Excavation Walls Research Articles

A study of pile row barriers close to the retaining wall of a deep excavation to protect existing tunnels: physical testing and a case history

A study of pile row barriers close to the retaining wall of a deep excavation to protect existing tunnels: physical testing and a case history

The impact of discontinuities on spalling failure in excavations under high-stress conditions

The Continuum Voronoi Block Model (CVBM), a pseudo-discontinuum modeling technique based on the Finite Element Method, was employed to investigate the impact of discontinuities on spalling phenomena around excavations in rocks under high-stress conditions. The CVBM’s ability to produce numerical results consistent with spalling was demonstrated through a case study of the Mine-by tunnel. The results show that the model can explicitly capture the formation of macro-fractures parallel to excavation walls, intact rock slabs, and V-shaped notches. The results of this case study support the application of CVBM for parametric analyses to investigate the role of discontinuities in spalling failure, integrating discrete fracture network (DFN) into the model. The influence of DFN parameters such as dip angle, spacing, persistence, position, and mechanical properties is also evaluated. It was found that discontinuities promote stress relief due to shear, thereby altering spalling damage around the excavation in highly stressed rock. This finding highlights the crucial role of discontinuities in influencing the behavior of excavations under such conditions.

Identifying failure connection area on wall for deep excavation based on system stiffness influence factor

In this study, a methodology to identify weak or failure connection area on the wall of deep excavation was proposed based on the system stiffness influence factor (IF), which can be beneficially utilized for wall-collapse prevention and forecasting system. Irregular excavation configuration common in urban areas and various weak-connection locations were considered. Three-dimensional finite element analyses with full consideration of actual staged excavation and strut-waler connection condition were performed. It was found that wall deflection and ground movement increased as the location of weak connection became deeper. It was also found that the influence of weak connection on the wall behavior became more pronounced as it located towards the center of the wall. The effects of weak connection on wall deflection were evaluated and quantified using IF. A modification procedure for IF was introduced to consider the effects of depth and horizontal weak-connection locations. The modified IF was adopted to establish a method for quantifying and identifying weak or failure connection area on the wall based on measured wall deflection from field monitoring. Case examples were selected to check the validity of the proposed method. The compared results showed that monitored and predicted locations of weak connection were in close agreement.

Seismic response of braced excavation wall supporting deep sand layer using dynamic centrifuge tests

This paper presents the dynamic centrifuge model tests to investigate the seismic performance of a 24.8 m deep braced diaphragm wall supporting dry sand backfill soil at 40 g level acceleration. The model tests aim to determine the acceleration response of the backfill, seismic earth pressures acting on the wall, and the dynamic increment of the structure's inner force for sand backfills with different relative densities. Particularly, the horizontal seismic coefficient, earth pressure distribution, and dynamic thrust are analyzed in detail. Based on the experimental results, the dynamic thrust development is consistent for peak ground accelerations at bedrock less than 0.12 g and 0.10 g for relavitve densities of 78 % and 54 %, respectively. However, the dynamic thrust starts to increase when the bedrock acceleration exceeds this threshold. Moreover, the varying trend of dynamic thrusts under ground input motion employed during at the initial excitation differs from that of the succeeding input motions, likely due to the changes in relative density caused by backfill disturbance from sequential excitation. The increasing rate of increase on the dynamic thrusts among Northridge, Kobe, and artificial excitations was changed with the amplitude of the acceleration response. Lastly, the wall bending moment and strut axial force increase by up to 97.3 % and 12.9 % of the maximum value of member force on the at-rest condition due to earthquake loading.

Effect of stiffness of building adjacent to excavation on deformation of the excavation wall

Effect of stiffness of building adjacent to excavation on deformation of the excavation wall

Emergency Strategies for Gushing Water of Borehole and Numerical Simulation on Circular Diaphragm Wall Excavation with Ring-Beams

This study explores the underground structure and soil retention capabilities of a large-scale circular diaphragm wall (93.5 m in diameter) utilized as a soil retention strategy in deep excavation projects. The symmetrical design of the wall facilitates the use of an unsupported construction method, effectively resisting soil and water pressures. Using PLAXIS 3D 2017 software, this study simulates wall deformation and ground settlement, employing three different soil models to assess behavior under standard and emergency water gushing scenarios. The results show that the hardening soil (HS) model most accurately reflects the actual deformations and settlements. This study also finds that adjusting Young’s modulus for clay significantly impacts the accuracy of soil behavior predictions, while changes in the properties of sand have minimal effects. This research highlights the challenges posed by water gushing and suggests the need for model improvements to capture better the dynamic interactions between soil and water pressure, which could lead to wall tilting. Overall, this study offers innovative and practical value, providing crucial insights for designing and mitigating strategies in large-scale circular deep excavation projects, especially in regions such as Taiwan, where such constructions are rare and face unique challenges.

Development of a finite element groundwater flow model to test drainage management strategies for the expansion of the Dareh-Zar open pit mine, Iran

A finite-element groundwater flow model was developed for the expanding Dareh-Zar open pit mine in southern Iran, to simulate groundwater inflow into the excavation and mine wall pore pressure dynamics. The model was used to test the effectiveness of implementing different drainage management strategies to reduce groundwater inflow rates and mine wall pore pressures, including abstraction wells and horizontal drains. Model predictions suggest the implementation of abstraction wells will reduce groundwater inflow rates by 75% during the first 12 years of mining and 50% during the subsequent 5 years relative to a ‘no drainage’ management scenario, with further reductions in groundwater inflow achieved through horizontal drain installation. Furthermore, the installation of horizontal drains was found to be necessary to reduce mine-wall pore pressures from destabilizing the mine walls. Groundwater management of the decommissioned pit mine was also evaluated, with simulation results suggesting that backfilling the excavation would restore the groundwater level within the open pit mine region to ~2,442 m above sea level, representing a net restoration of ~204 m relative to the water table prior to mine closure.

The influence of excavation support construction on the settlement of adjacent structures

The paper presents an examination of the subsoil settlement in the neighbourhood of a deep excavation with particular reference to the excavation support construction method. Analysis was carried out for a selected deep excavation with a residential building in the vicinity. The most used technologies were considered, i.e., sheet pile walls, soldier pile walls, bored pile walls, and diaphragm walls. A total of 14 wall variants were examined to investigate the differences that certain characteristics have on the surrounding area. The impact of excavation support was assessed for two anchorage level schemes, taking into account three excavation phases. On this basis, the settlement profile next to the excavation wall was determined, and the settlement of the adjacent building was calculated. A key factor identified was the trench wall support scheme. Furthermore, a strong correlation was found between the stiffness of the wall and the maximum settlement observed.

Evaluation of using hardening soil model for predicting wall deflections caused by deep excavation: A case study at the Ho Chi Minh metro line 1, Vietnam

The goal of this study is to assess the application of the Hardening soil model in predicting the deformation of retaining walls of excavations in 2D and 3D finite element analysis at the Ho Chi Minh Metro project. Designed as the deepest underground station in the first metro line built in Ho Chi Minh City (HCMC), Opera House station is located in an area with a dense building zone and close to historical buildings. A summary of the input soil properties is provided using data from site investigations, in-situ tests, and laboratory tests. By numerical simulation using the Hardening soil model, the parameters of the soil stiffness modulus value are verified based on the Standard Penetration Test (SPT), and Pressuremeter test (PMT). The obtained results of the numerical analysis by 2D and 3D finite element methods, and field observations indicate that applying the Hardening soil model with soil stiffness modulus obtained in situ tests gives reasonable results on the displacement of the retaining wall at the final phase. The relationship between the SPT value and the stiffness modulus of HCMC sand is a function of depth. This correlation is obtained through the comparison of wall deformation between the simulation and monitoring at the construction site. The results of the difference between 2D and 3D finite element analysis also are discussed in this study.

Observed soil arching-induced ground deformation and stress redistribution behind braced excavation

This paper presents observed arching-induced ground deformation and stress redistribution behind braced excavation using the top-down construction method. The soil properties around the excavation were determined by laboratory and field tests. The ground deformation, soil displacement vector, strain path, principal strain, maximum shear strain, lateral earth pressure, pore water pressure, and effective stress path are presented based on the measured data. The majority of soil behind the wall is under volumetric expansion, indicating consolidation, creep behavior, or a combination of both. Besides, two periods of increases in pore pressure are observed, due to stress transfer from the lower to the upper parts (i.e., soil arching effect). The deep inward movement of the wall and the nearby soil accounts for the distribution of lateral earth pressure acting on the wall. The soil located behind the area of maximum wall deformation and adjacent to the wall, as well as the soil below the excavation base intersected by the shear plane, is in an active stress state. The lateral earth pressure at 5 m from the left excavation wall showed minimal changes, due to the combined effects of soil arching from lateral excavation and shield tunneling.

A simple method for estimating the coarse lateral root biomass of shrubs using ground-penetrating radar: Validation by Caragana microphylla Lam. in Inner Mongolia

The potential increases in carbon stocks in arid regions due to recent shrub encroachment have attracted extensive interest among both ecologists and carbon policy analysts. Quantifying the shrub root biomass amount in these ecosystems is essential to understanding the ecological changes occurring. In this paper, we proposed a simple nondestructive method for estimating the coarse lateral root biomass of shrubs based on the root counts obtained from ground-penetrating radar (GPR) radargrams. Root data were gathered via field experiments using GPR with antenna center frequencies of 900 MHz and 400 MHz. Five Caragana microphylla Lam. shrubs of different sizes were selected for measuring objects, and a total of 40 GPR survey lines were established for GPR data acquisition. The soil profile wall excavation method was used to obtain the total root biomass from each radargram. A model for estimating the root biomass was built by establishing the relationship between the root biomass in each profile and the root counts interpreted from the radargrams. According to the mathematical relationship between the root diameter and root biomass, the proxy root radius was derived, which could explain the rationality of the proposed model from the biological mechanism. The established model provided high confidence in estimating the root dry biomass using the GPR data obtained at the two antenna frequencies (R2= 0.73 for 900 MHz and R2= 0.71 for 400 MHz). The leave-one-out cross-validation results showed that the model exhibits satisfactory performance. This study expands the application of geophysical methods in root research and offers a new simplified method for estimating the root biomass from GPR data under field conditions.

Numerical study of creep in soil anchor walls - a case study

ABSTRACT One of the fundamental unknowns in geotechnical engineering, particularly in the design and analysis of retaining walls, is creep. Traditional design approaches for anchored walls often specify a certain prestressing force in the anchors while allowing minimal wall displacement. Unfortunately, the long-term effects of creep are frequently overlooked. Over time, creep leads to increasing displacement in anchored walls, changing the loads acting on stabilizing elements and diminishing the factor of safety for excavation stability. While past research has predominantly focused on short-term behaviour in anchored and nailed walls, only limited attention has been devoted to their long-term behaviour. This study addresses the existing gap by collecting data related to the long-term behaviour of anchored walls in an excavation project. Utilizing two-dimensional finite element numerical modelling, using plane-strain analyses, the study predicts the behaviour of these walls both at the end of the excavation and five years after its completion. Long-term behaviour modelling employs a history matching approach to determine creep variables. Subsequently, the study investigates horizontal wall displacements and changes in loads within the anchors over a five-year period. Through a comparison of modelling results with field measurements, the study demonstrates the model validation in forecasting horizontal displacements at various locations and changes in loads on the anchors over time. Furthermore, the proposed method for long-term deformation calculations of excavation walls enables the anticipation of when horizontal wall displacements may surpass allowable limits. This research concludes with an examination of the evolving trends in anchor loads over time, substantiated by a combination of measurements and numerical modelling.

Performance comparison of machine learning algorithms for maximum displacement prediction in soldier pile wall excavation

One of the common excavation methods in the construction of urban infrastructures as well as water and wastewater facilities is the excavation through soldier pile walls. The maximum lateral displacement of pile wall is one of the important variables in controlling the stability of the excavation and its adjacent structures. Nowadays, the application of machine learning methods is widely used in engineering sciences due to its low cost and high speed of calculation. This paper utilized three intelligent machine learning algorithms based on the excavation method through soldier pile walls, namely eXtreme gradient boosting (XGBoost), least square support vector regressor (LS-SVR), and random forest (RF), to predict maximum lateral displacement of pile walls. The results showed that the implemented XGBoost model performed excellently and could make predictions for maximum lateral displacement of pile walls with the mean absolute error of 0.1669, the highest coefficient of determination 0.9991, and the lowest root mean square error 0.3544. Although the LS-SVR, and RF models were less accurate than the XGBoost model, they provided good prediction results of maximum lateral displacement of pile walls for numerical outcomes. Furthermore, a sensitivity analysis was performed to determine the most effective parameters in the XGBoost model. This analysis showed that soil elastic modulus and excavation height had a strong influence on of maximum lateral displacement of pile wall prediction.

Influence of Different Construction Methods on Lateral Displacement of Diaphragm Walls in Large-Scale Unsupported Deep Excavation

This study examines the influence of different construction methods on the lateral displacement of diaphragm walls in large-scale, unsupported deep excavations. Using the three-dimensional finite element method (FEM) with PLAXIS 3D 2017 software, the research assesses how varying construction techniques impact wall stability, particularly in proximity to sensitive structures like metro systems. The project uniquely integrates peripheral top-down and central bottom-up approaches to minimize environmental disruption. Key focus areas include the roles of back-pull slabs, zoned excavation, and cross walls in reducing wall deformation. Findings reveal that zoned excavation significantly controls lateral displacement on longer site sides, enhancing adjacent structure safety and overall construction integrity. Back-pull slabs are shown to effectively decrease top wall deformation, thereby increasing structural stiffness. Moreover, despite their considerable length (nearly 60 m), cross walls play a crucial role in controlling lateral deformation along the excavation’s length. These insights offer valuable guidance for future projects, especially in regions like Taiwan, where experience with such large-scale, unsupported excavations is limited.

Soil Arching–Induced Lateral Earth Pressure Redistribution on the Retaining Wall in a Multistrutted Excavation in Soft Soil

Soil Arching–Induced Lateral Earth Pressure Redistribution on the Retaining Wall in a Multistrutted Excavation in Soft Soil

Rational design solutions for deep excavations using soil nail wall systems

Purpose. The study aims to optimize the design and reduce soil nail length in deep excavations with a soil nail system in fast-draining soils. Additionally, it investigates the parameters influencing slope stability in fast-draining soils. Methods. Integrating field and lab data with soil nail properties and advanced modeling, this study investigates how fixed nail length, inclination and spacing affect the stability of a 20 m-deep excavation in fast-draining soil. Findings. The study findings reveal that optimal parameters, such as nail spacing and inclination angle, have been identified for reinforcing deep excavation walls, ensuring stability with minimal nail length. Notably, the stability of excavation walls can be achieved without the need to increase the length of the soil nails. The recommended parameters are characteristic of an 8-meter-long soil nail system, a 30-degree inclination angle, and a spacing of 1.5×1.5 meters. Originality. This study presents a novel perspective on the structural characteristics of soil nails by determining emphasizing nail spacing, inclination angle, and fixed nail length. It offers a comprehensive framework for designing soil nail walls in fast-draining soils during deep excavations, contributing to advancements in open-cut excavation practices. Practical implications. The study offers practical implications for designers involved in deep slope earthworks, enabling the development of efficient and rational design solutions that ensure excavation stability and prevent displacement during excavation while reducing costs and project duration.

Mechanism of Seismic Earth Pressure on Braced Excavation Wall Installed in Shallow Soil Depth by Dynamic Centrifuge Model Tests

Mechanism of Seismic Earth Pressure on Braced Excavation Wall Installed in Shallow Soil Depth by Dynamic Centrifuge Model Tests

Analysis of artificial intelligence approaches to predict the wall deflection induced by deep excavation

Abstract The geological condition of Ho Chi Minh (HCM) City is soft soil and high groundwater and includes two main structural layers such as Pleistocene and Holocene sediments. Therefore, deep excavation of all the high-rise buildings in the city is usually supported by concrete retaining walls such as the diaphragm or bored pile retaining walls. The system limits the excavation wall deflection during the construction process which could pose a potential risk to the construction and neighborhood areas. To estimate wall deformation at a highly accurate and efficient level, this study presents several machine learning models including feed-forward neural network back-propagation (FFNN-BP), long short-term memory (LSTM), bidirectional long short-term memory (Bi-LSTM), and support vector regression (SVR). The database for the experiment was obtained from a high building in HCM City, Vietnam. The database is deployed to implement the proposed algorithms in walk-forward validation technique. As a result, the Bi-LSTM model reduced prediction errors and improved robustness than the LSTM, FFNN-BP, and SVR models. Bi-LSTM, LSTM, and FFNN-PB could be used for predicting deep excavation wall deflection. In the meantime, not only could the estimated results support safety monitoring and early warning during the construction stages but also could contribute to legal guidelines for the architecture of deep excavations in the city’s soft ground.

Pseudo-discontinuum model to simulate hard-rock mine pillars

In this study, the pseudo-discontinuum modeling technique, called continuum Voronoi block model (CVBM), was applied to represent the behavior of hard-rock pillars from underground mines subjected to high field stresses. The CVBM’s ability to produce numerical results consistent with the observed behavior of pillars is demonstrated through the numerical analysis of a hypothetical case and a back analysis of the Creighton mine pillar. The results show that the model can capture convergence displacements and explicitly show the formation of macro-fractures parallel to excavation walls, intact rock slabs, and V-shaped notches. These components are characteristics of brittle failure induced by highly stressed ground conditions. The studies presented in this work confirm the CVBM as a convenient tool for the numerical modeling of intact rock pillars excavated in deep underground mines.

Validation of the Crack Mode-Changing Stress in Circular Tunnels Under Generalized Triaxial Tensile Stress States

In the past century, mining depths have increased profoundly from a few hundred meters to several kilometres following improvements in drilling techniques and instrumentation methods. In highly-stressed tunnels, the predominant failure mechanism of underground rock is controlled by stress-induced fractures parallel to the excavation boundaries in terms of spalling failures or, in some severe cases, a violent slab ejection that forms a V-shaped notch around the excavation walls. Such failures can seriously affect production and shut down the operation temporarily or even permanently. To better characterize, predict, and prevent these catastrophic failures, many laboratory tests and scaled model tunnels have been conducted under uniaxial and biaxial loading conditions, with limited studies also available under true triaxial stress states. This paper extends the previous studies on the impact of true triaxial loading conditions on the spalling failure in high porosity sandstone and investigates further the validation of a new Crack Mode-Changing Stress (CMCS) parameter, defined as the minimum principal stress required to change rock fracturing from splitting to a sliding failure mode. The results revealed that the minor principal stress can significantly affect the propagation of the stress-induced fractures of spalling failure along the tunnel sidewall.