Peccei-Quinn Symmetry Research Articles

Inflation models with Peccei–Quinn symmetry and axion kinetic misalignment

We propose a consistent framework with the U(1) Peccei–Quinn (PQ) symmetry for obtaining the initial condition for axion kinetic misalignment from inflation. We introduce a PQ complex scalar field and an extra Higgs doublet, which are conformally coupled to gravity, and three right-handed neutrinos for the seesaw mechanism. In the DFSZ type scenarios for the axion, we obtain the PQ anomalies from the Standard Model quarks carrying nonzero PQ charges in some of two Higgs doublet models, solving the strong CP problem by the QCD potential for the axion. Assuming that the PQ symmetry is explicitly violated in the scalar potential by quantum gravity effects, we show that a sufficiently large initial axion velocity can be obtained before the QCD phase transition while avoiding the axion quality problem. As inflation is driven by the radial distance from the origin in the space of scalar fields close to the pole of the kinetic terms in the Einstein frame, we obtain successful inflationary predictions and set the initial axion velocity at the end of inflation. Focusing on the pure PQ inflation with a small running quartic coupling for the PQ field, we discuss the post-inflationary dynamics for the inflaton and the axion. As a result, we show that a sufficiently high reheating temperature can be obtained dominantly from the Higgs-portal couplings to the PQ field, while being consistent with axion kinetic misalignment, the stability for the Higgs fields during inflation and the non-restoration of the PQ symmetry after reheating.

Primordial gravitational wave backgrounds from phase transitions with next generation ground based detectors

Abstract Third generation ground-based gravitational wave (GW) detectors, such as Einstein Telescope and Cosmic Explorer, will operate in the (few-104) Hz frequency band, with a boost in sensitivity providing an unprecedented reach into primordial cosmology. 
Working concurrently with pulsar timing arrays in the nHz band, and LISA in the mHz band, these 3G detectors will be powerful probes of beyond the standard model particle physics on scales T ∼106 GeV and above. Here we focus on their ability to probe phase transitions (PTs) in the early universe. We first overview the landscape of detectors across frequencies, discuss the relevance of astrophysical foregrounds, and provide convenient and up-to-date power-law integrated sensitivity curves for these detectors. We then present the constraints expected from GW observations on both first order PTs, and on topological defects that may be formed when a symmetry is broken irrespective of the order of the phase transition (strings and domain walls). These constraints can then be applied to specific models leading to first order PTs and/or topological defects. In particular we discuss the implications for axion models, which solve the strong CP problem by introducing a spontaneously broken Peccei-Quinn (PQ) symmetry. For post-inflationary breaking, the PQ scale must lie in the 108-1011 GeV range, and so the signal from a first order PQ PT falls within reach of ground based 3G detectors. A scan in parameter space of signal-to-noise ratio in a representative model reveals their large potential to probe the nature of the PQ transition. Additionally, in heavy axion type models domain walls form, which can lead to a detectable GW background. We discuss their spectrum and summarise the expected constraints on these models from 3G detectors, together with SKA and LISA.

Minimal solution to the axion isocurvature problem from nonminimal coupling

The main limitation for preinflationary breaking of Peccei-Quinn (PQ) symmetry is the upper bound on the Hubble rate during inflation from axion isocurvature fluctuations. This leads to a tension between high scale inflation and QCD axions with grand unified theory scale decay constants, which reduces the potential for a detection of tensor modes at next generation cosmic microwave background (CMB) experiments. We propose a mechanism that explicitly breaks PQ symmetry via nonminimal coupling to gravity, that lifts the axion mass above the Hubble scale during inflation and has negligible impact on today’s axion potential. The initially heavy axion gets trapped at an intermediate minimum during inflation given by the phase of the nonminimal coupling, before it moves to its true CP-conserving minimum after inflation. During this stage, it undergoes coherent oscillations around an adiabatically decreasing minimum, which slightly dilutes the axion energy density, while still being able to explain the observed dark matter relic abundance. This scenario can be tested by the combination of next generation CMB surveys like CMB-S4 and LiteBIRD with haloscopes such as ABRACADABRA, DMRadio, or CASPEr-Electric. Published by the American Physical Society 2024

Meso-inflationary Peccei–Quinn Symmetry Breaking with Nonminimal Coupling

We study a realization of the inflationary scenario where the Peccei–Quinn (PQ) symmetry is spontaneously broken during inflation, facilitated by its nonminimal coupling to gravity. This results in, effectively, a two-field inflation: the early stage is driven by an inflaton field with the PQ symmetry intact, and the later stage is driven by the PQ scalar after its effective mass becomes tachyonic, causing destabilization from the origin. The nonminimal coupling serves the dual purpose of restoring the PQ symmetry during early inflation and flattening the PQ potential posttachyonic shift, allowing for continued slow-roll. We analyze the inflationary background solutions and scalar perturbations, which are amplified at small scales via significant isocurvature perturbations generated near the symmetry-breaking epoch. These perturbations lead to second-order gravitational waves, detectable by next-generation space-based experiments.

Axion production via trapped misalignment from Peccei-Quinn symmetry breaking

The Peccei-Quinn (PQ) symmetry does not need to be exact, and even a tiny source of PQ breaking not aligned with the QCD anomaly might have significant phenomenological implications. In this study, we examine the effects of a general class of PQ-breaking operators on the axion cosmological production via misalignment, focussing on both temperature-dependent and independent PQ-breaking potentials. In particular, we show that a variant of the trapped misalignment mechanism can delay the onset of axion oscillation, leading to an axion dark matter window with ma ≫ 10−5 eV. This scenario is testable through various experimental approaches, including standard axion haloscopes and helioscopes, as well as searches for electric dipole moments and axion-mediated forces.

Spectrum of global string networks and the axion dark matter mass

Cold dark matter axions produced in the post-inflationary Peccei-Quinn symmetry breaking scenario serve as clear targets for their experimental detection, since it is in principle possible to give a sharp prediction for their mass once we understand precisely how they are produced from the decay of global cosmic strings in the early Universe. In this paper, we perform a dedicated analysis of the spectrum of axions radiated from strings based on large scale numerical simulations of the cosmological evolution of the Peccei-Quinn field on a static lattice. Making full use of the massively parallel code and computing resources, we executed the simulations with up to 112643 lattice sites, which allows us to improve our understanding of the dependence on the parameter controlling the string tension and thus give a more accurate extrapolation of the numerical results. We found that there are several systematic effects that have been overlooked in previous works, such as the dependence on the initial conditions, contaminations due to oscillations in the spectrum, and discretisation effects, some of which could explain the discrepancy in the literature. We confirmed the trend that the spectral index of the axion emission spectrum increases with the string tension, but did not find a clear evidence of whether it continues to increase or saturates to a constant at larger values of the string tension due to the severe discretisation effects. Taking this uncertainty into account and performing the extrapolation with a simple power law assumption on the spectrum, we find that the dark matter mass is predicted in the range of m a ≈ 95–450 μeV.

Singlet–doublet Dirac Fermion dark matter from Peccei–Quinn symmetry

Weakly interacting massive particles (WIMPs) and axions are arguably the most compelling dark matter (DM) candidates in the literature. Here, we consider a model where the Peccei–Quinn (PQ) symmetry solves the strong CP problem, generates radiatively Dirac neutrino masses and gives origin to a multicomponent dark sector. Specifically, scotogenic Dirac neutrino masses arise at one-loop level. The lightest fermionic mediator acts as the second DM candidate due to a residual [Formula: see text] symmetry resulting from the PQ symmetry breaking. The WIMP DM component resembles the well-known singlet–doublet fermion DM. While the lower WIMP dark mass region is usually excluded, our model reopens that portion of the parameter space (for DM masses below [Formula: see text][Formula: see text]GeV). Therefore, we perform a phenomenological analysis that addresses the constraints from direct searches of DM, neutrino oscillation data and charged lepton flavor violating processes. The model can be tested in future facilities where neutrino telescopes search for DM annihilation into Standard Model particles.

Unveiling desert region in inert doublet model assisted by Peccei-Quinn symmetry

The Inert Higgs Doublet model (IDM), assisted by Peccei-Quinn (PQ) symmetry, offers a simple but natural framework of a dark sector that accommodates Weakly Interacting Massive Particle (WIMP) and axion as dark matter components. Spontaneous breaking of U(1)PQ symmetry, which was originally proposed as an elegant solution to the strong charge-parity (CP) problem, also ensures the stability of WIMP through a residual ℤ2 symmetry. Interestingly, additional fields necessitated by PQ symmetry further enrich the dark sector. These include a scalar field proprietor for axion DM and a vector-like quark (VLQ) that acts as a portal for the dark sector through Yukawa interactions. Moreover, this combination of the axion and WIMP components satisfies the observed DM relic density and reopens the phenomenologically exciting region of the IDM parameter space where the WIMP mass falls between 100 - 550 GeV. We investigate the model-independent pair production of VLQs exploring this region at the Large Hadron Collider (LHC), incorporating the effects of next-to-leading order (NLO) QCD corrections. After production, each VLQ decays into a top or bottom quark accompanied by an inert scalar, a consequence of the residual ℤ2 symmetry. Utilising relevant observables with a leptonic search channel and employing multivariate analysis, we demonstrate the ability of this analysis to exclude a significant portion of the parameter space with an integrated luminosity of 300 fb−1.

Cosmological dynamics of string theory axion strings

The quantum chromodynamics (QCD) axion may solve the strong CP problem and explain the dark matter (DM) abundance of our Universe. The axion was originally proposed to arise as the pseudo-Nambu-Goldstone boson of global U(1)PQ Peccei-Quinn (PQ) symmetry breaking, but axions also arise generically in string theory as zero modes of higher-dimensional gauge fields. In this work we show that string theory axions behave fundamentally differently from field theory axions in the early Universe. Field theory axions may form axion strings if the PQ phase transition takes place after inflation. In contrast, we show that string theory axions do not generically form axion strings. In special inflationary paradigms, such as D-brane inflation, string theory axion strings may form; however, their tension is parametrically larger than that of field theory axion strings. We then show that such QCD axion strings overproduce the DM abundance for all allowed QCD axion masses and are thus ruled out, except in scenarios with large warping. A loop-hole to this conclusion arises in the axiverse, where an axion string could be composed of multiple different axion mass eigenstates; a heavier eigenstate could collapse the network earlier, allowing for the QCD axion to produce the correct DM abundance and also generating observable gravitational wave signals. Published by the American Physical Society 2024

Axion stars: mass functions and constraints

The QCD axion and axion-like particles, as leading dark matter candidates, can also have interesting implications for dark matter substructures if the Peccei-Quinn symmetry is broken after inflation. In such a scenario, axion perturbations on small scales will lead to the formation of axion miniclusters at matter-radiation equality, and subsequently the formation of axion stars. Such compact objects open new windows for indirect searches for axions. We compute the axion star mass function based on recent axion minicluster studies and Bose star simulations. Applying this mass function, we find post-inflation axion-like particles with masses 1.8 × 10-21 eV <m a < 3.3 × 10-17 eV are constrained by the lack of dynamical heating of stars in ultrafaint dwarfs. We also find that current microlensing surveys are insensitive to QCD axion stars. While we focus on the gravitational detectability of axion stars, our result can be directly applied to other interesting signatures of axion stars, e.g. their decay to photons, that require as input the abundance, mass, and density distribution of axion stars.

Small instanton effects on composite axion mass

This paper investigates the impact of small instanton effects on the axion mass in composite axion models. In particular, we focus on the Composite Accidental Axion (CAA) models, which are designed to address the axion quality problem, and where the Peccei-Quinn (PQ) symmetry emerges accidentally. In the CAA models, the QCD gauge symmetry is embedded in a larger gauge group at high energy. These models contain small instantons not included in low-energy QCD, which could enhance the axion mass significantly. However, in the CAA models, our analysis reveals that these effects on the axion mass are non-vanishing but are negligible compared to the QCD effects. The suppression of the small instanton effects originates from the global chiral U(1) symmetries which are not broken spontaneously and play a crucial role in eliminating θ-terms in the hidden sectors through anomalies. We find these U(1) symmetries restrict the impact of small instantons in hidden sectors on the axion mass. Our study provides crucial insights into the dynamics within the CAA models and suggests broader implications for understanding small instanton effects in other composite axion models.

ALP contribution to the strong CP problem

We compute the one-loop contribution to the θ¯ parameter of an faxionlike particle (ALP) with CP-odd derivative couplings. Its contribution to the neutron electric dipole moment is shown to be orders of magnitude larger than that stemming from the one-loop ALP contributions to the up- and down-quark electric and chromoelectric dipole moments. This strongly improves existing bounds on ALP-fermion CP-odd interactions and also sets limits on previously unconstrained couplings. The case of a general singlet scalar is analyzed as well. In addition, we explore how the bounds are modified in the presence of a Peccei-Quinn symmetry. Published by the American Physical Society 2024

Axion dark matter and additional BSM aspects in an extended 2HDM setup

We illustrate and discuss the phenomenology of a model featuring a two-Higgs doublet sector augmented by two SU(2) singlet scalars. The gauge symmetry group is extended as well with a U(1)Lμ−Lτ component whose spontaneous breaking leads to the gauge boson which has an important effect in the muon (g−2). A global PQ symmetry is introduced upon its breaking; we have the axion particle which is also dark matter (DM) in our work. In particular, we have focused on type-X and type-II 2HDM models and found out that (g−2) cannot be explained only by the scalar sector for type-II 2HDM mainly due to stringent constraint from b→sγ resulted in MH±&gt;800 GeV. For type-II 2HDM, we can have axion coupling with the gluons which generates the axion potential and possible explanation for the strong CP problem. The proposed model accommodates neutrino masses via the type-I seesaw mechanism with an upper bound on the right-handed neutrino mass 1 GeV (1 TeV) for type-II (type-X) 2HDM due to the presence of Planck scale suppressed operators. Moreover, we also have additional scalars which affect the oblique parameters and hence the W-boson mass which leads us to explain the W-boson mass observed at the CDF-II detector. The most stringent constraints on the masses and quartic couplings come from the perturbativity and potential bound from the below conditions which leads to fine-tuning among the parameters in part of the parameter space. Finally, we discuss the possible detection prospects of the axion DM and the additional gauge boson. Published by the American Physical Society 2024

Primordial black holes from axion domain wall collapse

The QCD axion can solve the Strong CP Problem and be the dark matter of our universe. If the PQ symmetry breaking scale associated with the axion is below the inflationary reheating temperature, axion strings and domain walls populate the universe. Most of these strings and walls decay away into axion dark matter, but a small subset of the walls will be self-enclosed surfaces that are not attached to any strings. These enclosed walls can collapse in on themselves, compressing a large amount of energy into a small volume and potentially forming primordial black holes (PBHs). We study the number density and dynamics of these self-enclosed walls, taking into account their size distribution, Hubble expansion, asphericities, and all stages of domain wall dynamics using a combination of semi-analytic and numerical approaches. We find that axion models with a high axion decay constant fa, such as those of interest in early matter-dominated cosmologies, yield a PBH abundance potentially observable by future gravitational lensing surveys. We note that the formalism developed here is also useful for predicting relic PBH abundances in other models that exhibit unstable domain walls.

New mechanism for primordial black hole formation from the QCD axion

We present a new mechanism for the primordial black hole (PBH) production within the QCD axion framework. We take the case where the Peccei-Quinn symmetry breaks during inflation, resulting in a NDW=1 string-wall network that reenters the horizon sufficiently late. Therefore, closed axion domain walls naturally arising in the network are sufficiently large to collapse into PBHs. Our numerical simulation shows that ∼0.3% of the total wall area is in the form of closed walls. In addition, the relic abundance of dark matter is dominantly accounted for by free axions from the collapse of open walls bounded by strings. In this framework, the abundance of PBH within dark matter is calculated to be ∼0.9%. This fraction remains unaffected by axion parameters or the reentering horizon temperature, as it is determined by the fixed proportion of closed walls in the network, governed by the principles of percolation theory. The resultant PBHs uniformly share the same mass, which spans from about 10−9 to 1 solar mass, corresponding to the classical QCD axion mass window 10−5–10−2 eV and the reentering horizon temperature 300−1 MeV. Intriguingly, PBHs in this mechanism can naturally account for the ultrashort-timescale gravitational microlensing events observed by the OGLE collaboration. Published by the American Physical Society 2024

Dark Radiation Constraints on Heavy QCD Axions

The naturalness problem of PQ symmetry motivates study of the heavy QCD axion, with masses ma> 1 MeV generated at scales above the QCD scale, and low values of the PQ symmetry breaking scale, fa. We compute the abundance of such axions in a model-independent way, assuming only that they freeze-out after reheating from inflation, and are not subsequently diluted by new physics. If these axions decay between neutrino decoupling and the last scatter era of the Cosmic Microwave Background (CMB), they dilute the neutrinos and their abundance is constrained by CMB measurements of the energy density in dark radiation, Neff. We accurately compute this bound using a numerical code to evolve the axion momentum distribution, including many key processes and effects previously ignored. We assume that the only relevant axion decays are to final states involving Standard Model particles. We determine regions of (ma, fa) that will give a signal in Neff at CMB Stage 4 experiments. We similarly compute the Neff bound and CMB Stage 4 signal for heavy axions that can decay to light mirror photons. Finally, we compute the bounds on heavy axions with mass below 1 MeV that decay after the era of CMB last scatter, from their contribution to cold or hot dark matter or Neff at this era.

On the Breaking of the U(1) Peccei–Quinn Symmetry and Its Implications for Neutrino and Dark Matter Physics

The Standard Model of electroweak interactions is based on the fundamental SU(2)weak × U(1)elect representation. It assumes massless neutrinos and purely left-handed massive W± and Z0 bosons to which one should add the massless photon. The existence, verified experimentally, of neutrino oscillations poses a challenge to this scheme, since the oscillations take place between at least three massive neutrinos belonging to a mass hierarchy still to be determined. One should also take into account the possible existence of sterile neutrino species. In a somehow different context, the fundamental nature of the strong interaction component of the forces in nature is described by the, until now, extremely successful representation based on the SU(3)strong group which, together with the confining rule, give a description of massive hadrons in terms of quarks and gluons. To this is added the minimal U(1) Higgs group to give mass to the otherwise massless generators. This representation may also be challenged by the existence of both dark matter and dark energy, of still unknown composition. In this note, we shall discuss a possible connection between these questions, namely the need to extend the SU(3)strong × SU(2)weak × U(1)elect to account for massive neutrinos and dark matter. The main point of it is related to the role of axions, as postulated by Roberto Peccei and Helen Quinn. The existence of neutral pseudo-scalar bosons, that is, the axions, has been proposed long ago by Peccei and Quinn to explain the suppression of the electric dipole moment of the neutron. The associated U(1)PQ symmetry breaks at very high energy, and it guarantees that the interaction of other particles with axions is very weak. We shall review the axion properties in connection with the apparently different contexts of neutrino and dark matter physics.

Fermion mass, axion dark matter, and leptogenesis in SO(10) GUT

SO(10) grand unified theory with minimum parameters in the Yukawa sector employs the Peccei-Quinn symmetry that solves the strong CP problem. Such an economical Yukawa sector is highly appealing and has been extensively studied in the literature. However, when the running of the renormalization group equations of the Yukawa couplings are considered, this scenario shows some tension with the observed fermion masses and mixing. In this work, we propose an extension of the minimal framework that utilizes lower dimensional representations and alleviates this tension by introducing only a few new parameters. The proposed model consists of a fermion in the fundamental and a scalar in the spinorial representations. While the latter is needed to implement the Peccei-Quinn symmetry successfully, the presence of both is essential in obtaining an excellent fit to the fermion mass spectrum. In our model, axions serve the role of dark matter, and the out-of-equilibrium decays of the right-handed neutrinos successfully generate the matter-antimatter symmetry of the Universe. Published by the American Physical Society 2024

Early vs late string networks from a minimal QCD Axion

We propose a new regime of minimal QCD axion dark matter that lies between the pre- and post-inflationary scenarios, such that the Peccei-Quinn (PQ) symmetry is restored only on sufficiently large spatial scales. This leads to a novel cosmological evolution, in which strings and domain walls re-enter the horizon and annihilate later than in the ordinary post-inflationary regime, possibly even after the QCD crossover. Such dynamics can occur if the PQ symmetry is restored by inflationary fluctuations, i.e. the Hubble parameter during inflation HI is larger than the PQ breaking scale fa, but it is not thermally restored afterwards. Solving the Fokker-Planck equation, we estimate the number of inflationary e-folds required for the PQ symmetry to be, on average, restored. Moreover, we show that, in the large parts of parameter space where the radial mode is displaced from the minimum by de Sitter fluctuations, a string network forms due to the radial mode oscillating over the top of its potential after inflation. In both cases we identify order one ranges in HI/fa and in the quartic coupling λ of the PQ potential that lead to the late-string dynamics. In this regime the cosmological dark matter abundance can be reproduced for axion decay constants as low as the astrophysical constraint \U0001d4aa(108) GeV, corresponding to axion masses up to 10−2 eV, and with miniclusters with masses as large as \U0001d4aa(10)M⊙.

Classification of three-family flavoured DFSZ axion models that have no domain wall problem

We provide an exhaustive classification of three-family DFSZ axion models that have no cosmological domain wall problem. This result is obtained by making the Peccei-Quinn symmetry flavour dependent in certain specific ways, thus reinforcing a possible connection between the strong CP problem and the flavour puzzle. Known DFSZ flavour variants such as the top-specific model emerge as special cases. Key features of the phenomenology of these models are briefly discussed.