Policy Design Research Articles

Social mobility beliefs and attitudes toward redistribution: Potential explanatory mechanisms

AbstractEconomic inequality is a significant problem of modern society, and redistributive policies are one of the most effective tools for reducing it. Previous studies have highlighted the importance of social mobility to understand attitudes toward redistribution. Across three preregistered studies (N = 2475; one cross‐sectional and two experimental) in different countries (Italy and Spain), we investigated the relationship between upward and downward societal mobility beliefs and attitudes toward redistribution, as well as potential explanatory mechanisms. Results showed that when people believe that it is easy to improve the socioeconomic status in their society, they oppose redistributive policies; conversely, when people believe that is difficult, they support redistributive policies. Importantly, meritocratic beliefs explained the upward mobility effect on redistribution, and perceived personal economic risks accounted for the downward mobility effect. Implications of these results for the design of policies to reduce economic inequality are discussed.

The anchoring policy perspective on policy change: mechanisms, applications and analytical challenges

ABSTRACT How functional relationships between policies influence policy design and policy change has received relatively limited attention within public policy scholarship despite the importance of policy coordination. This article contributes to addressing this gap by introducing the Anchoring Policies Perspective (APP), a framework for analysing interactions between policies in functional policy hierarchies. The APP examines how formal links between anchoring policies (AP) and functionally subordinate policies (SP) generate anchoring effects, whereby the provisions codified in APs generate alignment pressures that channel the design of SPs towards the norms and goals of the AP. In the article, we examine the analytical contribution of the APP by analysing the distinguishing characteristics of APs, the mechanisms through which APs influence SP introduction and design, and political strategies for managing situations where resistance occurs to the alignment of SPs with their APs. Examples from environmental and energy policy are used to illustrate key features of the AP-SP relationship, following which the APP’s contribution to public policy scholarship is discussed. We conclude by arguing that the APP has the potential to bring important new insights to the analysis of policy change while building connections with established theories of policy change to develop the APP framework further.

Policy, system and service design influence on healthcare inequities for people with end-of-life chronic obstructive airways disease, their support people and health professionals

BackgroundPeople with end-of-life chronic obstructive pulmonary disease (COPD) experience debilitating physical limitations, with a high mortality rate. Our research has shown health system design and delivery leads to inequitable outcomes. Enabling people with end-of-life COPD, their support people, and health professionals to partner in setting the agenda for resource allocation may inform health service improvement.DesignQualitative methodology utilising focus groups including patients, family, friends, informal support people, health care workers and professionals.MethodsThe analysis, utilising critical theory and Actor-Network theory, positioned people with severe COPD, their support people and health professionals as experts in end-of-life care. Analyses triangulated these perspectives, and were reviewed by the research investigators and an expert reference group.ResultsParticipants (n=74) in seven focus groups reported their experiences of inequity within the healthcare system. Equity was an overarching phenomenon identified by participants, with three specific themes being described: policy design, system design, and service design.ConclusionExperiences of patients, their support people and health professionals as experts in end-of-life COPD care can inform health systems and health service design to address current inequities in funding and delivery of care for end-of-life COPD.

Institutional Framework and Innovative Entrepreneurship: An Analysis of their Impact on Business Development in Colombia

This research delved into the analysis of the role of institutional entrepreneurship within the Colombian business context, focusing on the process of divergent change promoted by entrepreneurs. Following the theory of institutional entrepreneurship, it examined how entrepreneurs operating in non-privileged positions within highly regulated industries challenge established conventions by developing new ventures. The study was underpinned by qualitative research of a descriptive nature, implementing a design based on a review of existing literature. The results of this analysis revealed that the integration of traditional entrepreneurial skills with supplementary and complementary competencies, oriented towards new institutional logics, can constitute an effective strategy for entrepreneurial development in Colombia. Consequently, it is concluded that institutional entrepreneurship exerts a significant influence on entrepreneurial change within Colombia. This finding provides valuable insights for future research and for the design of policies to promote innovation and entrepreneurial development in the country.

Public responses to hard climate policies in OECD member countries: prevalence of contention at the post-adoption stage

ABSTRACT Effective climate action is likely to require hard climate policies (e.g. regulation, pricing, phase-outs), but such policies are often contested. Contention can arise not only during policy development and decision making but also at the post-adoption stage where adopted policies may be challenged, threatening policy durability. However, existing research has not systematically analyzed patterns of actual public responses to hard climate policies following their adoption. This is needed to understand response variety and the prevalence of contention. In this paper, we systematically assess public responses in a sample of 50 national-level hard climate policy packages (covering framework and energy policies) across 21 OECD member countries between 2009 and 2022. We categorize public responses (support, acceptance, non-acceptance, backlash) using a typology involving disapproval and mobilization to assess the prevalence of post-adoption contention among mass publics. We draw on newspaper data specific to each case to detect contention. Findings reveal a relatively low prevalence of post-adoption contentious responses to hard climate policies. Nonetheless, contention is pronounced in some cases and is mainly associated with carbon taxation/pricing although not exclusively. The most contentious responses, labeled as backlash, cluster in the latter half of the study period. Findings suggest a need to analyze drivers of contention among mass publics which may be complex and involve factors spanning policy design, institutional politics, and societal context.

Estimation of SAM for India: An Application for India’s Energy Transition Targets

The social accounting matrix (SAM) for India was historically constructed based on the input–output table (IOT). However, since 2011–2012, the Government of India has been publishing the supply–use table, instead of the IOT. While the erstwhile IOT, published by the Government of India, had the same number of products and industries, the supply–use table provides one ‘supply matrix’ and one ‘use matrix’, each of which is a rectangular table with 140 products and 66 industries (for 2018–2019). Converting the supply–use table to a square IOT and subsequently extending it to SAM require the utilisation of various data sources, numerous steps and adjustments. Despite the usefulness of both IO and SAM matrices in macroeconomic policy design, not much literature is available on these. This study aims to bridge the gap by constructing IOT and SAM for India from the supply–use table incorporating information from many other sources and describing the method of construction of the matrices. Our IO and SAM also focus on various energy sectors, including different sources of power generation, biomass and so on, and disaggregate energy-intensive sectors like cement or aluminium, considering the immense usefulness of the energy-extended macro-structure to the research of energy and environment policies. The study focuses on the construction of a 59 × 59 SAM for India, with the base year of 2021–2022 incorporating three factors of production and ten categories of households. As an application of the newly constructed SAM, we have analysed the employment implication of India’s Nationally Determined Contribution emission commitments. JEL Codes: E16, C67, D57

From Protectionist to Regulator: Policy-Driven Transformation of Digital Urban Networks in China’s Online Gaming Industry

In the digital era, data-driven production organizes digital urban networks. This study explores the critical role of government policies in shaping these networks, focusing on China’s evolving policy contexts. While existing research has mainly emphasized qualitative analyses, this paper quantitatively assesses the impact of policy changes on digital urban networks, specifically through the lens of China’s online gaming industry. The study aimed to elucidate the relationship between the policy environment and digital urban networks. By examining China’s transition from protectionist to regulatory policies, this research employed a social network analysis and valued exponential random graph models (ERGMs) across two key phases: the competitive protection phase (2014–2017) and the systematic regulatory phase (2018–2022). The findings revealed a significant transformation in urban network structure, shifting from a centralized model dominated by a few core cities to a decentralized, multi-centered network. The key factors influencing this evolution include the institutional proximity and cross-regional collaborations. This study offers valuable insights into how policy shifts affect urban networks in the digital economy, contributing both theoretically and practically to future policy design.

Decarbonizing urban passenger transportation: Policy effectiveness and interactions

The urban passenger transportation plays a pivotal role in achieving ambitious climate targets. Exploring its opportunities for decarbonization requires a comprehensive understanding of the impacts of different policy designs. This study develops an integrated model for simulating the effectiveness and interactions of various policy designs aimed at decarbonizing urban passenger transportation. It distinguishes itself from previous studies by considering a broad range of criteria, including mitigation effectiveness, cost effectiveness, and transition effectiveness. It also assesses the overall performance of various policy options based on these effectiveness criteria. In an urban case study, we have identified the complementary nature of the majority of policy mixes and also revealed conflicting effects when implementing a supplementary policy, such as carbon tax and fuel economy regulation. The concurrent implementation of multiple policies can yield synergistic effects or trade-offs, with the former being widely acknowledged in the context of energy transition, while the latter is more commonly observed in relation to emissions reductions and cost savings. This study also reveals a trade-off effect across various effectiveness criteria, underscoring the significance of formulating well-balanced policy packages to promote sustainable urban passenger transport.

Telework experience, frequency, and knowledge management during COVID-19 in Japan and the United States

Purpose This study investigates the relationship between telework frequency and knowledge management (KM) activity in Japan and the USA. By examining how telework impacts KM activity differently across these two countries, this study aims to provide insights into the design and implementation of effective telework policies tailored to specific cultural contexts. Design/methodology/approach Linear and quadratic regression analyses were conducted to explore the relationship between telework frequency and KM activity. Data was collected from samples in Japan and the USA, with respondents categorized based on prior telework experience. Various KM activities such as knowledge acquisition, sharing and application were measured using established scales. Findings In Japan, an inverted U-shaped relationship between telework frequency and KM activity was observed, with optimal activity occurring at four days of telework per week. Conversely, the USA demonstrated a linear relationship, indicating sustained KM activity across different telework frequencies. Notably, individuals with prior telework experience showed higher levels of KM activity compared to those without experience. Originality/value This study contributes to the understanding of how cultural differences influence the relationship between telework and KM activity, and ultimately learning. By highlighting the nuanced patterns observed in Japan and the USA, it emphasizes the importance of tailored telework policies and support mechanisms for effective KM in diverse cultural contexts. Future research could further explore additional explanatory variables and their impact on telework-related outcomes.

The association between ethnoracial characteristics and subjective well-being: a perspective considering social inequalities

ABSTRACT This study explored the association between subjective well-being (measured by life satisfaction) and ethnoracial characteristics (i.e. self-ascription, skin color, and speaking an Indigenous language) in Mexico and the role of socioeconomic inequalities in mediating this relationship. The emerging questions were: ‘What are the associations between subjective well-being and ethnoracial characteristics in Mexico?’ and ‘Are these associations affected by socioeconomic inequalities?.’ A multinomial logistic analysis was conducted, which estimates associations among multiple categories and predictor variables, using the data from the 2019 Project on Ethnoracial Discrimination in Mexico (PRODER, N = 7,037). The results indicated that Indigenous and white self-ascriptions were positively related to life satisfaction, whereas Mestizo and African Mexican identification did not have any association. Concerning skin color, the digital colorimeter measurements indicated that those with a lighter skin color had greater probabilities of having higher levels of life satisfaction. Additionally, those who reported speaking or who have parents speaking an Indigenous language were less likely to be in higher categories of life satisfaction. These results have central implications for the design and implementation of inclusive public policies, and for the design and modification of public programs.

Associations of caring for grandchildren and great-grandparents with depressive symptoms and life satisfaction in Chinese grandparents: The moderating roles of urban-rural residence and social participation.

This study aims to investigate the associations of caring for grandchildren and/or great-grandparents with depressive symptoms, as well as life satisfaction in Chinese grandparents, and analyze the moderating roles of urban-rural residence and social participation. A nationally representative sample of 2973 grandparents in families with great-grandparents and grandchildren were selected from the 2018 China Health and Retirement Longitudinal Study (CHARLS). The Center for Epidemiologic Studies Depression (CESD-10) and the single-item were used to measure depressive symptoms and life satisfaction. Social participation included participation in social and intellectual activities. The binary logistic regression model was employed to explore the relationship between caring and depressive symptoms, as well as life satisfaction in the whole participants, different urban-rural residence, and social participation groups, respectively. Caring was associated with depressive symptoms and life satisfaction (p < 0.05). A significant interaction existed between caring and urban-rural residence for depressive symptoms (interaction p = 0.029) and life satisfaction (interaction p = 0.027). Significant interactions were also found among caring, urban-rural residence, and social activities with depressive symptoms (interaction p = 0.025). In urban, caring for both was negatively related to depressive symptoms for the non-social activists, while in rural, caring for great-grandparents was positively associated with depressive symptoms for social activists (p < 0.05). Any new policy design related to preventing and reducing the possibility of mental disorders in Chinese grandparents should be tailored to heterogeneous subgroups who live in different rural-urban and social activities participation.

Unveiling and explaining the procedural justice in the policy design of renewable energy siting process in the United States

Unveiling and explaining the procedural justice in the policy design of renewable energy siting process in the United States

Climate change mitigation policies in agriculture: An overview of sociopolitical barriers

AbstractThe realization of the economic and technical potential of climate mitigation policies in agriculture is influenced by how sociopolitical issues are considered in policy development and implementation. Based on a narrative review of the literature, this article provides an overview of common sociopolitical barriers facing supply‐side and demand‐side mitigation measures in agriculture. Understanding these sociopolitical issues can provide opportunities for the full realization of mitigation policy potentials. They are presented under four themes: local context, adoption capacity, and distributional impacts; food security, costs, and choices in food consumption; political considerations related to electoral weight and lobbying; and international aspects regarding emissions metrics, trade, and big agriculture. Designing complementary policies and second‐best options, incorporating local knowledge in policy design, recognizing women's voice and role in sustainable agriculture, planning for job transitions, engaging stakeholders through multiscalar platforms, and appropriately framing and communicating policies in a digestible manner are some considerations to address these sociopolitical barriers.This article is categorized under: Climate Economics &gt; Economics and Climate Change Climate and Development &gt; Social Justice and the Politics of Development Climate Economics &gt; Economics of Mitigation

Constraints on Public Policy Design and Formulation: A Case Study on the Conservation of Natural Resources in Local Governments of the Amazonia, Peru

The high rate of depredation of forest resources causes major climatic changes that affect the economic activities and health of populations, plunging them into poverty and social problems. The state is responsible for dealing with these problems, because it has the technical, legal, and economic power to do so. This research aims to identify the factors that limit the design and formulation of public policies for the conservation of natural resources at the level of local district and provincial governments in Peru. For this study, we used qualitative methodology and non-probabilistic sampling, as well as techniques such as unstructured interviews, focus groups, and documentary review; moreover, for data analysis, we applied the theoretical saturation design in grounded theory. The results show that the conservation of natural resources is not positioned as a priority public policy in municipal administrations; furthermore, the organic units of natural resources suffer financial restrictions, and not because of a lack of budget availability, but because of a lack of will and decision-making capacity of authorities and civil servants, as well as a lack of coordination between the different national governments. It concludes that there are conflicts of interest in public policy making, with abuse of power and corruption predominating. Furthermore, the complexity of addressing sustainability criteria and the inability to confront the environmental crisis mean that international summits and national norms are attenuated in the face of the problems of environmental degradation. Deforestation should be considered a major public priority problem because of its environmental, economic, social, and health impacts. These problems require a holistic approach that combines local, national, and international policies and fosters effective and participatory governance.

Towards achieving inclusive energy in SSA: The role of financial inclusion and governance quality

Energy poverty is a serious impediment to achieving Sustainable Development Goal 7 (SDG-7), thereby compelling policymakers and the scientific community to make collaborative commitments to address energy issues worldwide. While there is growing debate on the prevalent determinants of energy poverty, the empirical scrutiny of the contributing role of financial inclusion and governance quality remains elusive in existing literature. Therefore, this study investigates the impact of financial inclusion and governance quality on energy poverty in 29 sub-Saharan Africa (SSA) spanning 2004–2022. The empirical analysis was accomplished using the Augmented Mean Group (AMG) and Common Correlated Effects Mean Group (CCEMG) techniques with the Driscoll-Kraay standard error (DKSE) approach as a robustness check. The empirical outcomes indicate that a well-developed financial system that fosters easy and quick access to credit, especially among marginalized households, leads to the affordability of modern energy resources, thereby ameliorating energy poverty in the region. Additionally, the findings demonstrate the undeniable role of good governance in fostering a sound and inclusive financial system that enables households to access energy resources, ultimately reducing energy poverty in the region. Based on these outcomes, this study proposes important policy insights for the design and implementation of inclusive financial and energy policies.

Do social cash transfers bridge the wellbeing gender gap in developing countries? The case of Ghana’s LEAP programme

ABSTRACT Gender inequality remains a significant problem in Ghana with many women socially and economically disadvantaged. Social protection interventions, in particular cash transfer programmes, have the potential to increase wellbeing and reduce gender gaps in poor households. This article analyses the wellbeing differences between men and women beneficiaries of Ghana's Livelihood Empowerment Against Poverty (LEAP) programme. Using a multiple regression moderation interaction model, we analyse six wellbeing dimensions (financial, health, education, food, housing and social) of 322 LEAP cash transfer beneficiaries in Ghana's KEEA district. We found that female-headed households achieve better wellbeing than male-headed households when LEAP income is paid at regular intervals. Regular LEAP payments also reduce gender gaps in wellbeing. These findings contribute to the design of policies seeking to bridge the wellbeing gap between men and women.

Learning-based Robust Control Policy Design for Vehicular Navigation via Ultra-wideband Communication

Learning-based Robust Control Policy Design for Vehicular Navigation via Ultra-wideband Communication

Fiscal policy design and inflation: the COVID-19 pandemic experience

The significant rise in inflation (nearly) worldwide has been associated with different shocks and a range of policy responses to the COVID-19 pandemic. We study how the design of fiscal support measures helps explain the origins of the post-pandemic inflationary bout by exploring the heterogeneity of fiscal support measures across 10 large economies. Because conventional measures of real activity were distorted in the early stages of the pandemic, we control for the underlying state of the real economy using household sentiment data. We find that five weeks following support announcements, fiscal support measures already had statistically and economically significant, albeit not large, inflationary effects. The magnitude of the effect was twice as large in an environment of improving consumer sentiment and, in that case, the effects did not differ significantly whether the fiscal support targeted consumers or firms. Moreover, the inflationary effect was larger and much more immediate if the support involved cash transfers. Our findings suggest that policy design mattered for the underlying inflationary pressures in the aftermath of the pandemic.

Evidence-driven indoor air quality improvement: An innovative and interdisciplinary approach to improving indoor air quality.

Indoor air pollution is a recognized emerging threat, claiming millions of lives annually. People are constantly exposed to ambient and indoor air pollution. The latest research shows that people in developed countries spend up to 90% of their time indoors and almost 70% at home. Although impaired IAQ represents a significant health risk, it affects people differently, and specific populations are more vulnerable: children, the elderly, and people with respiratory illnesses are more sensitive to these environmental risks. Despite rather extensive research on IAQ, most of the current understanding about the subject, which includes pollution sources, indoor-outdoor relationships, and ventilation/filtration, is still quite limited, mainly because air quality monitoring in the EU is primarily focused on ambient air quality and regulatory requirements are lacking for indoor environments. Therefore, the EDIAQI project aims to improve guidelines and awareness for advancing the IAQ in Europe and beyond by allowing user-friendly access to information about indoor air pollution exposures, sources, and related risk factors. The solution proposed with EDIAQI consists of conducting a characterization of sources and routes of exposure and dispersion of chemical, biological, and emerging indoor air pollution in multiple cities in the EU. The project will deploy cost-effective/user-friendly monitoring solutions to create new knowledge on sources, exposure routes, and indoor multipollutant body burdens. The EDIAQI project brings together 18 organizations from 11 different European countries that provide interdisciplinary skills and expertise in various fields, including environmental science and technology, medicine, and toxicology, as well as policy design and public engagement.

A comparative analysis of electricity generation in Latin America and the Caribbean using multivariate techniques

This paper employs a new framework based on internationally available indicators to conduct a comparative analysis of electricity generation among Latin American and Caribbean (LAC) countries, using data from 2021, the most recent available. Two multivariate techniques, cluster analysis and factor analysis, are used in this study. In recent years, electricity generation in the region has increased significantly, largely driven by the economic growth of these nations. A notable trend is the rising contribution of renewable energy sources, which accounted for 55 % of total generation in 2021, thanks to the region's exceptional climatic and geographic conditions. However, the absence of overarching supranational policies has led to significant disparities in energy strategies across these countries, both in design and implementation. Among the 20 LAC countries studied, 35 % do not reach a 50 % share of sustainable electricity generation. Understanding how these countries group regarding sustainable electricity generation is essential for identifying their key characteristics. The analysis yields three fundamental conclusions: first, the selected indicators are highly effective in achieving the study's objectives; second, the principal differences between the identified groups are largely influenced by each country's level of development and reliance on renewable energy sources; and third, from a policy perspective, there is a clear need for a supranational framework to support the national efforts and strategies being independently pursued by these countries, particularly regarding the design and implementation of energy policies. This paper contributes to bridging the gap in the international academic literature concerning sustainable electricity generation in LAC region, and it aligns with studies focused on the analysis of renewable energy sources and sustainable development.