approximations for the probability of secrecy outage and the mean secrecy rate, and characterize regimes where RCI precoding achieves a nonzero secrecy rate. We find that unlike isolated cells, the secrecy rate in a cellular network does not grow monotonically with the transmit power, and the network tends to be in secrecy outage if the transmit power grows unbounded. Furthermore, we show that there is an optimal value for the base station deployment density that maximizes the secrecy rate, and this value is a decreasing function of the signal-to-noise ratio.

Base Station Cooperation With Feedback Optimization: A Large System Analysis

In this paper, we study feedback optimization problems that maximize the users' signal to interference plus noise ratio (SINR) in a two-cell multiple-input multiple-output broadcast channel. Assuming the users learn their direct and interfering channels perfectly, they can feed back this information to the base stations (BSs) over the uplink channels. The BSs then use the channel information to design their transmission scheme. Two types of feedback are considered: 1) analog and 2) digital. In the analog feedback case, the users send their unquantized and uncoded channel state information (CSI) over the uplink channels. In this context, given a user's fixed transmit power, we investigate how he/she should optimally allocate it to feed back the direct and interfering (or cross) CSI for two types of BS cooperation schemes, namely, multicell processing (MCP) and coordinated beamforming. In the digital feedback case, the direct and cross link channel vectors of each user are quantized separately, each using the random vector quantization scheme, with different size codebooks. The users then send the index of the quantization vector in the corresponding codebook to the BSs. Similar to the feedback optimization problem for the analog feedback, we investigate the optimal bit partitioning for the direct and interfering link for both types of cooperation. We focus on regularized channel inversion precoding structures and perform our analysis in the large system limit in which the number of users per cell $(K)$ and the number of antennas per BS $(N)$ tend to infinity with their ratio $\beta=({K}/{N})$ held fixed. We show that for both types of cooperation, for some values of interfering channel gain, usually at low values, no cooperation between the BSs is preferred. This is because, for these values of cross channel gain, the channel estimates for the cross link are not accurate enough for their knowledge to contribute to improving the SINR and there is no benefit in doing BS cooperation under that condition. We also show that for the MCP scheme, unlike in the perfect CSI case, the SINR improves only when the interfering channel gain is above a certain threshold.

Secrecy Rates in Broadcast Channels with Confidential Messages and External Eavesdroppers

In this paper, we consider the broadcast channel with confidential messages and external eavesdroppers (BCCE), where a multi-antenna base station simultaneously communicates to multiple potentially malicious users, in the presence of randomly located external eavesdroppers. Using the proposed model, we study the secrecy rates achievable with regularized channel inversion (RCI) precoding by performing a large-system analysis that combines results from stochastic geometry and random matrix theory, where the number of users K and the number of transmit antennas N both grow to infinity in a fixed ratio. We obtain explicit expressions for the probability of secrecy outage and an upper bound on the rate loss due to the presence of external eavesdroppers. We show that both these quantities scale as \fraclambda_esqrt{N} as the density of external eavesdroppers λ_e grows, irrespective of their collusion strategy. Furthermore, we derive a practical rule for the choice of the regularization parameter, which is agnostic of channel state information and location of eavesdroppers, and yet provides close to optimal performance.

Optimal Power Allocation and User Loading for Multiuser MISO Channels with Regularized Channel Inversion

We consider a multiuser system where a single transmitter equipped with multiple antennas (the base station) communicates with multiple users each with a single antenna. Regularized channel inversion is employed as the precoding strategy at the base station. Within this scenario we are interested in the problems of power allocation and user admission control so as to maximize the system throughput, i.e., which users should we communicate with and what power should we use for each of the admitted users so as to get the highest sum rate. This is in general a very difficult problem but we do two things to allow some progress to be made. Firstly we consider the large system regime where the number of antennas at the base station is large along with the number of users. Secondly we cluster the downlink path gains of users into a finite number of groups. By doing this we are able to show that the optimal power allocation under an average transmit power constraint follows the well-known water filling scheme. We also investigate the user admission problem which reduces in the large system regime to optimization of the user loading in the system.

Large System Analysis of Cooperative Multi-Cell Downlink Transmission via Regularized Channel Inversion with Imperfect CSIT

In this paper, we analyze the ergodic sum-rate of a multi-cell downlink system with base station (BS) cooperation using regularized zero-forcing (RZF) precoding. Our model assumes that the channels between BSs and users have independent spatial correlations and imperfect channel state information at the transmitter (CSIT) is available. Our derivations are based on large dimensional random matrix theory (RMT) under the assumption that the numbers of antennas at the BS and users approach to infinity with some fixed ratios. In particular, a deterministic equivalent expression of the ergodic sum-rate is obtained and is instrumental in getting insight about the joint operations of BSs, which leads to an efficient method to find the asymptotic-optimal regularization parameter for the RZF. In another application, we use the deterministic channel rate to study the optimal feedback bit allocation among the BSs for maximizing the ergodic sum-rate, subject to a total number of feedback bits constraint. By inspecting the properties of the allocation, we further propose a scheme to greatly reduce the search space for optimization. Simulation results demonstrate that the ergodic sum-rates achievable by a subspace search provides comparable results to those by an exhaustive search under various typical settings.

Large System Analysis of Linear Precoding in MISO Broadcast Channels with Confidential Messages

In this paper, we study the performance of regularized channel inversion (RCI) precoding in large MISO broadcast channels with confidential messages (BCC). We obtain a deterministic approximation for the achievable secrecy sum-rate which is almost surely exact as the number of transmit antennas M and the number of users K grow to infinity in a fixed ratio β=K/M. We derive the optimal regularization parameter ξ and the optimal network load β that maximize the per-antenna secrecy sum-rate. We then propose a linear precoder based on RCI and power reduction (RCI-PR) that significantly increases the high-SNR secrecy sum-rate for 1<;β<;2. Our proposed precoder achieves a per-user secrecy rate which has the same high-SNR scaling factor as both the following upper bounds: (i) the rate of the optimum RCI precoder without secrecy requirements, and (ii) the secrecy capacity of a single-user system without interference. Furthermore, we obtain a deterministic approximation for the secrecy sum-rate achievable by RCI precoding in the presence of channel state information (CSI) error. We also analyze the performance of our proposed RCI-PR precoder with CSI error, and we determine how the error must scale with the SNR in order to maintain a given rate gap to the case with perfect CSI.

Linear Precoding for Broadcast Channels with Confidential Messages under Transmit-Side Channel Correlation

In this paper, we analyze the performance of regularized channel inversion (RCI) precoding in multiple-input single-output (MISO) broadcast channels with confidential messages under transmit-side channel correlation. We derive a deterministic equivalent for the achievable per-user secrecy rate which is almost surely exact as the number of transmit antennas and the number of users grow to infinity in a fixed ratio, and we determine the optimal regularization parameter that maximizes the deterministic equivalent of the secrecy rate. Furthermore, we obtain deterministic equivalents for the secrecy rates achievable by: (i) zero forcing precoding and (ii) single user beamforming. The accuracy of our analysis is validated by simulations of finite-size systems.

Channel Aligned Beamforming in Two-Way Multi-Pair Decode-and-Forward Relay Down-Link Channels

We consider the down-link of multi-pair two-way decode-and-forward (DaF) relay channel with multiple antennas at all the nodes. We propose schemes composed of relay pre-coder and user receive beam-formers to support 2M degrees of freedom when M antennas are employed at the relay. A channel aligning technique, where the channel vectors of a pair are forced to be aligned, is introduced so that we can use, at the relay, the well-known pre-coder like zero forcing (ZF) or the regularized channel inversion (RI) from the cellular down-link channels. Alternation based optimization of the pre-coder and the beam-formers searches the channel aligned vector space to further enhance the performance of the scheme in the low and mid SNR range.

Secrecy Sum-Rates for Multi-User MIMO Regularized Channel Inversion Precoding

In this paper, we propose a linear precoder for the downlink of a multi-user MIMO system with multiple users that potentially act as eavesdroppers. The proposed precoder is based on regularized channel inversion (RCI) with a regularization parameter α and power allocation vector chosen in such a way that the achievable secrecy sum-rate is maximized. We consider the worst-case scenario for the multi-user MIMO system, where the transmitter assumes users cooperate to eavesdrop on other users. We derive the achievable secrecy sum-rate and obtain the closed-form expression for the optimal regularization parameter α <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">LS</sub> of the precoder using large-system analysis. We show that the RCI precoder with α <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">LS</sub> outperforms several other linear precoding schemes, and it achieves a secrecy sum-rate that has same scaling factor as the sum-rate achieved by the optimum RCI precoder without secrecy requirements. We propose a power allocation algorithm to maximize the secrecy sum-rate for fixed α. We then extend our algorithm to maximize the secrecy sum-rate by jointly optimizing α and the power allocation vector. The jointly optimized precoder outperforms RCI with α <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">LS</sub> and equal power allocation by up to 20 percent at practical values of the signal-to-noise ratio and for 4 users and 4 transmit antennas.

Regularized channel inversion with quantized feedback in down-link multiuser channels

We consider regularized channel inversion (RI) precoding in the multiuser multiple input multiple output (Mu-MIMO) broadcast channels. To make the RI operate in quantized channel feedback condition, we analyze the quantization error variance and its effect on the signal to interference plus noise power ratio (SINR) of the user signals. The regularization parameter ? is optimized to balance the additive noise, the multiuser interference and the interference due to the quantization error and to maximize SINR. Analysis and simulations show that regularization enhances the performance of zero forcing beam forming (ZFBF) over the whole signal to noise power ratio (SNR) range. This is contrasting to the perfect channel status information (CSI) case, where the enhancement is observed in the low SNR region.

Multiple antenna MMSE based downlink precoding with quantized feedback or channel mismatch

In this paper, we consider the downlink of a multiuser wireless communication system with multiple antennas at the base station and users each with a single receive antenna. It is known that when channel state information (CSI) is available at the transmitter a large performance gain can be achieved. In a system employing time-division duplexing (TDD), CSI can be obtained at the base station if there is reciprocity between the forward and reverse channels. CSI can also be conveyed from the users to the base station via a limited-rate feedback channel in a frequency-division duplexing (FDD) system. In any case, channel estimation errors are inevitable due to the presence of background noise in the estimated signal and due to the finite number of feedback bits used in a limited-rate feedback system model. In this paper, we first consider the general case when partial CSI is available at the transmitter. We derive an MMSE based precoding technique that considers channel estimation errors as an integral part of the system design. Using rate-distortion theory and the generalized Lloyd vector quantization algorithm, we then specialize our results for the more practical limited-rate feedback system model. Compared to previously proposed precoding techniques such as channel inversion and regularized channel inversion, it is shown that the proposed precoding technique significantly improves the average bit error rate (BER) in the system. Furthermore, the performance of the proposed technique is investigated in the high signal-tonoise ratio (SNR) regime. It is shown that the proposed technique suffers from a ceiling effect that asymptotically limits the system performance.