F-theory Realization Research Articles

The fate of discrete 1-form symmetries in 6d

Recently introduced generalized global symmetries have been useful in order to understand non-perturbative aspects of quantum field theories in four and lower dimensions. In this paper we focus on 1-form symmetries of weakly coupled 6d supersymmetric gauge theories coupled to dynamical tensor multiplets. We study the consistency of global 1-form symmetries corresponding to the center of the gauge groups, or subgroups thereof, by activating their background fields, which makes the instanton density fractional. In 6d, an instanton background for a given gauge theory sources BPS strings via tadpole cancelation. The non-trivial 1-form symmetry background configurations contribute to the charge of the BPS strings. However, Dirac quantization imposes restrictions on the consistent 1-form backgrounds, since they can in general lead to and induce fractional charges, thus making (part of) the putative higher-form symmetry inconsistent. This gives explicit criteria to determine whether the discrete 1-form symmetries are realized. We implement these criteria in concrete examples originating from string compactifications. We also corroborate this by finding that a non-trivial fractional contribution is related to states which explicitly break the global 1-form symmetry appearing as massive excitations of the 6d BPS strings. For 6d theories consistently coupled to gravity, this hints at a symmetry breaking tower of states. When the fractional contributions are absent, the F-theory realization of the theories points to the gauging of the 1-form symmetry via the presence of non-trivial Mordell--Weil torsion.

String defects, supersymmetry and the Swampland

Recently, Kim, Shiu and Vafa proposed general consistency conditions for six dimensional supergravity theories with minimal supersymmetry coming from couplings to strings. We test them in explicit perturbative orientifold models in order to unravel the microscopic origin of these constraints. Based on the perturbative data, we conjecture the existence of null charges Q∙Q = 0 for any six-dimensional theory with at least one tensor multiplet, coupling to string defects of charge Q. We then include the new constraint to exclude some six-dimensional supersymmetric anomaly-free examples that have currently no string or F-theory realization. We also investigate the constraints from the couplings to string defects in case where supersymmetry is broken in tachyon free vacua, containing non-BPS configurations of brane supersymmetry breaking type, where the breaking is localized on antibranes. In this case, some conditions have naturally to be changed or relaxed whenever the string defects experience supersymmetry breaking, whereas the constraints are still valid if they are geometrically separated from the supersymmetry breaking source.

General prescription for globalU(1)’s in 6D SCFTs

We present a general prescription for determining the global U(1) symmetries of six-dimensional superconformal field theories (6D SCFTs). We use the quiver-like gauge theory description of the tensor branch to identify candidate U(1) symmetries which can act on generalized matter. The condition that these candidate U(1)'s are free of Adler-Bell-Jackiw (ABJ) anomalies provides bottom-up constraints for U(1)'s. This agrees with the answer obtained from symmetry breaking patterns induced by Higgs branch flows. We provide numerous examples illustrating the details of this proposal. In the F-theory realization of these theories, some of these symmetries originate from deformations of non-abelian flavor symmetries localized on a component of the discriminant, while others come from an additional generator of the Mordell-Weil group. We also provide evidence that some of these global U(1)'s do not arise from gauge symmetries, as would happen in taking a decoupling limit of a model coupled to six-dimensional supergravity.

On the BPS Spectrum of the rank-1 Minahan-Nemeschansky theories

The F-theory realization of the rank-1 Minahan Nemeschansky (MN) E6, E7 and E8 theories leads to a description of the BPS states on the Coulomb branch in terms of Type IIB (p, q)-string networks. Subject to a simple ansatz for the types of networks which can occur, we study the representations of the flavor symmetry group which occur in the BPS spectrum. The results we find for the E6 and E7 theories are in perfect agreement with previous calculations by other methods (in particular, we find that arbitrarily large representations occur), but our scheme is easier to implement and more computationally efficient. The string network picture also gives a possible explanation of the experimental observation that in rank-1 MN theories, BPS states whose charge is n times a primitive charge occur with BPS index divisible by (−1)n+1n.

An F-theory realization of the chiral MSSM with \u21242-parity

Using F-theory we construct 4D mathcal{N}=1 SUGRA theories with the Standard Model gauge group, three chiral generations, and matter parity in order to forbid all dimension four baryon and lepton number violating operators. The underlying geometries are derived by constructing smooth genus-one fibered Calabi-Yau fourfolds using toric tops that have a Jacobian fibration with rank one Mordell-Weil group and SU(3) × SU(2) singularities. The necessary gauge backgrounds on the smooth fourfolds are shown to be fully compatible with the quantization condition, including positive integer D3-tadpoles. This construction realizes for the first time a consistent UV completion of an MSSM-like model with matter parity in F-theory. Moreover our construction is general enough to also exhibit other relevant ℤ2 charge extensions of the MSSM such as lepton and baryon parity. Such models however are rendered inconsistent by non-integer fluxes, which are necessary for producing the exact MSSM chiral spectrum. These inconsistencies turn out to be intimately related to field theory considerations regarding a UV-embedding of the ℤ2 into a U(1) and the resulting discrete anomalies.

4D gauge theories with conformal matter

One of the hallmarks of 6D superconformal field theories (SCFTs) is that on a partial tensor branch, all known theories resemble quiver gauge theories with links comprised of 6D conformal matter, a generalization of weakly coupled hypermultiplets. In this paper we construct 4D quiverlike gauge theories in which the links are obtained from compactifications of 6D conformal matter on Riemann surfaces with flavor symmetry fluxes. This includes generalizations of super QCD with exceptional gauge groups and quarks replaced by 4D conformal matter. Just as in super QCD, we find evidence for a conformal window as well as confining gauge group factors depending on the total amount of matter. We also present F-theory realizations of these field theories via elliptically fibered Calabi-Yau fourfolds. Gauge groups (and flavor symmetries) come from 7-branes wrapped on surfaces, conformal matter localizes at the intersection of pairs of 7-branes, and Yukawas between 4D conformal matter localize at points coming from triple intersections of 7-branes. Quantum corrections can also modify the classical moduli space of the F-theory model, matching expectations from effective field theory.

Compact, singular G2-holonomy manifolds and M/heterotic/F-theory duality

We study the duality between M-theory on compact holonomy G2-manifolds and the heterotic string on Calabi-Yau three-folds. The duality is studied for K3-fibered G2-manifolds, called twisted connected sums, which lend themselves to an application of fiber-wise M-theory/Heterotic Duality. For a large class of such G2-manifolds we are able to identify the dual heterotic as well as F-theory realizations. First we establish this chain of dualities for smooth G2-manifolds. This has a natural generalization to situations with non-abelian gauge groups, which correspond to singular G2-manifolds, where each of the K3-fibers degenerates. We argue for their existence through the chain of dualities, supported by non-trivial checks of the spectra. The corresponding 4d gauge groups can be both Higgsable and non-Higgsable, and we provide several explicit examples of the general construction.

F-theory and N $$ \mathcal{N} $$ = 1 SCFTs in four dimensions

Using the F-theory realization, we identify a subclass of 6d (1,0) SCFTs whose compactification on a Riemann surface leads to N = 1 4d SCFTs where the moduli space of the Riemann surface is part of the moduli space of the theory. In particular we argue that for a special case of these theories (dual to M5 branes probing ADE singularities), we obtain 4d N = 1 theories whose space of marginal deformations is given by the moduli space of flat ADE connections on a Riemann surface.

On the Defect Group of a 6D SCFT

We use the F-theory realization of 6D superconformal field theories (SCFTs) to study the corresponding spectrum of stringlike, i.e. surface defects. On the tensor branch, all of the stringlike excitations pick up a finite tension, and there is a corresponding lattice of string charges, as well as a dual lattice of charges for the surface defects. The defect group is data intrinsic to the SCFT and measures the surface defect charges which are not screened by dynamical strings. When non-trivial, it indicates that the associated theory has a partition vector rather than a partition function. We compute the defect group for all known 6D SCFTs, and find that it is just the abelianization of the discrete subgroup of U(2) which appears in the classification of 6D SCFTs realized in F-theory. We also explain how the defect group specifies defining data in the compactification of a (1,0) SCFT.

F-Theory, spinning black holes and multi-string branches

We study 5d supersymmetric black holes which descend from strings of generic $\mathcal{N}=(1,0)$ supergravity in 6d. These strings have an F-theory realization in 6d as D3 branes wrapping smooth genus $g$ curves in the base of elliptic 3-folds. They enjoy $(0,4)$ worldsheet supersymmetry with an extra $SU(2)_L$ current algebra at level $g$ realized on the left-movers. When the smooth curves degenerate they lead to multi-string branches and we find that the microscopic worldsheet theory flows in the IR to disconnected 2d CFTs having different central charges. The single string sector is the one with maximal central charge, which when wrapped on a circle, leads to a 5d spinning BPS black hole whose horizon volume agrees with the leading entropy prediction from the Cardy formula. However, we find new phenomena where this branch meets other branches of the CFT. These include multi-string configurations which have no bound states in 6 dimensions but are bound through KK momenta when wrapping a circle, as well as loci where the curves degenerate to spheres. These loci lead to black hole configurations which can have total angular momentum relative to a Taub-Nut center satisfying $J^2 > M^3$ and whose number of states, though exponentially large, grows much slower than those of the large spinning black hole.

Atomic classification of 6D SCFTs

We use F-theory to classify possibly all six-dimensional superconformal field theories (SCFTs). This involves a two step process: We first classify all possible tensor branches allowed in F-theory (which correspond to allowed collections of contractible spheres) and then classify all possible configurations of seven-branes wrapped over them. We describe the first step in terms of "atoms" joined into "radicals" and "molecules," using an analogy from chemistry. The second step has an interpretation via quiver-type gauge theories constrained by anomaly cancellation. A very surprising outcome of our analysis is that all of these tensor branches have the structure of a linear chain of intersecting spheres with a small amount of possible decoration at the two ends. The resulting structure of these SCFTs takes the form of a generalized quiver consisting of ADE-type nodes joined by conformal matter. A collection of highly non-trivial examples involving E8 small instantons probing an ADE singularity is shown to have an F-theory realization. This yields a classification of homomorphisms from ADE subgroups of SU(2) into E8 in purely geometric terms, largely matching results obtained in the mathematics literature from an intricate group theory analysis.

More on the matter of 6D SCFTs

M5-branes probing an ADE singularity lead to 6D SCFTs with (1,0) supersymmetry. On the tensor branch, the M5-branes specify domain walls of a 7D Super Yang–Mills theory with gauge group G of ADE-type, thus providing conformal matter for a broad class of generalized quiver theories. Additionally, these theories have G×G flavor symmetry, and a corresponding Higgs branch. In this Note we use the F-theory realization of these theories to calculate the scaling dimension of the operator parameterizing seven-brane recombination, i.e. motion of the stack of M5-branes off of the orbifold singularity. In all cases with an interacting fixed point, we find that this operator has scaling dimension at least six, and defines a marginal irrelevant deformation.

Tate’s algorithm for F-theory GUTs with two U(1)s

We present a systematic study of elliptic fibrations for F-theory realizations of gauge theories with two U(1) factors. In particular, we determine a new class of SU(5) x U(1)^2 fibrations, which can be used to engineer Grand Unified Theories, with multiple, differently charged, 10 matter representations. To determine these models we apply Tate's algorithm to elliptic fibrations with two U(1) symmetries, which are realized in terms of a cubic in P^2. In the process, we find fibers which are not characterized solely in terms of vanishing orders, but with some additional specialization, which plays a key role in the construction of these novel SU(5) models with multiple 10 matter. We also determine a table of Tate-like forms for Kodaira fibers with two U(1)s.

6d Conformal matter

A single M5-brane probing G, an ADE-type singularity, leads to a system which has G x G global symmetry and can be viewed as "bifundamental" (G,G) matter. For the A_N series, this leads to the usual notion of bifundamental matter. For the other cases it corresponds to a strongly interacting (1,0) superconformal system in six dimensions. Similarly, an ADE singularity intersecting the Horava-Witten wall leads to a superconformal matter system with E_8 x G global symmetry. Using the F-theory realization of these theories, we elucidate the Coulomb/tensor branch of (G,G') conformal matter. This leads to the notion of fractionalization of an M5-brane on an ADE singularity as well as fractionalization of the intersection point of the ADE singularity with the Horava-Witten wall. Partial Higgsing of these theories leads to new 6d SCFTs in the infrared, which we also characterize. This generalizes the class of (1,0) theories which can be perturbatively realized by suspended branes in IIA string theory. By reducing on a circle, we arrive at novel duals for 5d affine quiver theories. Introducing many M5-branes leads to large N gravity duals.

F-theory on all toric hypersurface fibrations and its Higgs branches

We consider F-theory compactifications on genus-one fibered Calabi-Yau manifolds with their fibers realized as hypersurfaces in the toric varieties associated to the 16 reflexive 2D polyhedra. We present a base-independent analysis of the codimension one, two and three singularities of these fibrations. We use these geometric results to determine the gauge groups, matter representations, 6D matter multiplicities and 4D Yukawa couplings of the corresponding effective theories. All these theories have a non-trivial gauge group and matter content. We explore the network of Higgsings relating these theories. Such Higgsings geometrically correspond to extremal transitions induced by blow-ups in the 2D toric varieties. We recover the 6D effective theories of all 16 toric hypersurface fibrations by repeatedly Higgsing the theories that exhibit Mordell-Weil torsion. We find that the three Calabi-Yau manifolds without section, whose fibers are given by the toric hypersurfaces in $$ {\mathrm{\mathbb{P}}}^2,{\mathrm{\mathbb{P}}}^1\times {\mathrm{\mathbb{P}}}^1 $$ and the recently studied $$ {\mathrm{\mathbb{P}}}^2\left(1,\;1,\;2\right) $$ , yield F-theory realizations of SUGRA theories with discrete gauge groups $$ {\mathbb{Z}}_3 $$ , $$ {\mathbb{Z}}_2 $$ and $$ {\mathbb{Z}}_4 $$ . This opens up a whole new arena for model building with discrete global symmetries in F-theory. In these three manifolds, we also find codimension two I 2-fibers supporting matter charged only under these discrete gauge groups. Their 6D matter multiplicities are computed employing ideal techniques and the associated Jacobian fibrations. We also show that the Jacobian of the biquadric fibration has one rational section, yielding one U(1)-gauge field in F-theory. Furthermore, the elliptically fibered Calabi-Yau manifold based on dP 1 has a U(1)-gauge field induced by a non-toric rational section. In this model, we find the first F-theory realization of matter with U(1)-charge q = 3.

Structure in 6D and 4D $ \mathcal{N}=1 $ supergravity theories from F-theory

We explore some aspects of 4D supergravity theories and F-theory vacua that are parallel to structures in the space of 6D theories. The spectrum and topological terms in 4D supergravity theories correspond to topological data of F-theory geometry, just as in six dimensions. In particular, topological axion-curvature squared couplings appear in 4D theories; these couplings are characterized by vectors in the dual to the lattice of axion shift symmetries associated with string charges. These terms are analogous to the Green-Schwarz terms of 6D supergravity theories, though in 4D the terms are not generally linked with anomalies. We outline the correspondence between F-theory topology and data of the corresponding 4D supergravity theories. The correspondence of geometry with structure in the low-energy action illuminates topological aspects of heterotic-F-theory duality in 4D as well as in 6D. The existence of an F-theory realization also places geometrical constraints on the 4D supergravity theory in the large-volume limit.

Global aspects of the space of 6D $ \mathcal{N} = 1 $ supergravities

We perform a global analysis of the space of consistent 6D quantum gravity theories with N = 1 supersymmetry, including models with multiple tensor multiplets. We prove that for theories with fewer than T = 9 tensor multiplets, a finite number of distinct gauge groups and matter content are possible. We find infinite families of field combinations satisfying anomaly cancellation and admitting physical gauge kinetic terms for T > 8. We find an integral lattice associated with each apparently-consistent supergravity theory; this lattice is determined by the form of the anomaly polynomial. For models which can be realized in F-theory, this anomaly lattice is related to the intersection form on the base of the F-theory elliptic fibration. The condition that a supergravity model have an F-theory realization imposes constraints which can be expressed in terms of this lattice. The analysis of models which satisfy known low-energy consistency conditions and yet violate F-theory constraints suggests possible novel constraints on low-energy supergravity theories.

Dynamically SUSY breaking SQCD on F-theory seven-branes

We study how dynamically breaking SQCD can be obtained on two intersecting seven-branes in F-theory. In the mechanism which we present in this paper one of the seven-branes is responsible for producing the low-energy gauge group and the other one is for generating vector bundle moduli. The fundamental matter charged under the gauge group is localized on the intersection. The mass of the matter fields is controlled by the vector bundle moduli. The analysis of under what conditions a sufficient number of the fundamental flavors becomes light turns out to be equivalent to the analysis of non-perturbative superpotentials for vector bundle moduli in Heterotic M-theory. We give an example in which we present an explicit equation in the moduli space whose zero locus corresponds to the fundamental fields becoming light. This allows us to provide a local F-theory realization of massive ${\cal N}=1$, $SU(N_c)$ SQCD in the free magnetic range which dynamically breaks supersymmetry.