Instanton Number Research Articles

Explicit construction of Hermitian Yang-Mills instantons on coset manifolds

In four dimensions, ’t Hooft symbols offer a compact and powerful framework for describing the self-dual structures fundamental to instanton physics. Extending this to six dimensions, the six-dimensional ’t Hooft symbols can be constructed using the isomorphism between the Lorentz group Spin(6) and the unitary group SU(4). We demonstrate that the six-dimensional self-dual structures governed by the Hermitian Yang-Mills equations can be elegantly organized using these generalized ’t Hooft symbols. We also present a systematic method for constructing Hermitian Yang-Mills instantons from spin connections on six-dimensional manifolds using the generalized ’t Hooft symbols. We provide a thorough analysis of the topological invariants such as instanton and Euler numbers.

Pion gravitational form factors in the QCD instanton vacuum. I

The pion form factors of the QCD energy-momentum tensor (EMT) are studied in the instanton liquid model (ILM) of the QCD vacuum. In this approach, the breaking of conformal symmetry is encoded in the form of stronger-than-Poisson fluctuations in the number of instantons. For the trace of the EMT, it is shown that the gluonic trace anomaly term contributes half the pion mass, with the other half coming from the quark-mass-dependent σ term. The Q2 dependence of the form factors is governed by glueball and scalar meson exchanges. For the EMT, the spin-0 (trace) and spin-2 (traceless rank-2 tensor) form factors are computed at next-to-leading order in the instanton density using effective quark operators. Relations between the gluon and quark contributions to the EMT form factors are derived. The form factors are also expressed in terms of the pion light-front wave functions in the ILM. The results at the low resolution scale of the inverse instanton size are evolved to higher scales using the renormalization group equation. The ILM results compare well with those of recent lattice QCD calculations. Published by the American Physical Society 2024

A New Perspective on Thermal Transition in QCD

Abstract Motivated by the picture of partial deconfinement developed in recent years for large-N gauge theories, we propose a new way of analyzing and understanding thermal phase tsuppransition in QCD. We find nontrivial support for our proposal by analyzing the WHOT-QCD collaboration’s lattice configurations for SU(3) QCD in 3 + 1 spacetime dimensions with up, down, and strange quarks. We find that the Polyakov line (the holonomy matrix around a thermal time circle) is governed by the Haar-random distribution at low temperatures. The deviation from the Haar-random distribution at higher temperatures can be measured via the character expansion, or equivalently, via the expectation values of the Polyakov loop defined by the various nontrivial representations of SU(3). We find that the Polyakov loop corresponding to the fundamental representation and loops in the higher representation condense at different temperatures. This suggests that there are three phases, one intermediate phase existing in between the completely-confined and the completely-deconfined phases. Our identification of the intermediate phase is supported also by the condensation of instantons: by studying the instanton numbers of the WHOT-QCD configurations, we find that the instanton condensation occurs for temperature regimes corresponding to what we identify as the completely-confined and intermediate phases, whereas the instantons do not condense in the completely-deconfined phase. Our characterization of confinement based on the Haar-randomness explains why the Polyakov loop is a good observable to distinguish the confinement and the deconfinement phases in QCD despite the absence of the $\mathbb {Z}_3$ center symmetry.

A new vista on the heterotic moduli space from six and three dimensions

We settle a longstanding question about the hypermultiplet moduli spaces of the heterotic strings on asymptotically locally Euclidean singularities. These heterotic backgrounds are specified by the singularity type, an instanton number, and a (nontrivial) flat connection at infinity. Building on their interpretation as six-dimensional theories, we determine a class of three-dimensional N=4 quiver gauge theories whose quantum corrected Coulomb branch coincides with the exact heterotic hypermultiplet moduli space. Published by the American Physical Society 2024

Decomposition and the Gross–Taylor string theory

It was recently argued by Nguyen, Tanizaki and Ünsal that two-dimensional pure Yang–Mills theory is equivalent to (decomposes into) a disjoint union of (invertible) quantum field theories, known as universes. In this paper, we compare this decomposition to the Gross–Taylor expansion of two-dimensional pure [Formula: see text] Yang–Mills theory in the large-[Formula: see text] limit as the string field theory of a sigma model. Specifically, we study the Gross–Taylor expansion of individual Nguyen–Tanizaki–Ünsal universes. These differ from the Gross–Taylor expansion of the full Yang–Mills theory in two ways: a restriction to single instanton degrees, and some additional contributions not present in the expansion of the full Yang–Mills theory. We propose to interpret the restriction to single instanton degrees as implying a constraint, namely that the Gross–Taylor string has a global (higher-form) symmetry with Noether current related to the worldsheet instanton number. We compare two-dimensional pure Maxwell theory as a prototype obeying such a constraint, and also discuss in that case an analogue of the Witten effect arising under two-dimensional theta angle rotation. We also propose a geometric interpretation of the additional terms, in the special case of Yang–Mills theories on 2-spheres. In addition, also for the case of theories on 2-spheres, we propose a reinterpretation of the terms in the Gross–Taylor expansion of the Nguyen–Tanizaki–Ünsal universes, replacing sigma models on branched covers by counting disjoint unions of stacky copies of the target Riemann surface, that makes the Nguyen–Tanizaki–Ünsal decomposition into invertible field theories more nearly manifest. As the Gross–Taylor string is a sigma model coupled to worldsheet gravity, we also briefly outline the tangentially related topic of decomposition in two-dimensional theories coupled to gravity.

Mirror symmetry for five-parameter Hulek-Verrill manifolds

We study the mirrors of five-parameter Calabi-Yau threefolds first studied by Hulek and Verrill in the context of observed modular behaviour of the zeta functions for Calabi-Yau manifolds. Toric geometry allows for a simple explicit construction of these mirrors, which turn out to be familiar manifolds. These are elliptically fibred in multiple ways. By studying the singular fibres, we are able to identify the rational curves of low degree on the mirror manifolds. This verifies the mirror symmetry prediction obtained by studying the mirror map near large complex structure points. We undertake also an extensive study of the periods of the Hulek-Verrill manifolds and their monodromies. On the mirror, we compute the genus-zero and -one instanton numbers, which are labelled by 5 indices, as h^{1,1}\!=5h1,1=5. There is an obvious permutation symmetry on these indices, but in addition there is a surprising repetition of values. We trace this back to an S_{6}S6 symmetry made manifest by certain constructions of the complex structure moduli space of the Hulek-Verrill manifold. Among other consequences, we see in this way that the moduli space has six large complex structure limits. It is the freedom to expand the prepotential about any one of these points that leads to this symmetry in the instanton numbers. An intriguing fact is that the group that acts on the instanton numbers is larger than S_6S6 and is in fact an infinite hyperbolic Coxeter group, that we study. The group orbits have a “web” structure, and with certain qualifications the instanton numbers are only nonzero if they belong to what we term “positive webs”. This structure has consequences for instanton numbers at all genera.

Rational Skyrmions

A new method is introduced to construct approximations to Skyrmions that are explicit rational functions of the spatial Cartesian coordinates. The scheme uses ADHM data of a Yang–Mills instanton to produce a Skyrmion with a baryon number that is equal to the instanton number. The formula for the Skyrmion involves only the evaluation of the ADHM data, in contrast to the Atiyah–Manton construction that requires the solution of a differential equation that can only be solved explicitly in the case of a spherically symmetric Skyrmion. Examples with baryon numbers one and two are studied in detail. The energy of the rational Skyrmion with baryon number one is lower than that of the Atiyah–Manton Skyrmion, which is already within one percent of the energy of the true numerically computed Skyrmion. A family of baryon number two Skyrmions is presented, which includes an axially symmetric Skyrmion that smoothly transforms to a pair of well-separated single Skyrmions as the parameter is varied.

Higher-group structure in lattice Abelian gauge theory under instanton-sum modification

We consider the U(1) gauge theory on a four-dimensional torus, where the instanton number is restricted to an integral multiple of p. This theory possesses the nontrivial higher-group structure, which can be regarded as a generalization of the Green–Schwarz mechanism, between mathbb {Z}_q 1-form and mathbb {Z}_p 3-form symmetries. Here, mathbb {Z}_q is a subgroup of the center of U(1). Following the recent study of the lattice construction of the U(1)/mathbb {Z}_q principal bundle, we examine how such a structure is realized on the basis of lattice regularization.

Holographic thermal correlators from supersymmetric instantons

We present an exact formula for the thermal scalar two-point function in four-dimensional holographic conformal field theories. The problem of finding it reduces to the analysis of the wave equation on the AdS-Schwarzschild background. The two-point function is computed from the connection coefficients of the Heun equation, which can be expressed in terms of the Nekrasov-Shatashvili partition function of an SU(2)SU(2) supersymmetric gauge theory with four fundamental hypermultiplets. The result is amenable to numerical evaluation upon truncating the number of instantons in the convergent expansion of the partition function. We also examine it analytically in various limits. At large spin the instanton expansion of the thermal two-point function directly maps to the light-cone bootstrap analysis of the heavy-light four-point function. Using this connection, we compute the OPE data of heavy-light double-twist operators. We compare our prediction to the perturbative results available in the literature and find perfect agreement.

Recurrence relation for instanton partition function in SU(N) gauge theory

We derive a residue formula and as a consequence a recurrence relation for the instanton partition function in mathcal{N} = 2 supersymmetric theory on ℂ2 with SU(N) gauge group.The particular cases of SU(2) and SU(3) gauge groups were considered in the literature before. The recurrence relation with SU(2) gauge group is long well known and was found as the Alday-Gaiotto-Tachikawa (AGT) counterpart of the Zamolodchikov relation for the Virasoro conformal blocks. In the SU(3) case a residue formula for the term with the minimal number of instantons was found and basing on it a recurrence relation was conjectured.We give a complete proof of the residue formula in all instanton orders in presence of any number of matter hypermultiplets in the adjoint and fundamental representations. The recurrence relation however describes only theories with not too much matter hypermultiplets so that the behaviour at infinity is moderate. The guideline of the proof is an algebro-geometric interpretation of the mathcal{N} = 2 supersymmetric gauge theory partition function in terms of the framed torsion-free sheaves. Lead by this interpretation we formulate a refined version of the residue formula and prove it by direct algebraic manipulations.

Instanton gas approach to the Hubbard model

In this paper, we consider a path integral formulation of the Hubbard model based on a Hubbard-Stratonovich transformation that couples the auxiliary field to the local electronic density. This decoupling is known to have a saddle-point structure that shows a remarkable regularity: The field configuration at each saddle point can be understood in terms of a set of elementary field configurations localized in space and imaginary time which we coin instantons. The interaction between instantons is short ranged. Here, we formulate a classical partition function for the instanton gas that has predictive power. For a given set of physical parameters, we can predict the distribution of instantons and show that the instanton number is sharply defined in the thermodynamic limit, thereby defining a unique dominant saddle point. Decoupling in the charge channel conserves SU(2) spin symmetry for each field configurations. Hence, the instanton approach provides an SU(2) spin-symmetric approximation to the Hubbard model. It fails, however, to capture the magnetic transition inherent to the Hubbard model on the honeycomb lattice despite being able to describe local moment formation. In fact, the instanton itself corresponds to local moment formation and concomitant short-ranged antiferromagnetic correlations. This aspect is also seen in the single particle spectral function that shows clear signs of the upper and lower Hubbard bands. Our instanton approach bears remarkable similarities to local dynamical approaches, such as dynamical mean-field theory, in the sense that it has the unique property of allowing for local moment formation without breaking the SU(2) spin symmetry. In contrast to local approaches, it captures short-ranged magnetic fluctuations. Furthermore, it also offers possibilities for systematic improvements by taking into account fluctuations around the dominant saddle point. Finally, we show that the saddle point structure depends upon the choice of lattice geometry. For the square lattice at half filling, the saddle-point structure reflects the itinerant to localized nature of the magnetism as a function of the coupling strength. The implications of our results for Lefschetz thimble approaches to alleviate the sign problem are also discussed.

On $p$-integrality of instanton numbers

We show integrality of instanton numbers in several key examples of mirror symmetry. Our methods are essentially elementary, they are based on our previous work in the series of papers called Dwork crystals I, II and III.

Tachyon-dependent Chern-Simons terms and the V-QCD baryon

The structure of the five-dimensional Tachyon-Chern-Simons action and its relevance to single-baryon states in the context of the V-QCD models for holographic QCD with backreacting flavor are analyzed. The most general form of the Tachyon-Chern-Simons 5-form, compatible with symmetries and flavor anomalies is determined. It is the sum of a non-trivial gauge-invariant 5-dimensional form and a non-invariant closed 5-form that reproduces the flavor anomalies. Single-baryon solutions of the gravity theory, arising from the DBI plus Tachyon-Chern-Simons actions are considered. The baryon is realised as a bulk axial instanton. The baryon ansatz and the field equations are derived and the boundary conditions are determined, which ensure that the solution has finite boundary energy and unit baryon charge. The boundary baryon number, which is computed from the universal (closed) part of the Tachyon-Chern-Simons action, is shown to coincide with the bulk axial instanton number.

Explicit Methods in Number Theory

The series of Oberwolfach meetings on ‘Explicit methods in number theory’ brings together people attacking key problems in number theory via techniques involving concrete or computable descriptions. Here, number theory is interpreted broadly, including algebraic and analytic number theory, Galois theory and inverse Galois problems, arithmetic of curves and higherdimensional varieties, zeta and L -functions and their special values, modular forms and functions. The 2021 meeting featured a seven-lecture minicourse on the distribution of class groups and Selmer groups. The other talks covered a broad range of topics in number theory ranging, for instance, from deterministic integer factorisation to the inverse Galois problem, rational points, and integrality of instanton numbers.

Notes on the dynamics of noncommutative U(2) and commutative SU(3) instantons

We examine the dynamics of noncommutative instantons of instanton number 2 and commutative instantons of instanton number 3 in 5D super Yang-Mills theory. We begin by detailing the construction of the $1/4$-Bogamolyni-Prasad-Somerfeldt instanton solutions, their moduli space, and the moduli space potential using an explicit parametrization of the moduli space coordinates in terms of the biquaternions. We then go on to numerically analyze the dynamics on the moduli spaces we have constructed, discussing some of the numerical issues which arose, and describing the numerical algorithm we developed to solve them.

Five-dimensional path integrals for six-dimensional conformal field theories

In this paper we derive Ward-Takahashi identities from the path integral of supersymmetric five-dimensional field theories with an SU(1, 3) spacetime symmetry in the presence of instantons. We explicitly show how SU(1, 3) is enhanced to SU(1, 3) × U(1) where the additional U(1) acts non-perturbatively. Solutions to such Ward-Takahashi identities were previously obtained from correlators of six-dimensional Lorentzian conformal field theories but where the instanton number was replaced by the momentum along a null direction. Here we study the reverse procedure whereby we construct correlation functions out of towers of five-dimensional operators which satisfy the Ward-Takahashi identities of a six-dimensional conformal field theory. This paves the way to computing observables in six dimensions using five-dimensional path integral techniques. We also argue that, once the instanton sector is included into the path integral, the coupling of the five-dimensional Lagrangian must be quantised, leaving no free continuous parameters.

Higher-form symmetries and their anomalies in M-/F-theory duality

We explore higher-form symmetries of M- and F-theory compactified on elliptic fibrations, determined by the topology of their asymptotic boundaries. The underlying geometric structures are shown to be equivalent to known characterizations of the gauge group topology in F-theory via Mordell--Weil torsion and string junctions. We further study dimensional reductions of the 11d Chern--Simons term in the presence of torsional boundary $G_4$-fluxes, which encode background gauge fields of center 1-form symmetries in the lower-dimensional effective gauge theory. We find contributions that can be interpreted as 't Hooft anomalies involving the 1-form symmetry which originate from a fractionalization of the instanton number of non-Abelian gauge theories in F-/M-theory compactifications to 8d/7d and 6d/5d.

Spectral curves of hyperbolic monopoles from ADHM

Magnetic monopoles in hyperbolic space are in correspondence with certain algebraic curves in mini-twistor space, known as spectral curves, which are in turn in correspondence with rational maps between Riemann spheres. Hyperbolic monopoles correspond to circle-invariant Yang–Mills instantons, with an identification of the monopole and instanton numbers, providing the curvature of hyperbolic space is tuned to a value specified by the asymptotic magnitude of the Higgs field. In previous work, constraints on ADHM instanton data have been identified that provide a non-canonical realization of the circle symmetry that preserves the standard action of rotations in the ball model of hyperbolic space. Here formulae are presented for the spectral curve and the rational map of a hyperbolic monopole in terms of its constrained ADHM matrix. This extends earlier results that apply only to the subclass of instantons of JNR type. The formulae are applied to obtain new explicit examples of spectral curves that are beyond the JNR class.

Five-dimensional non-Lorentzian conformal field theories and their relation to six-dimensions

We study correlation functions in five-dimensional non-Lorentzian theories with an SU(1, 3) conformal symmetry. Examples of such theories have recently been obtained as Ω-deformed Yang-Mills Lagrangians arising from a null reduction of six-dimensional superconformal field theories on a conformally compactified Minkowski space. The correlators exhibit a rich structure with many novel properties compared to conventional correlators in Lorentzian conformal field theories. Moreover, identifying the instanton number with the Fourier mode number of the dimensional reduction offers a hope to formulate six-dimensional conformal field theories in terms of five-dimensional Lagrangian theories. To this end we show that the Fourier decompositions of six-dimensional correlation functions solve the Ward identities of the SU(1, 3) symmetry, although more general solutions are possible. Conversely we illustrate how one can reconstruct six-dimensional correlation functions from those of a five-dimensional theory, and do so explicitly at 2- and 3-points. We also show that, in a suitable decompactification limit Ω → 0, the correlation functions become those of the DLCQ description.

Pure gravity and conical defects

We revisit the spectrum of pure quantum gravity in AdS3. The computation of the torus partition function will — if computed using a gravitational path integral that includes only smooth saddle points — lead to a density of states which is not physically sensible, as it has a negative degeneracy of states for some energies and spins. We consider a minimal cure for this non-unitarity of the pure gravity partition function, which involves the inclusion of additional states below the black hole threshold. We propose a geometric interpretation for these extra states: they are conical defects with deficit angle 2π(1 − 1/N), where N is a positive integer. That only integer values of N should be included can be seen from a modular bootstrap argument, and leads us to propose a modest extension of the set of saddle-point configurations that contribute to the gravitational path integral: one should sum over orbifolds in addition to smooth manifolds. These orbifold states are below the black hole threshold and are regarded as massive particles in AdS, but they are not perturbative states: they are too heavy to form multi-particle bound states. We compute the one-loop determinant for gravitons in these orbifold backgrounds, which confirms that the orbifold states are Virasoro primaries. We compute the gravitational partition function including the sum over these orbifolds and find a finite, modular invariant result; this finiteness involves a delicate cancellation between the infinite tower of orbifold states and an infinite number of instantons associated with PSL(2, ℤ) images.