Gauge Invariance Research Articles

A 3D field-theoretic example for Hodge theory

We focus on the continuous symmetry transformations for the three (2 + 1)-dimensional (3D) system of a combination of the free Abelian 1-form and 2-form gauge theories within the framework of Becchi-Rouet-Stora-Tyutin (BRST) formalism. We establish that this combined system is a tractable field-theoretic model of Hodge theory. The symmetry operators of our present system provide the physical realizations of the de Rham cohomological operators of differential geometry at the algebraic level. Our present investigation is important in the sense that, for the first time, we are able to establish an odd dimensional (i.e., D = 3) field-theoretic system to be an example for Hodge theory (besides earlier works on a few interesting (0 + 1)-dimensional (1D) toy models as well as a set of well-known SUSY quantum mechanical systems of physical interest). For the sake of brevity, we have purposely not taken into account the 3D Chern-Simon term for the Abelian 1-form gauge field in our theory which allows the mass as well as the gauge invariance to co-exist together.

Baryon-number — flavor separation in the topological expansion of QCD

Gauge invariance of QCD dictates the presence of string junctions in the wave functions of baryons. In high-energy inclusive processes, these baryon junctions have been predicted to induce the separation of the flows of baryon number and flavor. In this paper we describe this phenomenon using the analog-gas model of multiparticle production proposed long time ago by Feynman and Wilson and adapted here to accommodate the topological expansion in QCD. In this framework, duality arguments suggest the existence of two degenerate junction-antijunction glueball Regge trajectories of opposite C\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{C} $$\\end{document}-parity with intercept close to 1/2. The corresponding results for the energy and rapidity dependence of baryon stopping are in reasonably good agreement with recent experimental findings from STAR and ALICE experiments. We show that accounting for correlations between the fragmenting strings further improves agreement with the data, and outline additional experimental tests of our picture at the existing (RHIC, LHC, JLab) and future (EIC) facilities.

Pole-skipping for massive fields and the Stueckelberg formalism

Pole-skipping refers to the special phenomenon that the pole and the zero of a retarded two-point Green’s function coincide at certain points in momentum space. We study the pole-skipping phenomenon in holographic Green’s functions of boundary operators that are dual to massive p-form fields and the dRGT massive gravitational fields in the AdS black hole background. Pole-skipping points for these systems are computed using the near horizon method. The relation between the pole-skipping points of massive fields and their massless counterparts is revealed. In particular, as the field mass m is varied from zero to non-zero, the pole-skipping phenomenon undergoes an abrupt change with doubled pole-skipping points found in the massive case. This arises from the breaking of gauge invariance due to the mass term and the consequent appearance of more degrees of freedom. We recover the gauge invariance using the Stueckelberg formalism by introducing auxiliary dynamical fields. The extra pole-skipping points are identified to be associated with the Stueckelberg fields. We also observe that, as the mass varies, some pole-skipping points of the wave number q may move from a non-physical region with complex q to a physical region with real q.

On global symmetries and Fayet–Iliopoulos terms

We revisit the genuine Fayet–Iliopoulos terms of 4D N=1 supergravity. Such terms are commonly believed to preserve a global symmetry, and therefore they are in conflict with the principles of quantum gravity. However, we find that generically there do exist supersymmetric terms that break explicitly the specific global symmetry, while preserving gauge invariance. We illustrate this, by providing a series of examples, including superpotentials and superspace higher order terms, along with a general prescription for their construction.

Perturbative quantum evolution of the gravitational state and dressing in general backgrounds

This paper sets up a perturbative treatment of the evolving quantum state of a gravitational system, in a Schrödinger-like picture, working about a general background. This connects gauge symmetry, the constraints, gravitational dressing, and evolution. Starting with a general time slicing, we give a simple derivation of the relation between the constraints, the Hamiltonian, and its well-known boundary term. Among different approaches to quantization with constraints, we focus on a “gauge-invariant canonical quantization,” which is developed perturbatively in the gravitational coupling. The leading-order solution of the constraints (including the Wheeler-DeWitt equation) for perturbations about the background is given in terms of an explicit construction of gravitational dressings built using certain generalized Green’s functions; different such dressings corresponding to adding propagating gravitational waves to a particular solution of the constraints. Dressed operators commute with the constraints, expressing their gauge invariance, and have an algebraic structure differing significantly from the undressed operators of the underlying field theory. These operators can act on the vacuum to create dressed states, and evolution of general such states is then generated by the boundary Hamiltonian, and alternately may be characterized using other relational observables. This provides a concrete approach to studying perturbative time evolution, including the leading gravitational backreaction, of quantum states of black holes with flat or anti–de-Sitter asymptotics, for example on horizon-crossing slices. This description of evolution in turn provides a starting point for investigating possibly important corrections to quantum evolution, that go beyond quantized general relativity. Published by the American Physical Society 2024

Smoothed asymptotics: From number theory to QFT

Inspired by the method of smoothed asymptotics developed by Terence Tao, we introduce a new ultraviolet regularization scheme for loop integrals in quantum field theory which we call η regularization. This reveals a connection between the elimination of divergences in divergent series of powers and the preservation of gauge invariance in the regularization of loop integrals in quantum field theory. In particular, we note that a method for regularizing the series of natural numbers so that it converges to minus one-twelfth inspires a regularization scheme for non-Abelian gauge theories coupled to Dirac fermions that preserves the Ward identity for the vacuum polarization tensor and other higher point functions. We also comment on a possible connection to Schwinger proper time integrals. Published by the American Physical Society 2024

Constructibility of AdS Supergluon Amplitudes.

We prove that all tree-level n-point supergluon (scalar) amplitudes in AdS_{5} can be recursively constructed, using factorization and flat-space limit. Our method is greatly facilitated by a natural R-symmetry basis for planar color-ordered amplitudes, which reduces the latter to "partial amplitudes" with simpler pole structures and factorization properties. Given the n-point scalar amplitude, we first extract spinning amplitudes with n-2 scalars and one gluon by imposing "gauge invariance," and then use a special "no-gluon kinematics" to determine the (n+1)-point scalar amplitude completely (which in turn contains the n-point single-gluon amplitude). Explicit results of up to 8-point scalar amplitudes and up to 6-point single-gluon amplitudes are included as Supplemental Material.

On boundary conditions for linearised Einstein’s equations

We investigate the properties of a fairly large class of boundary conditions for the linearised Einstein equations in the Riemannian setting, ones which generalise the linearised counterpart of boundary conditions proposed by Anderson. Through the prism of the quest to quantise gravitational waves in curved spacetimes, we study their properties from the point of view of ellipticity, gauge invariance, and the existence of a spectral gap.

Framed DDF operators and the general solution to Virasoro constraints

We define the framed DDF operators by introducing the concept of local frames in the usual formulation of DDF operators. In doing so it is possible to completely decouple the DDF operators from the associated tachyon and show that they are good zero-dimensional conformal operators. These framed DDFs allow for an explicit covariant formulation of the general solution of the Virasoro constraints both on-shell and off-shell which depends on a unique set of tangent space lightcone polarizations. This is possible since the frame allows us to embed the SO(D-2)\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$SO(D-2)$$\\end{document} lightcone physical polarizations into the SO(1,D-1)\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$SO(1,D-1)$$\\end{document} covariant ones in the most general way. The solution to the Virasoro constraints is not in the gauge that is usually used since the states obtained from DDF operators are generically the sum of terms which are partially transverse due to the presence of a projector but not traceless and terms which are partially traceless but not transverse. We then show that different embeddings are connected by states generated by improved Brower operators both on shell and off shell. Brower states are null on-shell and equivalent to BRST exact states. Therefore on shell one embedding is sufficient to compute all amplitudes except the ones with vanishing momentum. Off-shell a change of frame cannot be obtained by null states but only by Brower states. Improved Brower operators generate a gauge invariance associated with local frame rotations, which replaces the usual gauge invariance generated by Virasoro operators or BRST. To check the identification, we verify the matching of the expectation value of the second Casimir of the Poincaré group for some lightcone states with the corresponding covariant states built using the framed DDFs.

Off-lightcone Wilson-line operators in gradient flow

Off-lightcone Wilson-line operators are constructed using local operators connected by time-like or space-like Wilson lines, which ensure gauge invariance. Off-lightcone Wilson-line operators have broad applications in various contexts. For instance, space-like Wilson-line operators play a crucial role in determining quasi-distribution functions (quasi-PDFs), while time-like Wilson-line operators are essential for understanding quarkonium decay and production within the potential non-relativistic QCD (pNRQCD) framework. In this work, we establish a systematic approach for calculating the matching from the gradient-flow scheme to the MS¯\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\overline{\ extrm{MS}} $$\\end{document} scheme in the limit of small flow time for off-lightcone Wilson-line operators. By employing the one-dimensional auxiliary-field formalism, we simplify the matching procedure, reducing it to the matching of local current operators. We provide one-loop level matching coefficients for these local current operators. For the case of hadronic matrix element related to the quark quasi-PDFs, we show at one-loop level that the finite flow time effect is very small as long as the flow radius is smaller than the physical distance z, which is usually satisfied in lattice gradient flow computations. Applications include lattice gradient flow computations of quark/gluon quasi-PDFs, gluonic correlators related to quarkonium decay and production in pNRQCD, and spin-dependent potentials in terms of chromoelectric and chromomagnetic field insertions into a Wilson loop.

Spin Currents via the Gauge Principle for Meta-Generalized Gradient Exchange-Correlation Functionals.

The prominence of density functional theory in the field of electronic structure computation stems from its ability to usefully balance accuracy and computational effort. At the base of this ability is a functional of the electron density: the exchange-correlation energy. This functional satisfies known exact conditions that guide the derivation of approximations. The strongly constrained and appropriately normed (SCAN) approximation stands out as a successful, modern, example. In this Letter, we demonstrate how the SU(2) gauge invariance of the exchange-correlation functional in spin current density functional theory allows us to add an explicit dependence on spin currents in the SCAN functional (here called JSCAN)-and similar meta-generalized-gradient functional approximations-solely invoking first principles. In passing, a spin-current dependent generalization of the electron localization function (here called JELF) is also derived. The extended forms are implemented in a developer's version of the crystal23 program. Applications on molecules and materials confirm the practical relevance of the extensions.

Action of the Axial U(1) Non-Invertible Symmetry on the ’t Hooft Line Operator: A Lattice Gauge Theory Study

Abstract We study how the symmetry operator of the axial $U(1)$ non-invertible symmetry acts on the ’t Hooft line operator in the $U(1)$ gauge theory by employing the modified Villain-type lattice formulation. We model the axial anomaly by a compact scalar boson, the “QED axion”. For the gauge invariance, the simple ’t Hooft line operator, which is defined by a line integral of the dual $U(1)$ gauge potential, must be “dressed” by the scalar and $U(1)$ gauge fields. A careful consideration on the basis of the anomalous Ward–Takahashi identity containing the ’t Hooft operator with the dressing factor and a precise definition of the symmetry operator on the lattice shows that the symmetry operator leaves no effect when it sweeps out a ’t Hooft loop operator. This result appears inequivalent with the phenomenon concluded in the continuum theory. In an appendix, we demonstrate that the half-space gauging of the magnetic $\mathbb {Z}_N$ 1-form symmetry, when formulated in an appropriate lattice framework, leads to the same conclusion as above. A similar result is obtained for the axion string operator.

Non‐global solutions for the inhomogeneous nonlinear Schrödinger equation without gauge invariance

Non‐global solutions for the inhomogeneous nonlinear Schrödinger equation without gauge invariance

Spinorial description for Lorentzian hs\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathfrak{hs} $$\\end{document}-IKKT

We introduce a novel spinorial description for the higher-spin gauge theory induced by the IKKT matrix model on an FLRW spacetime with Lorentzian signature, called Lorentzian hs\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathfrak{hs} $$\\end{document}-IKKT theory. The new description is based on Weyl spinors transforming under the space-like isometry subgroup SL(2, ℂ) of the structure group SO(2, 4) ≃ SU(2, 2). It allows us to exploit the full power of the spinor formalism in Lorentzian signature, in contrast to a previous formalism based on the compact subgroup SU(2)L × SU(2)R of SU(2, 2). Some cubic vertices of the Yang-Mills sector and the corresponding scattering amplitudes are computed. We observe that the n-point (for n ≥ 4) tree-level amplitudes are typically non-trivial on-shell, but exponentially suppressed in the late-time regime. While Lorentz invariance of the higher-spin amplitudes is not manifest, it is expected to be restored by higher-spin gauge invariance.

Stationary two-state system in optics using layered materials

In scenarios where electrons are confined to a flat surface, such as graphene, quantizing electrodynamics reveals intriguing insights. We find that one of Maxwell’s equations manifests as part of the Hamiltonian, leading to novel constraints on physical states due to residual gauge invariance. We identify two quantum states with zero energy expectation values: one replicates the scattering and absorption of light, a phenomenon familiar in classical optics, while the other is more fundamentally associated with photon creation. These states form an inseparable two-state system, giving a new formula for reflection and transmission coefficients with photon emission effects. Notably, there exists a special thickness of the surface where these states decouple, offering intriguing possibilities for exploring physics through symmetry-based perturbations involving concepts of parity, axial gauge fields, and surface deformation.

Gradient Flow Exact Renormalization Group for Scalar Quantum Electrodynamics

Gradient Flow Exact Renormalization Group (GF-ERG) is a framework to define the renormalization group flow of Wilsonian effective action utilizing coarse-graining along the diffusion equations. We apply it for Scalar Quantum Electrodynamics and derive flow equations for the Wilsonian effective action with the perturbative expansion in the gauge coupling. We focus on the quantum corrections to the correlation functions up to the second order of the gauge coupling and discuss the gauge invariance of the GF-ERG flow. We demonstrate that the anomalous dimension of the gauge field agrees with the standard perturbative computation and that the mass of the photon keeps vanishing in general spacetime dimensions. The latter is a noteworthy fact that contrasts with the conventional Exact Renormalization Group formalism in which an artificial photon mass proportional to a cutoff scale is induced. Our results imply that the GF-ERG can give a gauge-invariant renormalization group flow in a non-perturbative way.

Scalable, ab initio protocol for quantum simulating SU(N)×U(1) Lattice Gauge Theories

We propose a protocol for the scalable quantum simulation of SU(N)×U(1) lattice gauge theories with alkaline-earth like atoms in optical lattices in both one- and two-dimensional systems. The protocol exploits the combination of naturally occurring SU(N) pseudo-spin symmetry and strong inter-orbital interactions that is unique to such atomic species. A detailed ab initio study of the microscopic dynamics shows how gauge invariance emerges in an accessible parameter regime, and allows us to identify the main challenges in the simulation of such theories. We provide quantitative results about the requirements in terms of experimental stability in relation to observing gauge invariant dynamics, a key element for a deeper analysis on the functioning of such class of theories in both quantum simulators and computers.

Gauge invariance, gauge field quantization, and renormalization in autoregularization

Autoregularization, a new divergence-free framework for calculating scattering amplitudes, uses a Lorentz-invariant scale harvested from the kinematics of a scattering process to regularize the amplitude of the process [N. Prabhu, .]. Preliminary validation studies show that autoregularization’s predictions are in good agreement with experimental data—across several scattering processes and a wide range of energy scales. Further, tree-level calculation of the vacuum energy density of the free fields in the Standard Model, using autoregularization, is shown to yield a value that is smaller than the current estimate of the cosmic critical density. In this paper, we prove that the scattering amplitudes in QED, calculated using autoregularization, are gauge invariant. Our proof, which is valid both for autoregularization and current theory, is stronger in that it shows the amplitude of every Feynman diagram is gauge invariant in contrast to previous proofs, which establish gauge invariance only for sum of amplitudes of Feynman diagrams of a process. Next, we show that—unlike in the standard quantization framework, which requires modification of both the quantization framework itself as well as the Lagrangian in order to quantize gauge fields in covariant gauge—in autoregularization the gauge field in QED can be quantized, in covariant gauge, without modifying the standard quantization procedure or the Lagrangian and without introducing the ghost field. Finally, we illustrate renormalization based on autoregularization up to 1-loop in φ4 theory. Since perturbative corrections are finite in autoregularization, the counterterms are not designed to remove divergences but to implement renormalization prescriptions at every order of perturbation. We also derive the renormalization group equation (RGE). Unlike in some regularization schemes (such as dimensional regularization), in which the physical meaning of the fictitious scale introduced by regularization is unclear, in autoregularization the scale in RGE has a transparent physical meaning—it is the Lorentz-invariant kinematic scale of the scattering process of interest. The increasing simplifications resulting within autoregularization and the agreement between its predictions and experimental data, together with the underlying thermodynamic argument, which shows that the framework is essential for a complete description of quantum fields, all converge to suggest that autoregularization provides the proper framework for the description of quantum fields. Published by the American Physical Society 2024

Yet Another Lattice Formulation of 2D U(1) Chiral Gauge Theory via Bosonization

Abstract Recently, lattice formulations of Abelian chiral gauge theory in two dimensions have been devised on the basis of the Abelian bosonization. A salient feature of these 2D lattice formulations is that the gauge invariance is exactly preserved for anomaly-free theories and thus is completely free from the question of the gauge mode decoupling. In the present paper, we propose yet another lattice formulation sharing this desired property. A particularly unique point in our formulation is that the vertex operator of the dual scalar field, which carries the vector charge of the fermion and the “magnetic charge” in the bosonization, is represented by a “hole” excised from the lattice; this is the excision method formulated recently by Abe et al. in a somewhat different context.

Strange higher-spin topological systems in 3D

Motivated by the generation of action principles from off-shell dualisation, we present a general class of free, topological theories in three dimensional Minkowski spacetime that exhibit higher-spin gauge invariance. In the spin-two case, we recover a dual reformulation of the triplet system already known, while the higher-spin systems that we obtain seem to be new. They are associated with wild quivers. We study in which situations these exotic (or strange) higher-spin models can be extended to dS3 and AdS3 backgrounds, revealing that the flat limit of such models, when they exist, admits a one-parameter freedom. Interactions are studied in the simplest higher-spin case featuring spin-2 and spin-3 fields. We then give several higher-spin generalizations of these strange systems.