To describe the current distribution of active head and neck cancer (HNC) clinical trials across the spectrum of definitive, recurrent and metastatic (R/M), and quality of life (QOL)/survivorship care, and to describe funding sources and principal-investigator (PI) leadership of HNC trials. We identified all active, interventional HNC trials on ClinicalTrials.gov as of June 26, 2017, using the search terms “head and neck cancer” and all specific HNC subsites, excluding skin cancers. Logistic regression was used to identify associations between trial characteristics and funding type. We identified 841 active HNC trials on ClinicalTrials.gov, of which 48% are United States (US)-based, 43% international, and 8% both. Fifty percent of trials enrolled curative-intent patients, 44% enrolled R/M patients, and 6% enrolled both. Most trials (76%) included systemic therapy (ST) in the prescribed treatment, 41% included RT, and 12% included surgery; 9% evaluated a QOL/survivorship question. Among trials using ST, 51% were in R/M patients, 46% definitive, and 3% in either. In 2017, immune-oncology (IO) agents were used in 38% of trials including ST, equal in frequency to chemotherapy use, and far surpassing non-IO antibody-based ST (9% ST trials). Most trials enrolled multiple HNC subsites (47%), with specific subsite trials being less common (12% nasopharynx, 10% thyroid, 5% oropharynx, 3% oral cavity, 3% other, 2% larynx/hypopharynx; 18% open to HNC + non-HNC sites, eg esophageal, breast, etc.) Regarding PI leadership, medical oncologists led 34% of trials, radiation oncologists 23%, surgeons 16%, and other specialties 27%. Trials enrolling R/M patients were more likely to have industry funding (54%) relative to trials enrolling definitive patients (18%) (odds ratio [OR]=5.43; P<.001). Trials that included ST (41%) were more likely to have industry funding compared to trials including RT (16%) (OR=3.70; P<.001) or surgery (9%) (OR=7.42; P<.001). Among US trials, a greater proportion of definitive trials are NIH-funded (39%) compared to R/M trials (28%) (OR=1.41; P=.13). There was no association between RT, ST, or surgery use and NIH funding (ST vs. RT, OR=0.83; P=.37; ST vs. surgery, OR 1.05; P=.88). Although most patients with HNC have localized/non-metastatic disease, nearly half of HNC trials are focused on the R/M setting and there are few QOL/survivorship trials especially considering the growing population of HNC survivors. Definitive trials, particularly those not incorporating novel ST agents, are less likely to receive industry funding and are more dependent on NIH funding or other sources of funding. This may have implications for trials that involve de-intensification via minimizing use of ST.
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