Infalling Observer Research Articles

Hawking-like radiation and the density matrix for an infalling observer during gravitational collapse

We study time-dependant Hawking-like radiation as seen by an infalling observer during gravitational collapse of a thin shell. We calculate the occupation number of particles whose frequencies are measured in the proper time of an infalling observer in Eddington-Finkelstein coordinates. We solve the equations for the whole process from the beginning of the collapse till the moment when the collapsing shell reaches zero radius. The radiation distribution is not thermal in the whole frequency regime, but it is approximately thermal for the wavelengths of the order of the Schwarzschild radius of the collapsing shell. After the Schwarzschild radius is crossed, the temperature increases without limits as the singularity is approached. We also calculate the density matrix associated with this radiation. It turns out that the off-diagonal correlation terms to the diagonal Hawking's leading order terms are very important. While the trace of the diagonal (Hawking's) density matrix squared decreases during the evolution, the trace of the total density matrix squared remains unity at all times and all frequencies.

Asymmetric interiors for small black holes

We develop the representation of infalling observers and bulk fields in the CFT as a way to understand the black hole interior in AdS. We first discuss properties of CFT states which are dual to black holes. We then show that in the presence of a Killing horizon bulk fields can be decomposed into pieces we call ingoing and outgoing. The ingoing field admits a simple operator representation in the CFT, even inside a small black hole at late times, which leads to a simple CFT description of infalling geodesics. This means classical infalling observers will experience the classical geometry in the interior. The outgoing piece of the field is more subtle. In an eternal two-sided geometry it can be represented as an operator on the left CFT. In a stable one-sided geometry it can be described using entanglement via the PR construction. But in an evaporating black hole trans-horizon entanglement breaks down at the Page time, which means that for old black holes the PR construction fails and the outgoing field does not see local geometry. This picture of the interior allows the CFT to reconcile unitary Hawking evaporation with the classical experience of infalling observers.

Remarks on the necessity and implications of state-dependence in the black hole interior

We revisit the "state-dependence" of the map that we proposed recently between bulk operators in the interior of a large AdS black hole and operators in the boundary CFT. By refining recent versions of the information paradox, we show that this feature is necessary for the CFT to successfully describe local physics behind the horizon --- not only for single-sided black holes but even in the eternal black hole. We show that state-dependence is invisible to an infalling observer who cannot differentiate these operators from those of ordinary quantum effective field theory. Therefore the infalling observer does not observe any violations of quantum mechanics. We successfully resolve a large class of potential ambiguities in our construction. We analyze states where the CFT is entangled with another system and show that the ER=EPR conjecture emerges from our construction in a natural and precise form. We comment on the possible semi-classical origins of state-dependence.

Classical and quantum equations of motion of an n -dimensional BTZ black hole

We investigate the gravitational collapse of a non-rotating $n$-dimensional BTZ black hole in AdS space in the context of both classical and quantum mechanics. This is done by first deriving the conserved mass of a "spherically" symmetric domain wall, which is taken as the classical Hamiltonian of the black hole. Upon deriving the conserved mass, we also point out that, for a "spherically" symmetric shell, there is an easy and straight-forward way of determining the conserved mass, which is related to the proper time derivative of the interior and exterior times. This method for determining the conserved mass is generic to any situation (i.e. any equation of state), since it only depends on the energy per unit area, $\sigma$, of the shell. Classically, we show that the time taken for gravitational collapse follows that of the typical formation of a black hole via gravitational collapse, that is, an asymptotic observer will see that the collapse takes an infinite amount of time to occur, while an infalling observer will see the collapse to both the horizon and the classical singularity occur in a finite amount of time. Quantum mechanically, we take primary interest in the behavior of the collapse near the horizon and near the classical singularity from the point of view of both asymptotic and infalling observers. In the absence of radiation and fluctuations of the metric, quantum effects near the horizon do not change the classical conclusions for an asymptotic observer. The most interesting quantum mechanical effect comes in when investigating near the classical singularity. Here, we find, that the quantum effects in this region are able to remove the classical singularity at the origin, since the wave function is non-singular, and is also displays non-local effects, which depend on the energy density of the domain wall.

Quantum information erasure inside black holes

An effective field theory for infalling observers in the vicinity of a quasi-static black hole is given in terms of a freely falling lattice discretization. The lattice model successfully reproduces the thermal spectrum of outgoing Hawking radiation, as was shown by Corley and Jacobson, but can also be used to model observations made by a typical low-energy observer who enters the black hole in free fall at a prescribed time. The explicit short distance cutoff ensures that, from the viewpoint of the infalling observer, any quantum information that entered the black hole more than a scrambling time earlier has been erased by the black hole singularity. This property, combined with the requirement that outside observers need at least of order the scrambling time to extract quantum information from the black hole, ensures that a typical infalling observer does not encounter drama upon crossing the black hole horizon in a theory where black hole information is preserved for asymptotic observers.

Light geodesics near an evaporating black hole

Quantum effects imply that an infalling observer cannot cross the event horizon of an evaporating black hole, even in her proper time. The Penrose diagram of an evaporating black hole is different from the one usually reported in the literature. We show that before the observer can cross the horizon the black hole disappears. Possible observational consequences are discussed.

Geometry of the infalling causal patch

The firewall paradox states that an observer falling into an old black hole must see a violation of unitarity, locality, or the equivalence principle. Motivated by this remarkable conflict, we analyze the causal structure of black hole spacetimes in order to determine whether all the necessary ingredients for the paradox fit within a single observer's causal patch. We particularly focus on the question of whether the interior partner modes of the outgoing Hawking quanta can, in principle, be measured by an infalling observer. Since the relevant modes are spread over the entire sphere, we answer a simple geometrical question: can any observer see an entire sphere behind the horizon? We find that for all static black holes in 3+1 and higher dimensions, with any value of the cosmological constant, no single observer can see both the early Hawking radiation and the interior modes. We present a detailed description of the causal patch geometry of the Schwarzschild black hole in 3+1 dimensions, where an infalling observer comes closest to being able to measure the relevant modes.

Indication for unsmooth horizon induced by quantum gravity interaction

The angular ADM reduction of the BTZ spacetime yields a Liouville-type theory. The analysis of the resulting Liouville theory naturally leads to the identification of the stretched horizon. The dynamics associated with the stretched horizon has a feature that seems consistent with the unsmooth horizon; the quantum gravity effects are essential for the unsmoothness. We show that the “anomaly” term in the stress–energy tensor is responsible for the Planck scale energy experienced by an infalling observer.

Aspects of the Papadodimas-Raju proposal for the black hole interior

In this note I elaborate on some features of a recent proposal of Papadodimas and Raju for a CFT description of the interior of a one-sided AdS black hole in a pure state. I clarify the treatment of 1/N corrections, and explain how the proposal is able to avoid some of the pitfalls that have disrupted other recent ideas. I argue however that the proposal has the uncomfortable property that states in the CFT Hilbert space do not have definite physical interpretations, unlike in ordinary quantum mechanics. I also contrast the "state-dependence" of the proposal with more familiar phenomena, arguing that, unlike in quantum mechanics, the measurement process (including the apparatus) in something like the PR proposal or its earlier manifestations cannot be described by unitary evolution. These issues render the proposal somewhat ambiguous, and it seems new ideas would be needed to make some version of it work. I close with some brief speculation on to what extent quantum mechanics should hold for the experience of an infalling observer.

Evaporating firewalls

In this note, we begin by reviewing an argument (independent from 1304.6483) that the large AdS black holes dual to typical high-energy pure states of a single holographic CFT must have some structure at the horizon (i.e. a firewall/fuzzball). By weakly coupling the CFT to an auxiliary system, such a black hole can be made to evaporate. In a case where the auxiliary system is a second identical CFT, it is possible (for specific initial states) that the system evolves to precisely the thermofield double state as the original black hole evaporates. In this case, the dual geometry should include the "late-time" part of the eternal AdS black hole spacetime which includes smooth spacetime behind the horizon of the original black hole. Thus, we can say that the firewall evaporates. This provides a specific realization of the recent ideas of Maldacena and Susskind that the existence of smooth spacetime behind the horizon of an evaporating black hole can be enabled by maximal entanglement with a Hawking radiation system (in our case the second CFT) rather than prevented by it. For initial states which are not finely-tuned to produce the thermofield double state, the question of whether a late-time infalling observer experiences a firewall translates to a question about the gravity dual of a typical high-energy state of a two-CFT system.

Black holes as gravitational atoms

Recently, it was argued [A. Almheiri et al., arXiv: 1207.3123, A. Almheiri et al., arXiv: 1304.6483], via a delicate thought experiment, that it is not consistent to simultaneously require that (a) Hawking radiation is pure, (b) effective field theory is valid outside a stretched horizon and (c) infalling observers encounter nothing unusual as they cross the horizon. These are the three fundamental assumptions underlying Black Hole Complementarity and the authors proposed that the most conservative resolution of the paradox is that (c) is false and the infalling observer burns up at the horizon (the horizon acts as a "firewall"). However, the firewall violates the equivalence principle and breaks the CPT invariance of quantum gravity. This led Hawking to propose recently that gravitational collapse may not end up producing event horizons, although he did not give a mechanism for how this may happen. Here we will support Hawking's conclusion in a quantum gravitational model of dust collapse. We will show that continued collapse to a singularity can only be achieved by combining two independent and entire solutions of the Wheeler–DeWitt equation. We interpret the paradox as simply forbidding such a combination. This leads naturally to a picture in which matter condenses on the apparent horizon during quantum collapse.

Black hole complementarity: The inside view

Within the framework of black hole complementarity, a proposal is made for an approximate interior effective field theory description. For generic correlators of local operators on generic black hole states, it agrees with the exact exterior description in a region of overlapping validity, up to corrections that are too small to be measured by typical infalling observers.

Black hole kinematics: The “in”-vacuum energy density and flux for different observers

We have investigated the local invariant scalar observables---energy density and flux---which explicitly depend on the kinematics of the concerned observers in the thin null shell gravitational collapse geometry. The use of globally defined null coordinates allows for the definition of a unique in-vacuum for the scalar field propagating in this background. Computing the stress-energy tensor for this scalar field, we work out the energy density and flux for the static observers outside the horizon and then consider the radially in-falling observers who fall in from some specified initial radius all the way through the horizon and inside to the eventual singularity. Our results confirm the thermal Tolman-shifted energy density and fluxes for the static observers which diverge at the horizon. For the in-falling observer starting from far off, both the quantities---energy density and flux---at the horizon crossing are regular and finite. For example, the flux at the horizon for the in-falling observer from infinity is approximately 24 times the flux for the observer at infinity. Compared with the static observers in the near-horizon region, this is quite small. Both the quantities grow as the in-fall progresses inside the horizon and diverge at the singularity.

Energy and information near black hole horizons

The central challenge in trying to resolve the firewall paradox is to identify excitations in the near-horizon zone of a black hole that can carry information without injuring a freely falling observer. By analyzing the problem from the point of view of a freely falling observer, I arrive at a simple proposal for the degrees of freedom that carry information out of the black hole. An infalling observer experiences the information-carrying modes as ingoing, negative energy excitations of the quantum fields. In these states, freely falling observers who fall in from infinity do not encounter a firewall, but freely falling observers who begin their free fall from a location close to the horizon are ``frozen'' by a flux of negative energy. When the black hole is ``mined,'' the number of information-carrying modes increases, increasing the negative energy flux in the infalling frame without violating the equivalence principle. Finally, I point out a loophole in recent arguments that an infalling observer must detect a violation of unitarity, effective field theory, or free infall.

NEW INSIGHTS ON THE FORMATION AND ASSEMBLY OF M83 FROM DEEP NEAR-INFRARED IMAGING

We present results from new near-infrared (NIR) imaging from the Spitzer Space Telescope that trace the low surface brightness features of the outer disk and stellar stream in the nearby spiral galaxy, M83. Previous observations have shown that M83 hosts a faint stellar stream to the northwest and a star-forming disk that extends to ∼3 times the optical radius (R25). By combining the NIR imaging with archival far-ultraviolet (FUV) and H i imaging, we study the star formation history of the system. The NIR surface brightness profile has a break at ∼58 (equivalent to 8.1 kpc and 0.9 R25) with a shallower slope beyond this radius, which may result from the recent accretion of gas onto the outer disk and subsequent star formation. Additionally, the ratio of FUV to NIR flux increases with increasing radius in several arms throughout the extended star forming disk, indicating an increase in the ratio of the present to past star formation rate with increasing radius. This sort of inside-out disk formation is consistent with observations of gas infall onto the outer disk of M83. Finally, the flux, size, and shape of the stellar stream are measured and the origin of the stream is explored. The stream has a total NIR flux of 11.6 mJy, which implies a stellar mass of 1 × 108 M☉ in an area subtending ∼80°. No FUV emission is detected in the stream at a level greater than the noise, confirming an intermediate-age or old stellar population in the stream.

Freely falling observer and black hole radiation

We find radiation in an infalling frame and present an explicit analytic evidence of the failure of no drama condition by showing that an infalling observer finds an infinite negative energy density at the event horizon. The negative and positive energy density regions are divided by the newly defined zero-energy curve (ZEC). The evaporating black hole is surrounded by the negative energy which can also be observed in the infalling frame.

Violations of the Equivalence Principle by a Nonlocally Reconstructed Vacuum at the Black Hole Horizon

If information escapes from an evaporating black hole, then field modes just outside the horizon must be thermally entangled with distant Hawking radiation. But for an infalling observer to find empty space at the horizon, the same modes would have to be entangled with the black hole interior. Thus, unitarity appears to require a "firewall" at the horizon. Identifying the interior with the distant radiation promises to resolve the entanglement conflict and restore the vacuum. But the map must adjust for any interactions, or else the firewall will reappear if the Hawking radiation scatters off the cosmic microwave background. Such a map produces a "frozen vacuum," a phenomenon that is arguably worse than a firewall. An infalling observer is unable to excite the vacuum near the horizon. This allows the horizon to be locally detected and so violates the equivalence principle.

Comments on black holes I: the possibility of complementarity

We comment on a recent paper of Almheiri, Marolf, Polchinski and Sully who argue against black hole complementarity based on the claim that an infalling observer 'burns' as he approaches the horizon. We show that in fact measurements made by an infalling observer outside the horizon are statistically identical for the cases of vacuum at the horizon and radiation emerging from a stretched horizon. This forces us to follow the dynamics all the way to the horizon, where we need to know the details of Planck scale physics. We note that in string theory the fuzzball structure of microstates does not give any place to 'continue through' this Planck regime. AMPS argue that interactions near the horizon preclude traditional complementarity. But the conjecture of 'fuzzball complementarity' works in the opposite way: the infalling quantum is absorbed by the fuzzball surface, and it is the resulting dynamics that is conjectured to admit a complementary description.

Black holes or firewalls: A theory of horizons

We present a quantum theory of black hole (and other) horizons, in which the standard assumptions of complementarity are preserved without contradicting information theoretic considerations. After the scrambling time, the quantum mechanical structure of a black hole becomes that of an eternal black hole at the microscopic level. In particular, the stretched horizon degrees of freedom and the states entangled with them can be mapped into the near-horizon modes in the two exterior regions of an eternal black hole, whose mass is taken to be that of the evolving black hole at each moment. Salient features arising from this picture include: (i) the number of degrees of freedom needed to describe a black hole is e^{A/2 l_P^2}, where A is the area of the horizon; (ii) black hole states having smooth horizons span only an e^{A/4 l_P^2}-dimensional subspace of the relevant e^{A/2 l_P^2}-dimensional Hilbert space; (iii) internal dynamics of the horizon is such that an infalling observer finds a smooth horizon with probability 1 if a state stays in this subspace. We identify the structure of local operators in the exterior and interior spacetime regions, and show that this structure avoids firewall arguments---the horizon can keep being smooth throughout the evolution. We discuss the fate of falling observers under various circumstances, especially when they manipulate degrees of freedom before entering the horizon, and find that an observer can never see a firewall by making a measurement on early Hawking radiation. We also consider the framework in an infalling reference frame, and argue that Minkowski-like vacua are not unique. In particular, the number of true Minkowski vacua is infinite, although the label discriminating these vacua cannot be accessed in usual non-gravitational quantum field theory. An application to de Sitter horizons is also discussed.

What’s Inside a Black Hole’s Horizon?

New York City mayoral candidate Joe Lhota generated a public outcry when he indicated that he would not have shut down subway service for a pair of kittens lost in the tunnels. Even more outrage could have arisen from the discussions that took place at the Kavli Institute for Theoretical Physics during a talk on the recent work of Joseph Polchinski and Donald Marolf, both at the University of Santa Barbara, California. Physicists discussed a thought experiment that involved locking up a cat in a sealed box containing a vial of poisonous gas that could be released at any moment, triggered by a random radioactive decay. What would happen if one threw this whole “Schrodinger’s cat” contraption into a black hole horizon (see Fig. 1)? The cat’s ultimate fate is sealed the moment it passes the horizon: it will be crushed at the singularity at the center of the hole. But if an in-falling observer jumped into the hole together with the box, he or she could open the box to determine whether or not the cat has been killed by the poison at a certain point of its travel between the horizon and the singularity. Marolf and Polchinski presented arguments, now reported in Physical Review Letters[1], suggesting that there is no well-defined quantum mechanical calculation that could predict the outcome of the in-falling observer’s measurement. According to the authors, the solution to this seeming inconsistency is to postulate that box and cat go up in a burst of flames the moment they pass the horizon by hitting a “firewall.”