Abstract Background 15% of curative HER2−positive patients (pts) treated with standard trastuzumab (T)-based chemotherapy regimens recur. Our prior report (ASCO 2011 #506 using only data from paired samples N=49) identified major pathways of resistance: autophagy, stem cell, extracellular matrix, and phospho epitopes on FOXO, STAT5, EGFR. Aim: To collect proteomic and microarray data from baseline biopsies and identify molecular correlates of pathologic complete response (pCR). Methods: Randomized, open label, phase II. Eligibility: biopsy-proven HER2 positive stage II, III invasive breast cancer, healthy. After informed consent, pt randomized to T or Lapatinib (L) or both (T+L) for 2 weeks (wk) then continue same anti-HER2 agent with standard chemotherapy (FEC75 IV every 3 wk then Paclitaxel 80 mg/m2 wk x 12) then surgery. Research biopsy before and 2 wks after anti-HER2 agent analyzed by reverse phase protein microarray (RPMA) from laser capture microdissected cells, RNA expression microarray, and in-vitro stem cell studies. PCR in breast is no invasive tumor. ITT is Intent to Treat (all treated pts). Pathways identified by analytes (n=42): autophagy (Beclin 1, LC3B, ATG5), stem cell (CD44, Mushashi, E-Cadherin, Beta Catenin), extracellular matrix (Integrin, MMP). Additional informative analytes: phosphorylated HER3, IGFR1. Results: 100 pts treated: T=33, L=34, T+L=33. % pCR- ITT: ER pos/ER neg by arm: T = 40%/67%; L = 21%/50%; T+L = 58%/50%. Baseline RPMA samples N= 65 (T = 22; L= 25; T+L = 18). A) Specific analytes contributory to outcome by arm by Random Forest analysis: T: Beta Catenin Ser 33/37/Thr 41, EGFR Tyr1045. L: MMP14, E-Cadherin, LC3B, Integrin alpha5 B1, Stat 5 Tyr 694, IGFR Tyr 1131/1146, Erk Thr 202/Tyr204, NFKB Ser536, FOXO Thr24, HER3 Tyr1289. T+L: cerb2, EGFR, Met Tyr1235, CD44, E-Cadherin. B) Statistically significant endpoint ratios from network analysis that strongly correlate with pCR: T: HER3 Tyr1289/Beclin 1; PTENser380/ERK Thr202/Tyr204; GSK3B Ser21-9/Stat5 Tyr694; p70S6 Thr389/LC3B; p7026 Thr389/MMP9; FOXO Thr24-32/NFKB Ser536; Beta Catenin Ser 33–37 Thr41/LC3B. L: EGFR Tyr1045Beclin1; cerb2/Beclin1; HER3 Tyr1289/Beclin1; PI3K/FOXO Thr24,32; IRS1 Ser612/Beclin1; Mushashi/IRS1 Ser612. T+L: only 4 pts no pCR. C) Microarray analysis confirms the critical role of extracellular matrix and autophagy. Discussion: These findings support the concept that NO-pCR tumors can engage a diverse set of strategies to achieve cell survival in the face of therapy. The molecular correlates of response found in this small, underpowered study provide candidates for future patient stratification studies and generate insights for combination therapy. Citation Information: Cancer Res 2011;71(24 Suppl):Abstract nr P5-13-03.