Kondo Insulator Research Articles

Magnetoquantum oscillations in the specific heat of a topological Kondo insulator

Surprisingly, magnetoquantum oscillations (MQOs) characteristic of a metal with a Fermi surface have been observed in measurements of the topological Kondo insulator SmB6. As these MQO have only been observed in measurements of magnetic torque (dHvA) and not in measurements of magnetoresistance (SdH), a debate has arisen as to whether the MQO are an extrinsic effect arising from rare-earth impurities, defects, and/or aluminum inclusions or an intrinsic effect revealing the existence of charge-neutral excitations. We report here the first observation of MQO in the low-temperature specific heat of SmB6. The observed frequencies and their angular dependence for these flux-grown samples are consistent with previous results based on magnetic torque for SmB6 but the inferred effective masses are significantly larger than previously reported. Such oscillations can only be observed if the MQO are of bulk thermodynamic origin; the measured magnetic-field dependent oscillation amplitude and effective mass allow us to rule out suggestions of an extrinsic, aluminum inclusion-based origin for the MQO.

Persistence of correlation-driven surface states in SmB6 under pressure

The proposed topological Kondo insulator SmB$_{6}$ hosts a bulk Kondo hybridization gap that stems from strong electronic correlations and a metallic surface state whose effective mass remains disputed. Thermopower and scanning tunneling spectroscopy measurements argue for heavy surface states that also stem from strong correlations, whereas quantum oscillation and angle-resolved photoemission measurements reveal light effective masses that would be consistent with a Kondo breakdown scenario at the surface. Here we investigate the evolution of the surface state via electrical and thermoelectric transport measurements under hydrostatic pressure, a clean symmetry-preserving tuning parameter that suppresses the Kondo gap and increases the valence of Sm from 2.6+ towards a 3+ magnetic metallic state. Electrical resistivity measurements reveal that the surface carrier density increases with increasing pressure, whereas thermopower measurements show an unchanged Fermi energy under pressure. As a result, the effective mass of the surface state charge carriers linearly increases with pressure as the Sm valence approaches 3+. Our results are consistent with the presence of correlation-driven surface states in SmB$_{6}$ and suggest that the surface Kondo effect persists under pressure to 2 GPa.

Surface-state plasmons in topological Kondo insulator

Surface-state plasmons in topological Kondo insulator

Hall Anomaly, Quantum Oscillations and Possible Lifshitz Transitions in Kondo Insulator YbB12 : Evidence for Unconventional Charge Transport

The electronic behavior of the Kondo insulator YbB${}_{12}$ under strong magnetic fields reveals a possible origin of quantum oscillations in magnetization and resistivity that suggest the development of exotic electronic states.

Critical role of magnetic moments in heavy-fermion materials: Revisiting SmB6

Heavy-fermion family exhibits fascinating and often puzzling properties due to the presence of open-shell $f$ ions and the complexity of the associated charge, orbital, and spin degrees of freedom. SmB$_6 $ is a prototypical heavy-fermion compound that is electrically insulating but yet it displays quantum oscillations, which are a telltale signature of the metallic state. Adding to the enigma is the possibility that SmB$_6$ is a topological Kondo insulator. Here, by treating the spin degree of freedom on an equal footing with other degrees of freedom using the parameter-free strongly-constrained and appropriately-normed (SCAN) density functional, we explore the ground-state electronic structure of SmB$_{6}$. A number of competing magnetic phases lying very closely in energy are found, indicating the key role of spin fluctuations in the material. The computed band structure, crystal-field splittings in the $f$-electron complex, the heavy effective electron mass at the Fermi energy, and the large specific heat are all in good agreement with the corresponding experimental results. In particular, our predicted FS explains the experimentally observed bulk quantum oscillations as well as the low electrical conductivity of SmB$_{6}$. The topological Kondo state of SmB$_6$ is shown to be robust regardless of its magnetic configuration. The excellent performance of SCAN in heavy-fermion systems is explained in terms of its ability to treat self-interaction errors and symmetry breaking within the framework of the density functional theory. Our study provides a new approach for modeling heavy-fermion materials.

Universal non-Hermitian skin effect in two and higher dimensions

Skin effect, experimentally discovered in one dimension, describes the physical phenomenon that on an open chain, an extensive number of eigenstates of a non-Hermitian Hamiltonian are localized at the end(s) of the chain. Here in two and higher dimensions, we establish a theorem that the skin effect exists, if and only if periodic-boundary spectrum of the Hamiltonian covers a finite area on the complex plane. This theorem establishes the universality of the effect, because the above condition is satisfied in almost every generic non-Hermitian Hamiltonian, and, unlike in one dimension, is compatible with all point-group symmetries. We propose two new types of skin effect in two and higher dimensions: the corner-skin effect where all eigenstates are localized at corners of the system, and the geometry-dependent-skin effect where skin modes disappear for systems of a particular shape, but appear on generic polygons. An immediate corollary of our theorem is that any non-Hermitian system having exceptional points (lines) in two (three) dimensions exhibits skin effect, making this phenomenon accessible to experiments in photonic crystals, Weyl semimetals, and Kondo insulators.

Non-Abelian bosonization in a (3+1) -d Kondo semimetal via quantum anomalies

Kondo lattice models have established themselves as an ideal platform for studying the interplay between topology and strong correlations such as in topological Kondo insulators or Weyl-Kondo semimetals. The nature of these systems requires the use of nonperturbative techniques, which are few in number, especially in high dimensions. Motivated by this we study a model of Dirac fermions in $(3+1)$ dimensions coupled to an arbitrary array of spins via a generalization of functional non-Abelian bosonization. We show that there exists an exact transformation of the fermions, which allows us to write the system as decoupled free fermions and interacting spins. This decoupling transformation consists of a local chiral, Weyl, and Lorentz transformation parameterized by solutions to a set of nonlinear differential equations, which order by order takes the form of Maxwell's equations with the spins acting as sources. Owing to its chiral and Weyl components this transformation is anomalous and generates a contribution to the action. From this we obtain the effective action for the spins and expressions for the anomalous transport in the system. In the former we find that the coupling to the fermions generates kinetic terms for the spins, a long-ranged interaction, and a Wess-Zumino-like term. In the latter we find generalizations of the chiral magnetic and Hall effects.

Emergence of electronic modes by doping Kondo insulators in the Kondo lattice and periodic Anderson models

Heavy-fermion or Kondo lattice materials are considered to be typical strongly correlated systems, for which mean-field approximations have shown that the Coulomb interaction increases the effective mass and narrows the band gap. In this paper, to clarify interaction effects on the electronic excitation, the spectral function of the Kondo lattice and periodic Anderson models is studied around Kondo insulators in the strong-coupling regime, by using the non-Abelian dynamical density-matrix renormalization group method and perturbation theory. Upon doping a Kondo insulator, an electronic mode emerges in the Kondo insulating gap, exhibiting the momentum-shifted magnetic dispersion relation. Although the ground-state properties are similar to those of a doped band insulator, the emergence of the electronic mode reflecting spin-charge separation of the Kondo insulator is a crucial interaction effect that allows us to regard the Kondo-insulator--metal transition as a type of Mott transition. In addition, electronic modes emerge even in the high-energy regime by doping in the periodic Anderson model. These strong-correlation effects have not been expected in conventional mean-field approximations and would bring a different perspective on heavy-fermion or Kondo lattice systems.

Quantum oscillations in interaction-driven insulators

In recent years it has become understood that quantum oscillations of the magnetization as a function of magnetic field, long recognized as phenomena intrinsic to metals, can also manifest in insulating systems. Theory has shown that in certain simple band insulators, quantum oscillations can appear with a frequency set by the area traced by the minimum gap in momentum space, and are suppressed for weak fields by an intrinsic ``Dingle damping'' factor reflecting the size of the bandgap. Here we examine quantum oscillations of the magnetization in excitonic and Kondo insulators, for which interactions play a crucial role. In models of these systems, self-consistent parameters themselves oscillate with changing magnetic field, generating additional contributions to quantum oscillations. In the low-temperature, weak-field regime, we find that the lowest harmonic of quantum oscillations of the magnetization are unaffected, so that the zero-field bandgap can still be extracted by measuring the Dingle damping factor of this harmonic. However, these contributions dominate quantum oscillations of magnetization at all higher harmonics, thereby providing a route to measure this interaction effect.

A unified theory of ferromagnetic quantum phase transitions in heavy fermion metals

Motivated by the recent discovery of a continuous ferromagnetic quantum phase transition in CeRh$_6$Ge$_4$ and its distinction from other U-based heavy fermion metals such as UGe$_2$, we develop a unified explanation of their different ground state properties based on an anisotropic ferromagnetic Kondo-Heisenberg model. We employ an improved large-$N$ Schwinger boson approach and predict a full phase diagram containing both a continuous ferromagnetic quantum phase transition for large magnetic anisotropy and first-order transitions for relatively small anisotropy. Our calculations reveal three different ferromagnetic phases including a half-metallic spin selective Kondo insulator with a constant magnetization. The Fermi surface topologies are found to change abruptly between different phases, consistent with that observed in UGe$_2$. At finite temperatures, we predict the development of Kondo hybridization well above the ferromagnetic long-range order and its relocalization near the phase transition, in good agreement with band measurements in CeRh$_6$Ge$_4$. Our results highlight the importance of magnetic anisotropy and provide a unified theory for understanding the ferromagnetic quantum phase transitions in heavy fermion metals.

Cooperative and Local Features of the Spin Gap Formation in the Kondo Insulators YbB12 and CeFe2Al10

Cooperative and Local Features of the Spin Gap Formation in the Kondo Insulators YbB12 and CeFe2Al10

Pressure-induced concomitant topological and metal-insulator quantum phase transitions in Ce3Pd3Bi4

The electronic property and magnetic susceptibility of Ce3Pd3Bi4 were systemically investigated from 18 to 290 K for varying values of cell volume using dynamic mean-field theory coupled with density functional theory. By extrapolating to zero temperature, the ground state of Ce3Pd3Bi4 at ambient pressure is found to be a correlated semimetal due to insufficient hybridization. Upon applying pressure, the hybridization strength increases and a crossover to the Kondo insulator is observed at finite temperatures. The characteristic temperature signaling the formation of Kondo singlet, as well as the characteristic temperature associated with f-electron delocalization–localization change, simultaneously vanishes around a critical volume of 0.992 V0, suggesting that such metal–insulator transition is possibly associated with a quantum critical point. Finally, Wilson’s loop calculations indicate that the Kondo insulating side is topologically trivial, thus a topological transition also occurs across the quantum critical point.

Angle-resolved photoemission spectroscopy study of the (101) surface of the Kondo insulator CeNiSn

The electronic structure of CeNiSn, which is considered a possible topological Kondo insulator, has been investigated by employing synchrotron radiation excited angle-resolved photoemission spectroscopy (ARPES). We have found that the easy cleavage plane in CeNiSn is (101), for which we have investigated the Fermi surface (FS) and band structures. The measured FS and ARPES for the (101) plane are described well by the calculated FS and band structures, obtained from the DFT calculations. The measured ARPES bands and photon energy map show that the metallic states crossing the Fermi level have the 3D nature, casting a negative suspicion for the existence of the topological surface states of the 2D character in CeNiSn. The Ce 4f Kondo resonance peak is observed in Ce 4d → 4f resonant photoemission spectroscopy, suggesting the importance of the Ce 4f electrons in determining the temperature-dependent topological electronic structure of CeNiSn.

Non-trivial impurity and field effects in topological Kondo insulator SmB6

Topological Kondo Insulator SmB6 is a strongly correlated material where a spin–orbit interaction between the localized odd-parity f-electron and even parity d-electron levels lead to a band inversion and opening of an insulating gap. The non-trivial topology (Z2 = -1) leads to the formation of a topologically protected conducting surface state due to the presence of strong correlation physics. Although the bulk material is known to form a topological Kondo gap, recent magnetic quantum oscillation experiments on SmB6 find an unconventional Fermi surface whose origin remains a matter of intense debate, and the possible role of topological surfacestate and impurity induced in-gap states have been proposed. By utilizing a realistic multi-orbital tight-binding Hamiltonian, this work aims to develop a microscopic model to study the effects of perturbations like external magnetic fields, and impurities on the low energy bulk and topological surface state properties of SmB6. We further examine the role of an external electric field in tuning the non-trivial topological surface state in SmB6 and provide experimentally observable signatures in the local density of state (LDOS) near non-magnetic and magnetic impurities. Additionally, we study the surface Ferromagnetism that arises in SmB6 as observed by magnetoresistance experiments.

Surface exceptional points in a topological Kondo insulator

Correlated materials have appeared as an arena to study non-Hermitian effects as typically exemplified by the emergence of exceptional points. We show here that topological Kondo insulators are an ideal platform for studying these phenomena due to strong correlations and surface states exhibiting a nontrivial spin texture. Using numerical simulations, we demonstrate the emergence of exceptional points in the single-particle Green's function on the surface of the material while the bulk is still insulating. We reveal how quasiparticle states with long lifetimes are created on the surface by non-Hermitian effects while the Dirac cones are smeared, which explains the surface Kondo breakdown at which heavy Dirac cones disappear from the single-particle spectrum and are replaced by light states. We further show how the non-Hermiticty changes the spin texture inherent in the surface states, which might help identify exceptional points experimentally. Besides confirming the existence of non-Hermitian effects on the surface of a topological Kondo insulator, this paper demonstrates how the eigenstates and eigenvalues of the effective non-Hermitian matrix describing the single-particle Green's function help understand the properties of correlated materials.

Development of In-Gap State and Related Collapse of Two-Step Energy Gap Structure by Nonmagnetic Ion Substitution in Kondo Insulator YbB12

YbB12, which has attracted attention as an unconventional strongly correlated insulator, has a two-step energy gap structure (\(\Delta E_{1},\Delta E_{2}\)) with an in-gap state. These characterist...

Shadow surface states in topological Kondo insulators

The surface states of 3D topological insulators in general have negligible quantum oscillations (QOs) when the chemical potential is tuned to the Dirac points. In contrast, we find that topological Kondo insulators (TKIs) can support surface states with an arbitrarily large Fermi surface (FS) when the chemical potential is pinned to the Dirac point. We illustrate that these FSs give rise to finite-frequency QOs, which can become comparable to the extremal area of the unhybridized bulk bands. We show that this occurs when the crystal symmetry is lowered from cubic to tetragonal in a minimal two-orbital model. We label such surface modes as ‘shadow surface states’. Moreover, we show that the sufficient next-nearest neighbor out-of-plane hybridization leading to shadow surface states can be self-consistently stabilized for tetragonal TKIs. Consequently, shadow surface states provide an important example of high-frequency QOs beyond the context of cubic TKIs.

On Strong f-Electron Localization Effect in a Topological Kondo Insulator

We study a strong f-electron localization effect on the surface state of a generic topological Kondo insulator (TKI) system by performing a mean-field theoretic (MFT) calculation within the framework of the periodic Anderson model (PAM) using the slave boson technique. The surface metallicity, together with bulk insulation, requires this type of localization. A key distinction between surface states in a conventional insulator and a topological insulator is that, along a course joining two time-reversal invariant momenta (TRIM) in the same BZ, there will be an intersection of these surface states, an even/odd number of times, with the Fermi energy inside the spectral gap. For an even (odd) number of surface state crossings, the surface states are topologically trivial (non-trivial). The symmetry consideration and the pictorial representation of the surface band structure obtained here show an odd number of crossings, leading to the conclusion that, at least within the PAM framework, the generic system is a strong topological insulator.

Inexorable edge Kondo breakdown in topological Kondo insulators

Kondo breakdown is one of the most intriguing problems in strongly correlated electron systems, as it is rooted in many anomalous electron behaviors found in heavy-fermion materials. In Kondo lattice systems, Kondo breakdown can arise from either strong magnetic frustrations or critical fluctuations of collective modes. Here, we reveal another type of Kondo breakdown with a fully different origin in interacting topological Kondo insulators. By employing numerically exact quantum Monte Carlo simulations, we show that with open boundary conditions, Kondo screening is inexorably destroyed by interaction effects on edges or corners in these systems. We argue that the Kondo breakdown is enforced by the symmetries of the system, because the ground states are symmetry-protected Haldane phases.

An STM Perspective on Hexaborides: Surface States of the Kondo Insulator SmB6

AbstractCompounds within the hexaboride class of materials exhibit a wide variety of interesting physical phenomena, including polaron formation and quadrupolar order. In particular, SmB6 has recently drawn attention as it is considered a prototypical topological Kondo insulator. Evidence in favor of this concept, however, has proven experimentally difficult and controversial, partly because of the required temperatures and energy resolution. Here, a powerful tool is scanning tunneling microscopy (STM) with its unique ability to give local, microscopic information that directly relates to the one‐particle Green's function. Yet, STM on hexaborides is met with its own set of challenges. This article attempts to review the progress in STM investigations on hexaborides, with emphasis on SmB6 and its intriguing properties.