UC Berkeley Phonology Lab Annual Report (2007) (Commissioned for special issue of The Linguistic Review, 2008, Harry van der Hulst, ed.) Universals in Phonology Larry Hyman A BSTRACT This article asks what is universal about phonological systems. Beginning with universals of segment inventories, a distinction is drawn between descriptive universals (where the effect of different theoretical frameworks is minimized) vs. analytic universals (which are specific-theory- dependent). Since there are few absolute universals such as “all languages have stops” and “all languages have at least two degrees of vowel height”, theory-driven or “architectural” universals concerning distinctive features and syllable structure are also considered. Although several near- universals are also mentioned, the existence of conflicting “universal tendencies” and contradictory resolutions naturally leads into questions concerning the status of markedness and synchronic explanation in phonology. While diachrony is best at accounting for typologically unusual and language-specific phonological properties, the absolute universals discussed in this study are clearly grounded in synchrony. Introduction My colleague John Ohala likes to tell the following mythical story about a lecture that the legendary Roman Jakobson gives upon arrival at Harvard University some time in the 1940s. The topic is child language and phonological universals, a subject which Prof. Jakobson addresses in his Kindersprache, Aphasie und allgemeine Lautgesetze (1941). In his also legendary strong Russian accent, Jakobson makes the pronouncement, “In all languages, first utterance of child, [pa]!” 1 He goes on to explain that it is a matter of maximal opposition: “[p] is the consonant most consonant, and [a] is the vowel most vowel.” As the joke continues, a very concerned person in the audience raises his hand and is called on: “But, professor, my child’s first utterance was [tSik].” Prof. Jakobson carefully considers this surprising remark. In his mind he systematically compares [tS] and [p], [i] and [a], and [k] and O, obviously with some concern. He then asks the man the following questions: “Did your child have any other initial consonant than [tS]?” The man answers no. “Did your child have any other vowel than [i]?” Again, the man answers no. “My last question: Did your child always have the final [k]?” “Yes,” the man replies. At this point Prof. Jakobson’s face lights up as he triumphantly exclaims: “Axa! Don’t you see? Phonyetic [tSik], phonological /pa/!” The above joke, I assume totally fabricated, never fails to get a laugh out of phonologists, who, I suspect, see a bit of themselves in this caricature. While funny, there is in fact a serious undertone to the above exchange. The story is quite impressive in how succinctly it reveals several major questions we face as phonologists interested in universal properties of sound systems: (1) What level of representation are we interested in? (2) How different can the levels be from each other? (3) What are the limits of theoretical interpretation? (4) How can claims of universality be validated or falsified? In other words, if [tSik] is not a counterexample to the claim, what would be? Cf. “Ordinary child language begins, and the aphasic dissolution of language preceding its complete loss ends, with what psychopathologists have termed the ‘labial stage’. In this phase speakers are capable only of one type of utterance, which is usually transcribed as /pa/” (Jakobson and Halle 1956:37).
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