Informal Settlements Research Articles

An investigation of the factors underlying informal settlement growth: The case of Burayu City, Ethiopia

Informal settlements in developing countries’ cities are becoming more and more widespread. The city of Burayu is no exception to this trend. To address the challenges involved, it is important to understand the reasons for the prevalence and perseverance of informal settlement. However, there is a lack of institutional and actor perspectives to investigate the process and factors driving the growth of informal settlement in Burayu city. This study investigates the process and precipitating factors underlying the growth of informal settlements based on institutions, structure and agency and social non-compliance perspectives. Primary data for this study were gathered via key informant interviews, questionnaires, and observations. Secondary data were obtained from the empirical data. This study revealed that local informal institutions such as social networking play a crucial role in the growth process of informal settlement by fostering an informal written contract of sale. The study also identified rural-urban migration, speculation, locational choice, and lack of good governance as precipitating causes for the growth of informal settlement. In addition, actors use formal institutional loopholes to engage in informal buildings. Therefore, along with government structure ineffectiveness, the behavior of informal actors’ was also identified as an important, albeit often neglected, factor in the growth of informal settlements. Identifying the impact of various informal actors' behaviors on the proliferation of informal settlements is vital not only for improving relationships among actors but also for introducing relevant institutions to control informal actors to improve land governance.

Housing infrastructure and women in care: COVID-19 experiences from urban informal settlements of Khulna, Bangladesh

Urban informal settlements in the Global South, home to over a billion people, face significant challenges due to limited space and inadequate Water, Sanitation, and Hygiene (WASH) and Solid Waste Management (SWM) infrastructure. These deficiencies significantly impact women's ‘triple care role’—reproductive, productive, and community caregiving responsibilities—within their families, society, and the economy, exacerbated by the COVID-19 pandemic. This study aimed to explore how inadequate infrastructure in three informal settlements in Khulna, Bangladesh, influenced women's caregiving roles during the pandemic and their responses. Through semi-structured interviews with 24 women community leaders, who served as front-line workers during COVID-19, and supporting fieldwork, we discovered that women adapted by modifying their habits and the spatial layouts of their homes for isolation. Although some improvements were noted in WASH and SWM conditions, significant challenges remained, particularly in temporary housing, household adaptability, and reproductive responsibilities Despite facing informal employment, financial constraints, and food insecurity, women showed resilience through leadership, socio-political networking, and community initiatives. This study underscores the urgent need for adaptive infrastructure planning to improve living conditions in informal settlements, with a focus on proactive management of both spatial and non-spatial resources to enhance adaptation in resource-scarce contexts.

Preventive Mechanisms via Environmental Structures (PMTES) in Military Cantonment Areas

**Preventive Mechanisms via Environmental Structures (PMTES)** in **Military Cantonment Areas** presents a detailed and structured analysis of how PMTES can be applied to prevent crime in these unique environments.It addresses a common issue in developing new residential societies, particularly within **military cantonment areas**. While these communities often have advanced safety systems like CCTVs, security personnel, and well-planned lighting, their peripheral areas are frequently neglected. Streets outside these zones are often poorly lit, cluttered with construction debris, or located near informal settlements, making them prone to criminal activity. This lack of attention compromises the safety of the surrounding areas, even though the central residential zones remain silent.

Costing of nature-based vs grey solutions for water management: cases from Nairobi

Climate change adaptation in urban Africa is a critical development issue of this century. Informal and low-income neighbourhoods in African cities are particularly vulnerable as they are often located on flood pathways. Nature-based Solutions (NbS) have been put forward as an approach to enhance flood and climate resilience in urban settings. While social and environmental benefits of urban NbS are increasingly well documented, a key gap in the literature is robust data on the cost of implemented NbS, particularly from African cities. In this paper, we compare lifecycle costs of two significant implemented NbS projects against hypothetical equivalent grey solutions, in two different informal settlements in Nairobi, Kenya. We apply comparative Life Cycle Costing (LCC) for both cases and a Cost Benefit Analysis (CBA) for one case study where historical data is available. In one of the two cases NbS was significantly cheaper, while in the other higher costs were attributed to costs required to create understanding of the new approach. We find that the cost of any solution is highly context dependent, although the NbS approach shows competitive lifecycle costs, potential for cost-optimisation as the concept matures, and highly attractive for investment when the documented co-benefits are considered.

Project: Malecón Buenaventura, Urban Regeneration For The Southern Area of The Island of Cascajal

Objective: The objective of this research is to generate the solution from the urban planning of informal settlements located in the southern area of Cascajal Island, which have been settled in an ancestral way on low-water strips which are declared as goods for public use by the Colombian State, being the same in constant illegality; establishing the following specific objectives: Interpret the current regulations, given in Law 185/59, Decree Law 2424/84 and Agreement 03/01; constituting the baseline of urban planning, to generate new urban fiscal land, and minimize the non-mitigable risk. Carry out urban planning; taking into account the instruments of complementary planning; developed through six units of urban actions. Theoretical reference: On the goods of public use (bajamares) it is impossible to establish legal processes for formal habitats; therefore, they must be converted into fiscal assets in favor of the District of Buenaventura, to solve the settlements towards the required formality, taking into account the incidence towards the normative framework of the current territorial order given by Law 185/59 and Decree Law 2324/84 Method: The methodological approach was qualitative of analytic-relational type, through the normative interpretation of Law 185/59 and Decree Law 2324/84 in relation to the current territorial order; and whose data collection instruments were the documentation of normative files and government sources of district level linked to the ownership of fiscal assets Result and conclusion: The expected results showed the proposed resolution as a dynamic of the urban law towards the specific implication for the territorial ordering; which raises that they must contemplate the particularities of the territories and from there generate the solutions that solve the socioeconomic, urban and environmental problems that by the inability of the State itself are perpetuated in time and where the same rules do not allow to generate the solutions. Implications of the research: The urban solution proposed, demonstrates the effectiveness within urban law, of the specific regulatory interpretations on the territorial ordering Originality/Value: The research on the solution of informal settlements on low-water areas in the city of Buenaventura (southern area of Cascajal Island); presents a significant originality and value for the welfare state of the poorest and most vulnerable communities, contributing to their quality of life.

THE URBAN EVOLUTION OUAD EL HAD: FROM A MINOR URBAN EXTENSION TO AN INFAMOUS AND ILLICIT NEIGHBORHOOD

Informal housing represents a complex phenomenon with far-reaching implications for urban development and social equity, it is characterized by its spontaneous and unauthorized nature, it has emerged as a significant phenomenon in urban areas worldwide and usually arises a multitude of socio-economic challenges such as rapid urbanization, poverty, and as in our case, rural migration, Therefore, understanding the spatial evolution of informal settlements is crucial for designing more equitable and sustainable living environments. That was the case of “Ouad El Had”, a neighborhood that may be considered as one of the focal points in metropolis of Constantine, informal housing started as an extension, an illicit urbanization due to rural-to-urban migration led to the perpetuation of informal settlements on what was in that time the outskirts of city, Nowadays, housing shortages caused the proliferation of informal settlements, those settlements presented a chance to obtain a house in the social housing program given by the government leading it to get repopulated every time and after several attempts to evacuate the entire zone starting from 2012 to this actual day. Our paper offers an in-depth analysis of the spatial and temporal evolution to the informal housing situated in the neighborhood “Cité des Fréres Abbas” (Ouad El Had) and its evolution within urban and social contexts with the objective of understanding the complex case of this neighborhood that led to its repopulation after every evacuation or displacement and identifying the urban model generated of during this process.

Informal Settlements: A New Understanding for Governance and Vulnerability Study

This review examines current knowledge in the literature on informal settlements, specifically those contributions that include emphases on governance and the role of public administration. Given that informal settlements task the public sector with specific challenges that test the limits of infrastructure, while also presenting considerable human demands, there is a need to better understand how informal settlements and governments’ capacities to respond to such phenomena potentially deepen concerns with already vulnerable populations. After an introduction to the concept of informal settlements, the paper considers the approach to the literature review, which included an initial group of 272 papers from peer-reviewed, English-language journals, from the period 2019 to June 2024. Major themes are discussed, with opportunities for future research identified. Informal settlements are still an emerging topic within the larger land use and urban planning literature, but the significance of this research extends beyond the immediate areas of the settlements themselves to critical areas of governance and vulnerability study.

Caregiving experiences and practices: qualitative formative research towards development of integrated early childhood development interventions targeting Kenyans and refugees in Nairobi’s informal settlements

BackgroundEvidence is needed to understand factors that influence child development and caregiving experiences, especially in marginalized contexts, to inform the development and implementation of early childhood development (ECD) interventions. This study explores caregiving practices for young children in an urban informal settlement with Kenyans and embedded refugees, and identifies factors shaping these caregiving experiences, to inform the design and development of potentially appropriate ECD interventions.MethodsA qualitative formative study, which included 14 focus group discussions (n = 125 participants), and 13 key informant interviews was conducted between August and October 2018. Purposive sampling approaches were used to select a diverse range of respondents including caregivers of children below three years of age and stakeholders of Kenyan nationality and refugees. Data were analysed using a thematic approach and the Nurturing Care Framework was used as an interpretative lens.ResultsThere was a fusion of traditional, religious and modern practices in the care for young children, influenced by the caregivers’ culture, and financial disposition. There were mixed views/practices on nutrition for young children. For example, while there was recognition of the value for breastfeeding, working mothers, especially in the informal economy, found it a difficult practice. Stimulation through play was common, especially for older children, but gaps were identified in aspects such as reading, and storytelling in the home environment. Some barriers identified included the limited availability of a caregiver, insecurity, and confined space in the informal settlement, all of which made it difficult for children to engage in play activities. Physical and psychological forms of discipline were commonly mentioned, although few caregivers practiced and recognized the need for using non-violent approaches. Some overarching challenges for caregivers were unemployment or unstable sources of income, and, particularly for refugee caregivers, their legal status.ConclusionThese findings point to the interplay of various factors affecting optimal caregiving for young children in an urban informal settlement with Kenyans and refugees. Integrated ECD interventions are needed for such a mixed population, especially those that strive to anchor along caregivers’ social support system, co-designed together with community stakeholders, that ideally focus on parent skills training promoting nurturing care and economic empowerment.

Usability and acceptability of self-testing for hepatitis C virus exposure in a high-prevalence urban informal settlement in Karachi, Pakistan

BackgroundHepatitis C virus (HCV) antibody self-testing (HCVST) may help expand screening access and support HCV elimination efforts. Despite potential benefits, HCVST is not currently implemented in Pakistan. This study aimed to assess the usability and acceptability of HCVST in a high HCV prevalence informal settlement in Karachi, Pakistan.MethodsWe performed a cross-sectional study in a hepatitis C clinic from April through June 2023. Participants were invited to perform a saliva-based HCVST (OraSure Technologies, USA) while following pictorial instructions. A study member evaluated test performance using a standardized checklist and provided verbal support if a step could not be completed. Perceived usability and acceptability were assessed using a semi-structured questionnaire. The HCVST was considered successful if the participant was able to complete all steps and correctly interpret test results. Overall concordance and positive and negative agreement were estimated in comparison with the HCVST result read by the study member (inter-reader concordance and agreement) and result of a second rapid HCV test (Abbott Diagnostics Korea Inc, South Korea) performed by a trained user (inter-operator concordance and agreement).ResultsThe study included 295 participants of which 97 (32%) were illiterate. In total, 280 (95%, 95% CI 92–97%) HCVSTs were successful. Overall, 38 (13%) people performed the HCVST without verbal assistance, 67 (23%) needed verbal assistance in one step, 190 (64%) in two or more. Assistance was most often needed in managing the test buffer and test reading times. The inter-reader concordance was 96% and inter-operator concordance 93%. Inter-reader and inter-operator positive percent agreement were 84 and 70%, respectively. All participants reported they would use HCVST again and would recommend it to friends and family.ConclusionSaliva-based HCVST was very well accepted in this clinic-based setting. However, many people requested verbal support in several steps, highlighting the need for clear instructions for use and test devices that are simple to use, particularly in low literacy settings. Moderately low positive percent agreement with the results of a rapid test performed by a trained user highlights potential uncertainty in the accuracy of HCVST in the hands of lay users.

Finding Space for Water in Informal Settlements in Dharavi and Dili

Finding Space for Water in Informal Settlements in Dharavi and Dili

‘Mostly women's issues’ – Gender differences in community responses to a large-scale NGO programme to prevent violence against women in urban India

Despite striking gender differences in men's and women's engagement in past prevention programmes to stop violence against women (VAW), few empirical studies have determined why such gender differences arise. We did a grounded theory study of a large-scale NGO programme in informal settlements in Mumbai, India, aiming to analyse how gender affects participation in community action to address VAW. We did 27 focus group discussions and 31 semi-structured interviews with 77 women and 36 men, as well as with 9 NGO staff. We supplemented qualitative data with quantitative monitoring data on referrals to NGO counselling centres. We found that male participants in the NGO programme not only reported violence to the NGO at lower rates but took less intensive action to support survivors. When they did engage, they more often defended perpetrators or asked survivors to accommodate them than female participants. These differences could be explained by a greater (1) affective response to VAW (2) perceived stake in addressing VAW (3) sense of empowerment from taking action, and (4) perceived NGO support for self among women compared to men. Differences were evident even between male and female participants who had taken part in NGO activities for years. We theorise that these differences ultimately stem from men and women's structurally different position in a gender unequal society. Our findings identify key motivational barriers to address to improve the effectiveness of programmes to prevent VAW. Given the greater barriers to men's community action compared to women's community action, it may be useful to recognize the value of prevention programmes with differing levels of male engagement, including women-only programmes and programmes in which male community participants play a secondary role and are not expected to be as active as female participants.

Categorising the Urban Poor: Undermined State Protection for Informal Settlers in the Philippines

This study examines how the state categorises and governs the urban poor in the Philippines, implementing different housing policies for citizens who can pay regular prices and the urban poor who cannot. Slum dwellers who cannot afford land are categorised as “underprivileged and homeless citizens” and receive state protection. Meanwhile, those considered able to afford land are classified as “professional squatters” and are subject to imprisonment and/or fines. Since the 2000s, the state protection has been via market-driven policies, which have proven insufficient as local governments and private developers relocate slum dwellers for high-end housing projects that force these dwellers to purchase relatively expensive socialised housing in suburbs with inadequate infrastructure or livelihood opportunities. This article reviews the inadequacy of state protection by examining the role of courts that might protect slum dwellers from the state’s market-driven policies. This analysis indicates that, based on the building materials of houses, the courts are likely to define slum dwellers as professional squatters. This is not necessarily an accurate reflection of their living standard, compared to income. Underprivileged and homeless citizens are easily relocated under market-driven policies, and if they resist in court, they are likely to be treated as professional squatters.

The Oral Health Status and Anthropometric Measurements of Children at Early Childhood Development Centers in an Informal Settlement in Pretoria, South Africa.

Early childhood caries (ECC) continue to increase, especially among low socioeconomic communities. This study was conducted in an informal settlement comprising mostly foreigners who have settled in the area. Given the limited dental and medical services available to these communities, this study aimed to determine the dental and medical disease profile of these inhabitants. The objective was to determine the oral health status and the body mass index (BMI) of children attending crèches in an informal settlement. Oral health data, including dental caries (DC), soft tissue lesions, fluorosis, erosion, and trauma, were recorded using the World Health Organization (WHO) recommended methods. The examiners were calibrated, and all examinations took place at the crèches under natural sunlight. The BMI was calculated by a team of dieticians who were blinded to the oral health status. The height and weight were measured by calibrated examiners under standardized conditions. There were a total of 169 participants; the mean age was 4.02 years (±1.13; 1-7) and there was an equal distribution of males and females (49.7% females and 49.3% males). The prevalence of DC was 39.1%, with 19% having 4 or more carious teeth. The mean decayed, missing, and filled teeth (dmft) and plaque scores [Simplified Oral Hygiene Index (OHI-S)] were 1.58 (±2.70) and 0.65 (±0.43), respectively, and the mean dmft score increased with increasing age. The mean d component contributed 99% of the total mean dmft score (1.56). The mean BMI was 15.44, and this decreased significantly (p = 0.009) while the OHI increased significantly (p < 0.001) as the number of carious teeth increased. The prevalence of caries was relatively high, and those with caries had multiple decayed teeth. The d component contributed almost 100% to the mean score, indicating a lack of access to dental care. The mean BMI score was inversely proportional to the number of carious teeth, which could imply that those with caries had difficulty eating. Bhayat A, Madiba TK, Beeforth M, et al. The Oral Health Status and Anthropometric Measurements of Children at Early Childhood Development Centers in an Informal Settlement in Pretoria, South Africa. Int J Clin Pediatr Dent 2024;17(8):903-906.

Mapping mobility in Namibia’s secondary cities informal settlements: a case study of rehoboth

ABSTRACT Many cities in Africa are experiencing rapid urbanization where mobility is a catalyst for change. Road infrastructure, especially highways, is being constructed and expanded to ease the flow of motorized traffic especially in primary cities. Little attention, however, is given to the mobility of inhabitants in secondary cities and more so in informal settlements located in these secondary cities. This research explores how the inhabitants of Block H settlement in Rehoboth navigate their daily mobilities. Rehoboth is a satellite city south of Windhoek in Namibia, that is currently experiencing rapid urbanization and demographic change. Through a participatory mapping approach, the study identifies key areas of access for the inhabitants, the challenges they face in accessing these areas, and the opportunities that present themselves for a better mobility landscape within the settlement and around Rehoboth. Journeys to work and shopping are characterized by longer distances, primarily due to their location in the town center, while journeys to school and leisure activities are relatively shorter, benefiting from their proximity to the Block H settlement. Public transport is provided by individuals who operate shared taxis within the town, although these have limitations in terms of accessibility, affordability, and coverage within the settlements, making mobility altogether costly.

Impacts of social housing on urban transformations of informal settlements in Bogotá, Colombia

Impacts of social housing on urban transformations of informal settlements in Bogotá, Colombia

Community members' perceptions of community health workers in Melusi, Tshwane, South Africa.

Community health workers (CHWs) play an important role in health promotion through health campaigns and home visits, and provide linkage to care and support patient management. In the informal settlements, CHWs identify health challenges and help residents to access healthcare facilities. This study aimed to explore the perception held by the community members regarding CHWs' contribution to health promotion in Melusi informal settlements within the Tshwane district. The study was conducted in Melusi informal settlement situated in Pretoria west in South Africa. Descriptive exploratory qualitative research methods were used, with open and closed-ended questions during individual interview sessions. Participants were purposefully selected in collaborating with the community leaders and using CHWs' data to identify individuals with direct interaction with CHWs. Participants praised CHWs' communication skills, engagement strategies, and ability to provide valuable health services. Community members expected CHWs to provide healthcare services, educational support, advocacy for health issues and guidance on well-being. Barriers such as community resistance, a lack of privacy and difficulties in reaching households were noticed. However, CHWs were commended for their impact on well-being, offering health services, emergency support, food assistance and improved healthcare accessibility. The study indicates that community members have positive perceptions of CHWs. This highlights the significant role of CHWs in promoting health and well-being within the community.Contribution:This study provides insights into community perceptions of CHWs in informal settlements, emphasising their impact on community well-being. It provides a basis for their effectiveness and support in delivering health services in the informal settlement.

Humanizing urban planning: acknowledging the emotional and psychological dimensions of upgrading informal settlements

ABSTRACT The rapid proliferation of informal settlements in the twenty-first century has challenged the ways in which planners envision, design and think about urban development. While I acknowledge that planning in South Africa continues to be mainly practised by technocrats, I argue this is at the expense of considering the human factors involved. Using a case study, I attempt to demonstrate the specific ways in which the overemphasis on reaching upgrading targets within a specified time frame leaves little to no room for considerations of the psychological and emotional implications of upgrading for informal settlers. This article calls for a detailed consideration of the humanising implications for present and future planning. The case study explores, the nature of the role of planners in, and their collaboration with, the management of Thembalethu Phase 1 Upgrading of Informal Settlement Programme (UISP), between 2010 and 2014, in George municipality with a focus on the space, or lack thereof, of human considerations in this collaborative process.

Detection of slums in Rio de Janeiro through satellite images

According to UN-Habitat, more than one billion people live in informal settlements worldwide, of which 200 million living in Africa and another 100 million in Latin America, mainly in countries such as Brazil, Mexico, Colombia, Peru, and Argentina. Rio de Janeiro has 1,074 favelas, representing 22% of the city's total population, making it the Brazilian municipality with the highest percentage of people living in favelas. Ensuring human rights through access to basic services for the populations living in these settlements, through programs and public policies, depends on timely and reliable data. However, despite spending decades establishing their national statistical systems, usually based on data collection directly from individuals, in most countries, the data produced in traditional ways does not portray the dynamics of these populations promptly. As an alternative, we combined free satellite imagery with machine learning and deep learning to identify the area occupied by favelas in the city of Rio de Janeiro. We compared the results of eight distinct segmentation models using the IoU and F1 as metrics. Among the evaluated methods, two stood out for their performance: GradientBoost and XGBoost.

A multi-country survey on sanitation systems in underserved urban settlements in the Melanesian Pacific region

Safe and enduring water, sanitation, and hygiene (WASH) for all is the key target of Sustainable Development Goal 6. Despite progress in global WASH monitoring to support SDG 6, significant data gaps persist, especially in urban informal settlements in the Melanesian Pacific Region. This study aimed to improve understanding of existing sanitation systems, residents’ preferences, and climate hazard exposure in these areas. Household surveys were conducted with 393 households in Suva (Fiji) and Port Vila (Vanuatu). Water availability for sanitation was high in Suva (99%) and Port Vila (70%), with noted improvements in sanitation superstructure. However, dry pits without slabs remain significant (15%) in Port Vila. The preference for water-based systems highlights the need for a resilient sanitation service chain, including adequate faecal sludge management, which was problematic in both locations. Reports of climate-driven hazard damage were more frequent in Vanuatu, with one in three respondents reporting impacts on their sanitation services.

“In the dry season, our suffering doubles”: Barriers to water access in poor urban settlements in Ghana

If current trends of water insecurity continue, nearly two-thirds of the world’s population will live in water-scarce conditions by 2025. Nevertheless, qualitative studies on barriers to water access, particularly in informal settlements, remain limited. This study used in-depth interviews to examine the daily barriers to water access faced by urban poor households in Ghana. A total of 30 (n = 30) semi-structured in-depth interviews were conducted with residents in water-insecure areas in Tamale and Accra, Ghana. Four themes emerged from our analysis: lack of financial resources, distance and travel time, land and topography, and poor water infrastructure. Sustainable Development Goal Six cannot be achieved if the water needs of the urban poor, particularly those who dwell in informal settlements, are unmet. Thus, governments and systems must implement measures to eliminate inequalities and inequities in water distribution.