Floquet Bands Research Articles

Floquet topological phases coupled to environments and the induced photocurrent

We consider the fate of a helical edge state of a spin Hall insulator and its topological transition in presence of a circularly polarized light when coupled to various forms of environments. A Lindblad type equation is developed to determine the fermion occupation of the Floquet bands. We find by using analytical and numerical methods that non-secular terms, corresponding to 2-photon transitions, lead to a mixing of the band occupations, hence the light induced photocurrent is in general not perfectly quantized in the presence of finite coupling to the environment, although deviations are small in the adiabatic limit. Sharp crossovers are identified at frequencies $\Omega$ and $\frac{1}{2}\Omega$ ($\Omega$ is the strength of light-matter coupling) with the former resembling to a phase transition.

Floquet semimetal with Floquet-band holonomy

Exotic topological states of matter such as Floquet topological insulator or Floquet Weyl semimetal can be induced by periodic driving. This work proposes a Floquet semimetal with Floquet-band holonomy. That is, the system is gapless, but as a periodic parameter viewed as quasimomentum of a synthetic dimension completes an adiabatic cycle, each Floquet band as a whole exchanges with other Floquet bands. The dynamical manifestations of such Floquet-band holonomy are studied. Under open boundary conditions, we discover anomalous chiral edge modes localized only at one edge, winding around the entire quasienergy Brillouin zone, well separated from bulk states, and possessing holonomy different from bulk states. These remarkable properties are further exploited to realize quantized or half-quantized edge state pumping.

Topologically trivial and nontrivial edge bands in graphene induced by irradiation

We proposed a minimal model to describe the Floquet band structure of two-dimensional materials with light-induced resonant inter-band transition. We applied it to graphene to study the band features caused by the light irradiation. Linearly polarized light induces pseudo gaps (gaps are functions of wavevector), and circularly polarized light causes real gaps on the quasi-energy spectrum. If the polarization of light is linear and along the longitudinal direction of zigzag ribbons, flat edge bands appear in the pseudo gaps, and if it is in the lateral direction of armchair ribbons, curved edge bands can be found. For the circularly polarized cases, edge bands arise and intersect in the gaps of both types of ribbons. The edge bands induced by the circularly polarized light are helical and those by linearly polarized light are topologically trivial ones. The Chern number of the Floquet band, which reflects the number of pairs of helical edge bands in graphene ribbons, can be reduced into the winding number at resonance.

Occupation probabilities and current densities of bulk and edge states of a Floquet topological insulator

Results are presented for the occupation probabilities and current densities of bulk and edge states of half-filled graphene in a cylindrical geometry, and irradiated by a circularly polarized laser. It is assumed that the system is closed, and that the laser has been switched on as a quench. Laser parameters corresponding to some representative topological phases are studied: one where the Chern number of the Floquet bands equals the number of chiral edge modes, a second where anomalous edge states appear in the Floquet Brillouin zone boundaries, and a third where the Chern number is zero, yet topological edge states appear at the center and boundaries of the Floquet Brillouin zone. Qualitative differences are found for the high frequency off-resonant and low frequency on-resonant laser with edge states arising due to resonant processes occupied with a high effective temperature on the one hand, while edge states arising due to off-resonant processes occupied with a low effective temperature on the other. For an ideal half-filled system where only one of the bands in the Floquet Brillouin zone is occupied and the other empty, particle-hole and inversion symmetry of the Floquet Hamiltonian implies zero current density. However the laser switch-on protocol breaks the inversion symmetry, resulting in a net cylindrical sheet of current density at steady-state. Due to the underlying chirality of the system, this current density profile is associated with a net charge imbalance between the top and bottom of the cylinders.

Macroscopic Degeneracy of Zero-Mode Rotating Surface States in 3D Dirac and Weyl Semimetals under Radiation.

We investigate the development of novel surface states when 3D Dirac or Weyl semimetals are placed under circularly polarized electromagnetic radiation. We find that the hybridization between inverted Floquet bands opens, in general, a gap, which closes at so-called exceptional points found for complex values of the momentum. This corresponds to the appearance of midgap surface states in the form of evanescent waves decaying from the surface exposed to the radiation. We observe a phenomenon reminiscent of Landau quantization by which the midgap surface states get a large degeneracy proportional to the radiation flux traversing the surface of the semimetal. We show that all of these surface states carry angular current, leading to an angular modulation of their charge that rotates with the same frequency of the radiation, which should manifest in the observation of a macroscopic chiral current in the irradiated surface.

Floquet topological semimetal phases of an extended kicked Harper model.

Recent discoveries on topological characterization of gapless systems have attracted interest in both theoretical studies and experimental realizations. Examples of such gapless topological phases are Weyl semimetals, which exhibit three-dimensional (3D) Dirac cones (Weyl points), and nodal line semimetals, which are characterized by line nodes (two bands touching along a line). Inspired by our previous discoveries that the kicked Harper model exhibits many fascinating features of Floquet topological phases, in this paper we consider a generalization of the model, where two additional periodic system parameters are introduced into the Hamiltonian to serve as artificial dimensions, so as to simulate a 3D periodically driven system. We observe that by increasing the hopping strength and the kicking strength of the system, many new Floquet band touching points at Floquet quasienergies 0 and π will start to appear. Some of them are Weyl points, while the others form line nodes in the parameter space. By taking open boundary conditions along the physical dimension, edge states analogous to Fermi arcs in static Weyl semimetal systems are observed. Finally, by designing an adiabatic pumping scheme, the chirality of the Floquet-band Weyl points and the π Berry phase around Floquet-band line nodes can be manifested.

Scattering matrix invariants of Floquet topological insulators

Similar to static systems, periodically driven systems can host a variety of topologically non-trivial phases. Unlike the case of static Hamiltonians, the topological indices of bulk Floquet bands may fail to describe the presence and robustness of edge states, prompting the search for new invariants. We develop a unified description of topological phases and their invariants in driven systems, by using scattering theory. We show that scattering matrix invariants correctly describe the topological phase, even when all bulk Floquet bands are trivial. Additionally, we use scattering theory to introduce and analyze new periodically driven phases, such as weak topological Floquet insulators, for which invariants were previously unknown. We highlight some of their similarities with static systems, including robustness to disorder, as well as some of the features unique to driven systems, showing that the weak phase may be destroyed by breaking translational symmetry not in space, but in time.

Bandwidth-resonant Floquet states in honeycomb optical lattices

We investigate, within Floquet theory, topological phases in the out-of-equilibrium system that consists of fermions in a circularly shaken honeycomb optical lattice. We concentrate on the intermediate regime, in which the shaking frequency is of the same order of magnitude as the band width, such that adjacent Floquet bands start to overlap, creating a hierarchy of band inversions. It is shown that two-phonon resonances provide a topological phase that can be described within the Bernevig–Hughes–Zhang model of HgTe quantum wells. This allows for an understanding of out-of-equilibrium topological phases in terms of simple band inversions, similar to equilibrium systems.

Topological singularities and the general classification of Floquet–Bloch systems

Recent works have demonstrated that the Floquet–Bloch bands of periodically-driven systems feature a richer topological structure than their non-driven counterparts. The additional structure in the driven case arises from the periodicity of quasienergy, the energy-like quantity that defines the spectrum of a periodically-driven system. Here we develop a new paradigm for the topological classification of Floquet–Bloch bands, based on the time-dependent spectrum of the driven system’s evolution operator throughout one driving period. Specifically, we show that this spectrum may host topologically-protected degeneracies at intermediate times, which control the topology of the Floquet bands of the full driving cycle. This approach provides a natural framework for incorporating the role of symmetries, enabling a unified and complete classification of Floquet–Bloch bands and yielding new insight into the topological features that distinguish driven and non-driven systems.

Spectroscopic probes of isolated nonequilibrium quantum matter: Quantum quenches, Floquet states, and distribution functions

We investigate radio-frequency (rf) spectroscopy, metal-to-superconductor tunneling, and ARPES as probes of isolated out-of-equilibrium quantum systems, and examine the crucial role played by the nonequilibrium distribution function. As an example, we focus on the induced topological time-periodic (Floquet) phase in a 2D $p+ip$ superfluid, following an instantaneous quench of the coupling strength. The post-quench Cooper pairs occupy a linear combination of "ground" and "excited" Floquet states, with coefficients determined by the distribution function. While the Floquet bandstructure exhibits a single avoided crossing relative to the equilibrium case, the distribution function shows a population inversion of the Floquet bands at low energies. For a realization in ultracold atoms, these two features compensate, producing a bulk average rf signal that is well-captured by a quasi-equilibrium approximation. In particular, the rf spectrum shows a robust gap. The single crossing occurs because the quench-induced Floquet phase belongs to a particular class of soliton dynamics for the BCS equation. The population inversion is a consequence of this, and ensures the conservation of the pseudospin winding number. As a comparison, we compute the rf signal when only the lower Floquet band is occupied; in this case, the gap disappears for strong quenches. The tunneling signal in a solid state realization is ignorant of the distribution function, and can show wildly different behaviors. We also examine rf, tunneling, and ARPES for weak quenches, such that the resulting topological steady-state is characterized by a constant nonequilibrium order parameter. In a system with a boundary, tunneling reveals the Majorana edge states. However, the local rf signal due to the edge states is suppressed by a factor of the inverse system size, and is spatially deconfined throughout the bulk of the sample.

Topologically nontrivial Floquet band structure in a system undergoing photonic transitions in the ultrastrong-coupling regime

We consider a system of dynamically-modulated photonic resonator lattice undergoing photonic transition, and show that in the ultra-strong coupling regime such a lattice can exhibit non-trivial topological properties, including topologically non-trivial band gaps, and the associated topologically-robust one-way edge states. Compared with the same system operating in the regime where the rotating wave approximation is valid, operating the system in the ultra-strong coupling regime results in one-way edge modes that has a larger bandwidth, and is less susceptible to loss. Also, in the ultra-strong coupling regime, the system undergoes a topological insulator-to-metal phase transition as one varies the modulation strength. This phase transition has no counter part in systems satisfying the rotating wave approximation, and its nature is directly related to the non-trivial topology of the quasi-energy space.

Statistical Transmutation in Floquet Driven Optical Lattices.

We show that interacting bosons in a periodically driven two dimensional (2D) optical lattice may effectively exhibit fermionic statistics. The phenomenon is similar to the celebrated Tonks-Girardeau regime in 1D. The Floquet band of a driven lattice develops the moat shape, i.e., a minimum along a closed contour in the Brillouin zone. Such degeneracy of the kinetic energy favors fermionic quasiparticles. The statistical transmutation is achieved by the Chern-Simons flux attachment similar to the fractional quantum Hall case. We show that the velocity distribution of the released bosons is a sensitive probe of the fermionic nature of their stationary Floquet state.

Floquet topological transitions in a driven one-dimensional topological insulator

The Su--Schrieffer--Heeger model of polyacetylene is a paradigmatic Hamiltonian exhibiting nontrivial edge states. By using Floquet theory we study how the spectrum of this one-dimensional topological insulator is affected by a time-dependent potential. In particular, we provide evidence of the competition among different photon-assisted processes and the native topology of the unperturbed Hamiltonian to settle the resulting topology at different driving frequencies. While some regions of the quasienergy spectrum develop new gaps hosting Floquet edge states, the native gap can be dramatically reduced and the original edge states may be destroyed or replaced by new Floquet edge states. Our study is complemented by an analysis of the Zak phase applied to the Floquet bands. Besides serving as a simple example for understanding the physics of driven topological phases, our results could find a promising testing ground in cold-matter experiments.

Occupation of topological Floquet bands in open systems

Floquet topological insulators are noninteracting quantum systems that, when driven by a time-periodic field, are described by effective Hamiltonians whose bands carry nontrivial topological invariants. A longstanding question concerns the possibility of selectively populating one of these effective bands, thereby maximizing the system's resemblance to a static topological insulator. We study such Floquet systems coupled to a zero-temperature thermal reservoir that provides dissipation. We find that the resulting electronic steady states are generically characterized by a finite density of excitations above the effective ground state, even when the driving has a small amplitude and/or large frequency. We discuss the role of reservoir engineering in mitigating this problem.

Theory of Floquet band formation and local pseudospin textures in pump-probe photoemission of graphene.

Ultrafast materials science promises optical control of physical properties of solids. Continuous-wave circularly polarized laser driving was predicted to induce a light-matter coupled state with an energy gap and a quantum Hall effect, coined Floquet topological insulator. Whereas the envisioned Floquet topological insulator requires high-frequency pumping to obtain well-separated Floquet bands, a follow-up question regards the creation of Floquet-like states in graphene with realistic low-frequency laser pulses. Here we predict that short optical pulses attainable in experiments can lead to local spectral gaps and novel pseudospin textures in graphene. Pump-probe photoemission spectroscopy can track these states by measuring sizeable energy gaps and Floquet band formation on femtosecond time scales. Analysing band crossings and pseudospin textures near the Dirac points, we identify new states with optically induced nontrivial changes of sublattice mixing that leads to Berry curvature corrections of electrical transport and magnetization.

Hierarchy of Floquet gaps and edge states for driven honeycomb lattices

Electromagnetic driving in a honeycomb lattice can induce gaps and topological edge states with a structure of increasing complexity as the frequency of the driving lowers. While the high-frequency case is the most simple to analyze we focus on the multiple photon processes allowed in the low-frequency regime to unveil the hierarchy of Floquet edge states. In the case of low intensities an analytical approach allows us to derive effective Hamiltonians and address the topological character of each gap in a constructive manner. At high intensities we obtain the net number of edge states, given by the winding number, with a numerical calculation of the Chern numbers of each Floquet band. Using these methods, we find a hierarchy that resembles that of a Russian nesting doll. This hierarchy classifies the gaps and the associated edge states in different orders according to the electron-photon coupling strength. For large driving intensities, we rely on the numerical calculation of the winding number, illustrated in a map of topological phase transitions. The hierarchy unveiled with the low-energy effective Hamiltonians, along with the map of topological phase transitions, discloses the complexity of the Floquet band structure in the low-frequency regime. The proposed method for obtaining the effective Hamiltonian can be easily adapted to other Dirac Hamiltonians of two-dimensional materials and even the surface of a three-dimensional topological insulator.

Interband coherence induced correction to adiabatic pumping in periodically driven systems

Periodic driving can create topological phases of matter absent in static systems. In terms of the displacement of the position expectation value of a time-evolving wavepacket in a closed system, a type of adiabatic dynamics in periodically driven systems is studied for general initial states possessing coherence between different Floquet bands. Under one symmetry assumption, the displacement of the wavepacket center over one adiabatic cycle is found to be comprised by two components independent of the time scale of the adiabatic cycle: a weighted integral of the Berry curvature summed over all Floquet bands, plus an interband coherence induced correction. The found correction is beyond a naive application of the quantum adiabatic theorem but survives in the adiabatic limit due to interband coherence. Our theoretical results are hence of general interest towards an improved understanding of the quantum adiabatic theorem. Our theory is checked using a periodically driven superlattice model with nontrivial topological phases. In addition to probing topological phase transitions, the adiabatic dynamics studied in this work is now also anticipated to be useful in manifesting coherence and decoherence effects in the representation of Floquet bands.

Multiterminal conductance of a Floquet topological insulator.

We report on simulations of the dc conductance and quantum Hall response of a Floquet topological insulator using Floquet scattering theory. Our results reveal that laser-induced edge states lead to quantum Hall plateaus once imperfect matching with the nonilluminated leads is lessened. The magnitude of the Hall plateaus, however, is not directly related to the number and chirality of all the edge states at a given energy, as usual. Instead, the plateaus are dominated by those edge states adding to the time-averaged density of states. Therefore, the dc quantum Hall conductance of a Floquet topological insulator is not directly linked to topological invariants of the full Floquet bands.

Aspects of Floquet bands and topological phase transitions in a continuously driven superlattice

Recently the creation of novel topological states of matter by a periodic driving field has attracted great attention. To motivate further experimental and theoretical studies, we investigate interesting aspects of Floquet bands and topological phase transitions in a continuously driven Harper model. In such a continuously driven system with an odd number of Floquet bands, the bands are found to have nonzero Chern numbers in general and topological phase transitions take place as we tune various system parameters, such as the amplitude or the period of the driving field. The nontrivial Floquet band topology results in a quantized transport of Wannier states in the lattice space. For certain parameter choices, very flat yet topologically nontrivial Floquet bands may also emerge, a feature that is potentially useful for the simulation of physics of strongly correlated systems. Some cases with an even number of Floquet bands may also have intriguing Dirac cones in the spectrum. Under open boundary conditions, anomalous counter-propagating chiral edge modes and degenerate zero modes are also found as the system parameters are tuned. These results should be of experimental interest because a continuously driven system is easier to realize than a periodically kicked system.

Tuning the Mobility of a Driven Bose-Einstein Condensate via Diabatic Floquet Bands

We study the response of ultracold atoms to a weak force in the presence of a temporally strongly modulated optical lattice potential. It is experimentally demonstrated that the strong ac driving allows for a tailoring of the mobility of a dilute atomic Bose-Einstein condensate with the atoms moving ballistically either along or against the direction of the applied force. Our results are in agreement with a theoretical analysis of the Floquet spectrum of a model system, thus revealing the existence of diabatic Floquet bands in the atoms' band spectra and highlighting their role in the nonequilibrium transport of the atoms.