It is an old problem in operator theory whether a pair of norm one compact Hermitian operators with “small” (in norm) commutator can be “well” approximated by a commuting pair of Hermitian operators. We show that, for operators of rank not exceeding n, such approximants exist provided ||[A, B]||/n1/2 is small. This improves a result of Pearcy and Shields and sheds some new light on the original question and its relationship to a few related ones. The following is an old question in the “local” operator theory (cf. [8]): If two norm one compact Hermitian operators have small commutators, are they close to a commuting pair? More precisely, Given e > 0, does there exist δ > 0 such that, whenever A,B are norm one, compact Hermitian operators on a Hilbert space with ||[A,B]|| ≤ δ, then one can find (compact Hermitian operators) A1, B1 satisfying ||A1 − A|| ≤ e, ||B1 − B|| ≤ e and [A1, B1] = 0? (1) We are going to refer to (1) as the Main Problem. An equivalent version follows: If T is a norm one compact operator with “small” selfcommutator [T ∗, T ], is T “close” to a normal operator? This one is clearly related to the work of Brown, Douglas, Filmore [3] on essentially normal operators. By approximation, questions of the above type reduce to the case of operators acting on finite dimensional spaces (i.e., to matrices) with dimension-free dependence of δ on e. Two positive results in the direction of the Main Problem are certainly worth mentioning. First, it was proved by Pearcy and Shields [7] that, if just one of the operators is assumed to be Hermitian and they The final part of this research was done while the author was visiting Institut des Hautes Etudes Scientifiques. Supported in part by the NSF grant # DMS-8702058 and the Sloan Research Fellowship. Received by the editors on January 20, 1988. Copyright c ©1990 Rocky Mountain Mathematics Consortium 581
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