Fronthaul Capacity Constraints Research Articles

Joint Power Allocation and Hybrid Beamforming for Cell-Free mmWave Multiple-Input Multiple-Output with Statistical Channel State Information.

Cell-free millimeter wave (mmWave) multiple-input multiple-output (MIMO) can effectively overcome the shadow fading effect and provide macro gain to boost the throughput of communication networks. Nevertheless, the majority of the existing studies have overlooked the user-centric characteristics and practical fronthaul capacity limitations. To solve these practical problems, we introduce a resource allocation scheme using statistical channel state information (CSI) for uplink user-centric cell-free mmWave MIMO system. The hybrid beamforming (HBF) architecture is deployed at each access point (AP), while the central processing unit (CPU) only combines the received signals by the large-scale fading decoding (LSFD) method. We further frame the issue of maximizing sum-rate subject to the fronthaul capacity constraint and minimum rate constraint. Based on the alternating optimization (AO) and fractional programming method, we present an algorithm aimed at optimizing the users' transmit power for the power allocation (PA) subproblem. Then, an algorithm relying on the majorization-minimization (MM) method is given for the HBF subproblem, which jointly optimizes the HBF and the LSFD coefficients.

Unsupervised Learning-Based Joint Power Control and Fronthaul Capacity Allocation in Cell-Free Massive MIMO With Hardware Impairments

A deep learning-based resource allocation algorithm that maximizes the sum rate of a limited fronthaul cell-free massive MIMO network with transceiver hardware impairments is proposed in this paper. The sum rate maximization problem with user power constraints and total fronthaul capacity constraints for channel state information (CSI) and data transmission is considered. The deep neural network (DNN) PowerNet is proposed to learn solutions to the joint power control and capacity allocation problem in a low-complex, flexible, and scalable way. An unsupervised learning approach is used which eliminates the need of knowing the optimal resource allocation vectors during model training, hence having a simpler and more flexible model training stage. Numerical simulations show that PowerNet achieves close sum rate performance compared to the existing optimization-based approach, with a significantly lower time complexity which does not exponentially scale with the number of users and access points (APs) in the network. Furthermore, the addition of the online learning stage resulted in a better sum rate than the optimization-based method.

On the Energy Efficiency of Cell-Free Systems With Limited Fronthauls: Is Coherent Transmission Always the Best Alternative?

Existing works concluded that coherent transmission outperforms non-coherent transmission in the downlink of cell-free systems when the fronthaul links have unlimited capacity. Since the capacity of the fronthaul links of cell-free networks is typically limited, in this paper we ask the question whether this conclusion holds under more realistic assumptions on the fronthaul capacity. To answer this question, we study and compare the performance of these transmission strategies by formulating novel energy efficiency (EE) maximization problems for both strategies, where we explicitly consider realistic fronthaul capacity and power consumption constraints. Despite the non-convexity of these problems, we derive closed-form equations to find suboptimal solutions of both problems using a unified framework that combines successive convex approximation and the Dinkelbach algorithm. Numerical results show that the performance of coherent transmission is severely impacted by limited fronthaul capacities, power consumption on the fronthaul links, user-centric cluster size and the number of antennas at the access points, such that in many cases non-coherent transmission achieves higher EE than coherent transmission. Based on these results, we provide deployment guidelines on when to use coherent or non-coherent transmission to maximize the EE of cell-free systems with limited fronthauls.

Joint User Selection and Transceiver Design for Cell-Free With Network-Assisted Full Duplexing

In this paper, we investigate the problem of sum rate maximization by guaranteeing the quality of service (QoS) of both uplink and downlink in cell-free with network-assisted full Duplexing (NAFD), where the users operate in half-duplex mode and access points (APs) operate in either full-duplex mode or half-duplex mode. In the considered network, the central processor unit (CPU) sends the compressed beamformed signals to the transmit-APs (T-APs) over the downlink fronthaul, and the T-APs forward the signals to downlink users. At the same time, the receive-APs (R-APs) compress the signals transmitted by uplink users and forward them to the CPU via uplink fronthaul. We aim to maximize the spectral efficiency and the number of users that should be admitted by the network, where users’ requirements of both downlink and uplink signal-to-interference-plus-noise (SINR) constraints, fronthaul capacity constraints, energy harvesting constraints and simultaneous wireless information and power transfer (SWIPT) ratio design are considered. A successive convex approximation-based algorithm is proposed to solve the highly coupled problem, which is guaranteed to converge to the Karush-Kuhn-Tucker (KKT) conditions. We conduct a comprehensive comparison between the NAFD scheme and the traditional co-frequency co-time full duplex (CCFD) scheme and time division duplex (TDD) scheme and offer some valuable opinions about the system design.

Deep Reinforcement Learning-Based Resource Allocation in Cooperative UAV-Assisted Wireless Networks

We consider the downlink of an unmanned aerial vehicle (UAV) assisted cellular network consisting of multiple cooperative UAVs, whose operations are coordinated by a central ground controller using wireless fronthaul links, to serve multiple ground user equipments (UEs). A problem of jointly designing UAVs’ positions, transmit beamforming, as well as UAV-UE association is formulated in the form of mixed integer nonlinear programming (MINLP) to maximize the sum UEs’ achievable rate subject to limited fronthaul capacity constraints. Solving the considered problem is hard owing to its non-convexity and the unavailability of channel state information (CSI) due to the movement of UAVs. To tackle these effects, we propose a novel algorithm comprising of two distinguishing features: (i) exploiting a deep Q-learning approach to tackle the issue of CSI unavailability for determining UAVs’ positions, (ii) developing a difference of convex algorithm (DCA) to efficiently solve for the UAV’s transmit beamforming and UAV-UE association. The proposed algorithm recursively solves the problem of interest until convergence, where each recursion executes two steps. In the first step, the deep Q-learning (DQL) algorithm allows UAVs to learn the overall network state and account for the joint movement of all UAVs to adapt their locations. In the second step, given the determined UAVs’ positions from the DQL algorithm, the DCA iteratively solves a convex approximate subproblem of the original non-convex MINLP problem with the updated parameters, where the problem’s variables are transmit beamforming and UAV-UE association. Numerical results show that our design outperforms the existing algorithms in terms of algorithmic convergence and network performance with a gain of up to 70%.

Deep Learning Methods for Joint Optimization of Beamforming and Fronthaul Quantization in Cloud Radio Access Networks

Cooperative beamforming across access points (APs) and fronthaul quantization strategies are essential for cloud radio access network (C-RAN) systems. The nonconvexity of the C-RAN optimization problems, which is stemmed from per-AP power and fronthaul capacity constraints, requires high computational complexity for executing iterative algorithms. To resolve this issue, we investigate a deep learning approach where the optimization module is replaced with a well-trained deep neural network (DNN). An efficient learning solution is proposed which constructs a DNN to produce a low-dimensional representation of optimal beamforming and quantization strategies. Numerical results validate the advantages of the proposed learning solution.

Throughput Maximization of Network-Coded and Multi-Level Cache-Enabled Heterogeneous Network

One of the paramount advantages of multi-level cache-enabled (MLCE) networks is pushing contents proximity to the network edge and proactively caching them at multiple transmitters (i.e., small base-stations (SBSs), unmanned aerial vehicles (UAVs), and cache-enabled device-to-device (CE-D2D) users). As such, the fronthaul congestion between a core network and a large number of transmitters is alleviated. We consider the throughput maximization problem that optimizes jointly the network-coded user scheduling and power allocation, subject to fronthaul capacity, transmit power, and NC constraints. Given the intractability of the problem, we decouple it into two separate subproblems. In the first subproblem, we consider the network-coded user scheduling problem for the given power allocation, while in the second subproblem, we use the NC resulting user schedule to optimize the power levels. We design an innovative two-layered rate-aware NC (RA-IDNC) graph to solve the first subproblem and solve the second subproblem using an iterative function evaluation (IFE) approach. Simulation results are presented to depict the throughput gain of the proposed approach over the existing solutions.

Energy-Efficient User Clustering and Downlink Beamforming for MIMO-SCMA in C-RAN

Multiple-inputmultiple-output (MIMO) sparse code multiple access (SCMA) is of great interest for future wireless networks to achieve higher spectral efficiency and support massive connectivity. In this paper, we investigate the key problems of user clustering and downlink beamforming for MIMO-SCMA in a cloud radio access network (C-RAN). Using channel state information available at the central processor, an efficient user clustering algorithm based on the constrained $K$ -means method is proposed. Subsequently, two iterative algorithms for beamforming design are developed by minimizing the total transmission power under quality-of-service (QoS) and fronthaul capacity constraints. In the first approach, we approximate the continuous non-convex constraints by convex conic ones using first-order Taylor expansion and iteratively solve a sequence of mixed-integer second order cone programs (MI-SOCPs) to achieve high quality solution, but with higher complexity. In the second approach, a two-stage low-complexity solution is developed in which beamforming matrices obtained from each stage are combined to form a single beamformer for each user. In the first stage, cluster beamformers are designed by taking advantage of block diagonalization, while in the second stage, user-specific beamformers are determined by minimizing transmission power. The performance of the proposed user clustering and downlink beamforming approaches for MIMO-SCMA in C-RAN is validated through simulations over mmWave channels. Compared to benchmark approaches, the results show significant improvements in terms of transmit power and spectral efficiency.

Optimization of unmanned aerial vehicle augmented ultra-dense networks

In this paper, we study the integration of unmanned aerial vehicle small cells (UAV-SCs) for the purpose of augmenting or temporarily restoring service to an ultra-dense cellular network. The aim is to minimize the overall power consumption of the network by jointly optimizing the number of UAV-SCs, their placement, associations, and the power allocation, subject to user QoS (quality of service), transmit power, and fronthaul capacity constraints. As the resulting optimization problem is non-convex and computationally inefficient to solve, we investigate lower complexity alternatives. By reformulating the original problem, a linear structure can be obtained that is efficiently solved by off-the-shelf solvers. Furthermore, we also propose a meta-heuristic method that is based on particle swarm optimization. The performance of the proposed methods is evaluated via simulation studies and compared to state-of-the-art techniques. The results illustrate that the proposed methods consistently outperform conventional techniques by deploying fewer UAV-SCs and also lowering the transmit powers. Furthermore, considerable power savings were observed particularly for low QoS demands and dense scenarios.

Performance Analysis of NOMA Enabled Fog Radio Access Networks

In the fifth generation (5G) era, mobile networks will provide diversified services such as enhanced Mobile BroadBand (eMBB) and ultra-reliable low-latency communication (URLLC). Furthermore, the 5G architecture will be fog-like, enabling a functional split of network functionalities between cloud and edge nodes. In this article, we propose a non-orthogonal multiple access (NOMA)-enabled fog-cloud structure in a novel density-aware fog-based radio access networks (F-RAN) to tackle different aspects of high and low-density regions, in order to meet the heterogeneous requirements of eMBB and URLLC traffic. A framework of two different problem formulations is considered to cater the high throughput and low-latency requirements in a high and low-density mode respectively. In the first problem, we study the joint caching placement and association strategy aiming at minimizing the average delay. To deal with the first problem, we apply McCormick envelopes and Lagrange partial relaxation method to transform it into three convex sub-problems, which is then solved by proposing a distributed algorithm. The second problem is to jointly optimize transmission mode selection, subchannel assignment and power allocation to maximize the sum data rate of all fog user equipments (F-UEs) while satisfying fronthaul capacity and fog-computing access point (F-AP) power constraints. Moreover, for given transmission mode selection and subchannel assignment, the optimal power allocation is derived in a closed-form expression. Simulation results are provided to validate the effectiveness of the proposed NOMA-enabled F-RAN framework and reveal that the ultra-low latency and high throughput can be achieved by properly utilizing the available resources.

Resource Allocation for CoMP Enabled URLLC in 5G C-RAN Architecture

Ultrareliable low-latency communication (URLLC) is one of the important service categories of 5G, where high reliability and low latency are to be met simultaneously. Coordinated multipoint (CoMP), where a user equipment (UE) is connected to multiple base stations simultaneously, can provide high reliability for interference limited cell-edge UEs. Short-packet communication and 5G physical layer enablers combined with CoMP can be a potential solution to meet the quality of service requirements of the URLLC traffic. However, there exist some challenges in using CoMP for URLLC in a cloud radio access network (C-RAN) architecture; mainly fronthaul capacity and remote radio head resource availability constraints. These resource constraints are addressed in this article; and a resource allocation scheme based on the effective bandwidth concept and 5G enablers is proposed, which can meet the reliability and delay requirements of the URLLC traffic. End-to-end error and latency components are identified and the interplay existing among the error components is utilized for bandwidth minimization. A novel packet delivery mechanism, queuing strategy, and time-frequency resource allocation for CoMP enabled URLLC in C-RAN architecture are proposed. The proposed scheme shows superior performance, in terms of the resource utilization and UE satisfaction, when compared with the existing techniques.

Power-Efficient Transmission for User-Centric Networks With Limited Fronthaul Capacity and Computation Resource

With the rapid development of cloud computing, the user-centric networks with the baseband unit pool have attracted a great deal of attentions in academic and industrial fields. However, limited fronthaul capacity and computation resource have become the bottlenecks inevitably. Thus, this paper investigates the power-efficient transmission in user-centric networks by considering both fronthaul capacity and computation resource constraints, where multiple access points (APs) and user equipments (UEs) are distributed. Specifically, a joint optimization of the beamforming vectors, AP-UE association strategy and transmission time is proposed to minimize the total power consumption (TPC). The formulated mixed integer non-linear problem (MINLP) is NP-hard. To address this problem, the MINLP is first transformed into a convex one via the successive convex approximation and semidefinite relaxation methods. Then, an iterative but effective algorithm is designed by using the property of the solution and applying the Lagrangian dual method. Simulation results show that the proposed algorithm converges rapidly and outperforms benchmark algorithms in terms of TPC.

Interference Management in NOMA-Based Fog-Radio Access Networks via Scheduling and Power Allocation

This paper analyzes the integration of Non-Orthogonal Multiple Access (NOMA) in a Fog Radio Access Network (FRAN) architecture with limited fronthaul capacity. More precisely, it proposes methods for optimizing the resource allocation for the downlink of a NOMA-based FRAN with multiple resource blocks (RB). The resource allocation problem is formulated as a mixed-integer optimization problem, which determines the user-to-RB assignment, the power allocated to each RB, and the power split levels of the NOMA users served by each RB. The optimization problem maximizes a network-wide rate-based utility function subject to fronthaul-capacity constraints. The paper proposes a feasible decoupled solution for such a non-convex optimization problem using a three-step hybrid centralized/distributed approach, which in part relies on the edge-devices computation capabilities. The paper proposes and compares two distinct methods for solving the assignment problem, namely a Hungarian-based method, and a Multiple Choice Knapsack-based method. The power allocation to RBs and the NOMA power split optimization are solved using the alternating direction method of multipliers (ADMM). Simulations results illustrate the advantages of the proposed methods compared to different baseline schemes, including the conventional Orthogonal Multiple Access (OMA), for different utility functions and different network environments.

Fronthaul-Constrained Cell-Free Massive MIMO With Low Resolution ADCs

In cell-free massive MIMO networks, a large number of distributed access points (APs) provide service to a much smaller number of mobile stations (MSs) over the same time/frequency resources. The key idea is to use a central processing unit (CPU) to manage such a densely populated network of APs. This centralization helps reducing operational costs and eases implementation of joint power control and coherent signal processing through a proper orchestration of the functional split between the CPU and the APs. Cell-free massive MIMO networks, however, are often subject to stringent capacity requirements on the fronthaul links connecting the APs to the CPU and thus, low-resolution ADCs must be used to quantize the signals shared among CPU and APs. In this paper, analytical closed-form expressions for the achievable user rates on both the uplink (UL) and downlink (DL) of a fronthaul-capacity constrained cell-free massive MIMO network using low-resolution ADCs are obtained. These expressions, jointly with the use of theoretical models characterizing the fronthaul capacity consumption of different CPU-AP functional splits, allow posing max-min fairness power control optimization problems that can be solved using standard convex optimization algorithms. Numerical results show that, under fronthaul capacity constraints, CPU-AP functional splits where the precoding/decoding schemes are implemented at the APs are clearly outperformed by those functional splits in which, thanks to sharing CSI among APs and CPU, the precoding/decoding functions are implemented at the CPU. In contrast, if the limiting factor is the resolution of the ADCs used to quantize the samples to be transmitted on the fronthaul links, the preferred CPU-AP functional splits are those in which the baseband processing is performed at the APs. Moreover, they also reveal that in such functional splits there is always an optimal range of values of the UL fronthaul capacity fraction allocated to share the CSI.

A Game-Theoretic Approach to Cache and Radio Resource Management in Fog Radio Access Networks

Fog radio access networks (F-RANs) have been seen as promising paradigms to handle the stringent requirements in the 5G era by utilizing the cache and resource management capabilities of fog access points (FAPs). To achieve better system performance, cache resource and radio resource should be jointly optimized. However, fully centralized optimization can put heavy burden on the resource manager in the cloud. Faced with this issue, a hierarchical resource management architecture is adopted. Specifically, the resource manager in the upper layer maximizes a long-term utility by optimizing cache resource, which is adaptive to the statistics of channel gains and user content requests. In the lower layer, FAPs self-organize into multiple clusters to mitigate inter-FAP interference in each transmission interval given user content requests, channel gains and cache configuration. Under per-FAP fronthaul capacity constraints, interactions among FAPs are further modeled by a coalition formation game. Considering the coupling of FAPs’ and the resource manager's strategies and the hierarchy of resource management, the joint cache and radio resource management is formulated as a Stackelberg game with the resource manager and FAPs being the leader and followers, respectively. To achieve Stackelberg equilibrium, a distributed coalition formation algorithm is first developed for FAPs to achieve a stable state. Since there is no closed form for the leader's objective and the leader's strategy is discontinuous, two model-free reinforcement learning (RL) algorithms are utilized, which can approach a global and a local optimal caching strategy, respectively, taking into account the cluster formation behavior of FAPs. Simulation results show that the proposed cluster formation scheme and multi-agent RL based caching scheme outperform the baselines.

Max–Min Rate of Cell-Free Massive MIMO Uplink With Optimal Uniform Quantization

Cell-free Massive multiple-input multiple-output (MIMO) is considered, where distributed access points (APs) multiply the received signal by the conjugate of the estimated channel, and send back a quantized version of this weighted signal to a central processing unit (CPU). For the first time, we present a performance comparison between the case of perfect fronthaul links, the case when the quantized version of the estimated channel and the quantized signal are available at the CPU, and the case when only the quantized weighted signal is available at the CPU. The Bussgang decomposition is used to model the effect of quantization. The max-min problem is studied, where the minimum rate is maximized with the power and fronthaul capacity constraints. To deal with the non-convex problem, the original problem is decomposed into two sub-problems (referred to as receiver filter design and power allocation). Geometric programming (GP) is exploited to solve the power allocation problem whereas a generalized eigenvalue problem is solved to design the receiver filter. An iterative scheme is developed and the optimality of the proposed algorithm is proved through uplink-downlink duality. A user assignment algorithm is proposed which significantly improves the performance. Numerical results demonstrate the superiority of the proposed schemes.

Joint Uplink and Downlink Transmissions in User-Centric OFDMA Cloud-RAN

This paper studies joint uplink (UL) and downlink (DL) resource allocation in user-centric orthogonal frequency division multiple access cloud radio access network (CRAN), where the users select the distributed remote radio heads (RRHs) to cooperatively serve their UL and DL transmissions over different subcarriers (SCs). The goal of this paper is to maximize the system throughput through jointly optimizing UL/DL scheduling, SC assignment, RRH grouping/clustering, and power allocation under the maximum power and fronthaul capacity constraints. The problem is formulated as a mixed integer programming problem, which is nonconvex and NP-hard. We propose an efficient algorithm based on the Lagrange duality method to obtain an asymptotically optimal solution for this problem. A heuristic algorithm is further proposed to reduce the complexity. Simulation results illustrate that the proposed heuristic algorithm also has a close-to-optimal performance, and the proposed algorithms can considerably improve the system throughput compared to other benchmark schemes.

Joint Design of Fronthauling and Hybrid Beamforming for Downlink C-RAN Systems

Hybrid beamforming is known to be a cost-effective and wide-spread solution for a system with large-scale antenna arrays. This paper studies the optimization of the analog and digital components of the hybrid beamforming solution for remote radio heads (RRHs) in a downlink cloud radio access network architecture. Digital processing is carried out at a baseband processing unit (BBU) in the “cloud,” and the precoded baseband signals are quantized prior to transmission to the RRHs via finite-capacity fronthaul links. In this system, we consider two different channel state information (CSI) scenarios: 1) ideal CSI at the BBU and 2) imperfect effective CSI. The optimization of digital beamforming and fronthaul quantization strategies at the BBU as well as analog radio-frequency (RF) beamforming at the RRHs is a coupled problem since the effect of the quantization noise at the receiver depends on the precoding matrices. The resulting joint optimization problem is examined with the goal of maximizing the weighted downlink sum-rate and the network energy efficiency. Fronthaul capacity and per-RRH power constraints are enforced along with constant modulus constraint on the RF beamforming matrices. For the case of perfect CSI, a block coordinate descent scheme is proposed based on the weighted minimum-mean-square-error approach by relaxing the constant modulus constraint of the analog beamformer. Also, we present the impact of imperfect CSI on the weighted sum-rate and network energy efficiency performance, and the algorithm is extended by applying the sample average approximation. The numerical results confirm the effectiveness of the proposed scheme and show that the proposed algorithm is robust to estimation errors.

User Selection and Power Minimization in Full-Duplex Cloud Radio Access Networks

In this paper, we investigate the network power consumption (NPC) minimization in full-duplex cloud radio access networks (C-RANs) with quality-of-service requirements. We jointly optimize the beamforming vectors, the users' transmit power, the fronthaul compression ratio, and the set of transmitting remote radio heads (RRHs). Users' requirements of signal-to-interference-and-noise ratio, per-RRH and user power constraints, and fronthaul capacity constraints are considered. Due to these conflicting constraints, the optimization problem may be infeasible. Thus, we solve this problem in two steps. In Step I, a minimum-mean-square-error-based user selection algorithm is proposed to find the largest subset of feasible users. In Step II, an algorithm based on the reweighted l <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">1</sub> -norm minimization method is proposed to solve the NPC problem with the users selected in Step I. The solutions obtained by the proposed algorithms are proved to monotonically converge and satisfy the Karush-Kuhn-Tucker conditions. Moreover, our proposed algorithms are applicable to both full-duplex and half-duplex C-RANs. We comprehensively compare these two types of C-RANs and propose some valuable insights for system design.

Hybrid Precoder Design for Cache-Enabled Millimeter-Wave Radio Access Networks

In this paper, we study the design of a hybrid precoder, consisting of an analog and a digital precoder, for the delivery phase of downlink cache-enabled millimeter wave (mmWave) radio access networks (CeMm-RANs). In CeMm-RANs, enhanced remote radio heads (eRRHs), which are equipped with local cache and baseband signal processing capabilities in addition to the basic functionalities of conventional RRHs, are connected to the baseband processing unit via fronthaul links. Two different fronthaul information transfer strategies are considered, namely, hard fronthaul information transfer, where hard information of uncached requested files is transmitted via the fronthaul links to a subset of eRRHs, and soft fronthaul information transfer, where the fronthaul links are used to transmit quantized baseband signals of uncached requested files. The hybrid precoder is optimized for maximization of the minimum user rate under a fronthaul capacity constraint, an eRRH transmit power constraint, and a constant-modulus constraint on the analog precoder. The resulting optimization problem is non-convex, and hence the global optimal solution is difficult to obtain. Therefore, convex approximation methods are employed to tackle the non-convexity of the achievable user rate, the fronthaul capacity constraint, and the constant modulus constraint on the analog precoder. Then, an effective algorithm with provable convergence is developed to solve the approximated optimization problem. Simulation results are provided to evaluate the performance of the proposed algorithms, where fully digital precoding is used as benchmark. The results reveal that except for the case of a large fronthaul link capacity, soft fronthaul information transfer is preferable for CeMm-RANs.