—which literally means science democracy—is a popular phrase among the Chinese research community. The exact meaningdemands anexplanation.Why?Science, frequently used in combination with the word research, pertains to the investigation of unknowns, or simply, to seek truth. Any breakthrough in science is always accomplished by one or a handful of individuals, who represent a negligible minority in the research community. Consequently, pioneering scientists need to educate and convince the community at large to accept the new findings.Democracy, on the other hand, refers to a compromised solution of resolving split opinions: thewill of the simplemajority is respected over that of the minority.Democracy is most frequently invoked in the political realm. Science and democracy are very different concepts and observe strikingly dissimilar protocols. Prior tomy return toChina, I hadnever noticed a single occasion of placing these twowords next to each other.The situation is starkly different in China.This phrase is frequently invoked in newspapers, research conferences, grant review processes, and science policymeetings.The phrase refers to the practice of ‘one person one vote’ in the selection of honorific prizes and grant applications.On the surface, the practice appears to be fair: each scientist is supposed to vote on the basis of his/her judgment on the scholarship of the prize nominees and grant applicants. In reality, however, the outcome is often surprising, with prizes and grants skipping clearlymore deserving individuals.How can this happen?The answer is straightforward: a sizable fraction of the selection committee members have chosen not to vote on the basis of scholarship, but on other considerations that the Chinese scientists know all too well. The consequence of this practice is a research culture of uniquely Chinese characteristic— an all-out lobbying effort is often orchestrated by the nominee/applicant and his/her institution. Sadly, the outcome often correlates positively with the veracity of the lobbying effort. Ironically, democracy is practiced in these ever-recurring incidences, but has undoubtedly failed to produce a result that respects the spirit of science. Those who knowingly voted against the lines of scholarship have violated his/her sacred duty of being a referee, but more seriously, may have committed scientific misconduct. This form of science democracy is nothing but contrary to the spirit of science and runs the risk of becoming a synonym for irresponsible behavior. Unfortunately, such practice is widely tolerated in China. Some people argue that, despite the immediate unfairness, the more deserving scientists can always get funding, either later or from elsewhere. Others claim that, although the selected awardees are not the best, they are competitive enough. Neither of these rationales is in line with the spirit of science. An evenmore bizarre notion suggests that the funding system in the USA is also inundated with non-science considerations. Such blatantly erroneous statements, often from individuals who superficially understand theUS system, enjoy empathy from quite a crowd, including some researchers and government officials. In the USA, the NIH Study Sections determine the fate of grant applications and are operated by a healthymix of scientific authority and democracy—where merit-based opinions always prevail. Notably, with comparable scholarship and grantsmanship, junior investigators are usually favoredover established scientists during panel discussion. A heated debate always erupts on any borderline application, with reviewers, discussants, and other participants speaking their beliefs. Scientific authority— scientific leaders in their chosen research fields—usually guides the discussion through forceful merit-based arguments. A consensus opinion is reached and a narrow score range is suggested. Any member who wishes to vote outside the suggested score range must publicly declare his/her intention of doing so. Consequently, reviewers are rarely, if ever, surprised by the winning applications. Needless to say, any form of lobbying effort by grant applicant is strictly forbidden and may result in outright disqualification if reported. Perhaps this practice exemplifies scientific democracy. Interestingly, elite research institutions such as Howard Hughes Medical Institute (HHMI) rely more heavily on scientific authority, rather than democracy, tomake award decisions. How can China improve its research culture?Most often the blame is placed on the policy and the system. Yes, improving the system is important, but an excellent system in China is usually defeated by all kinds of unspoken, under-table deals and agreements. Thus, no matter what the rules stipulate, conscientious self-discipline by reviewersmust be exercised. In the spirit of science, scientific leaders must speak out at all relevant occasions, advocating a merit-based evaluation system and promoting the interests of young scientists. Unless our scientific authority upholds ahigh level of integrity, the culturewon’t change for better. The tall order of improving China’s research culture is a prerequisite for China’s dream of becoming a world power in scientific discovery and technological innovation. Thepressure is squarely onChina’s scientific leaders to spearhead ahealthy research culture through advocating a trulymeritbased evaluation system.
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