Emergent Particle-hole Symmetry Research Articles

Possible restoration of particle-hole symmetry in the 5/2-quantized Hall state at small magnetic field

Motivated by the experimental observation of a quantized 5/2 thermal conductance at filling $\nu=5/2$, a result incompatible with both the Pfaffian and the Antipfaffian states, we have pushed the expansion of the effective Hamiltonian of the $5/2$ quantized Hall state to third-order in the parameter $\kappa=E_c/\hbar \omega_c \propto 1/\sqrt{B}$ controlling the Landau level mixing , where $E_c$ is the Coulomb energy and $\omega_c$ the cyclotron frequency. Exact diagonalizations of this effective Hamiltonian show that the difference in overlap with the Pfaffian and the AntiPfaffian induced at second-order is reduced by third-order corrections and disappears around $\kappa=0.4$, suggesting that these states are much closer in energy at smaller magnetic field than previously anticipated. Furthermore, we show that in this range of $\kappa$ the finite-size spectrum is typical of a quantum phase transition, with a strong reduction of the energy gap and with level crossings between excited states. These results point to the possibility of a quantum phase transition at smaller magnetic field into a phase with an emergent particle-hole symmetry that would explain the measured $5/2$ thermal conductance of the $5/2$ quantized Hall state.

Composite fermion nonlinear sigma models

We study the integer quantum Hall plateau transition using composite fermion mean-field theory. We show that the topological $\theta = \pi$ term in the associated nonlinear sigma model [P. Kumar et al., Phys. Rev. B 100, 235124 (2019)] is stable against a certain particle-hole symmetry violating perturbation, parameterized by the composite fermion effective mass. This result, which applies to both the Halperin, Lee, and Read and Dirac composite fermion theories, represents an emergent particle-hole symmetry. For a disorder ensemble without particle-hole symmetry, we find that $\theta$ can vary continuously within the diffusive regime. Our results call for further study of the universality of the plateau transition.

Universal behavior of the bosonic metallic ground state in a two-dimensional superconductor

Anomalous metallic behavior, marked by a saturating finite resistivity much lower than the Drude estimate, has been observed in a wide range of two-dimensional superconductors. Utilizing the electrostatically gated LaAlO3/SrTiO3 interface as a versatile platform for superconductor-metal quantum phase transitions, we probe variations in the gate, magnetic field, and temperature to construct a phase diagram crossing from superconductor, anomalous metal, vortex liquid, to the Drude metal state, combining longitudinal and Hall resistivity measurements. We find that the anomalous metal phases induced by gating and magnetic field, although differing in symmetry, are connected in the phase diagram and exhibit similar magnetic field response approaching zero temperature. Namely, within a finite regime of the anomalous metal state, the longitudinal resistivity linearly depends on the field while the Hall resistivity diminishes, indicating an emergent particle-hole symmetry. The universal behavior highlights the uniqueness of the quantum bosonic metallic state, distinct from bosonic insulators and vortex liquids.

All Magic Angles in Twisted Bilayer Graphene are Topological

We show that the electronic structure of the low-energy bands in the small angle-twisted bilayer graphene consists of a series of semimetallic and topological phases. In particular, we are able to prove, using an approximate low-energy particle-hole symmetry, that the gapped set of bands that exist around all magic angles have a nontrivial topology stabilized by a magnetic symmetry, provided band gaps appear at fillings of ±4 electrons per moiré unit cell. The topological index is given as the winding number (a Z number) of the Wilson loop in the moiré Brillouin zone. Furthermore, we also claim that, when the gapped bands are allowed to couple with higher-energy bands, the Z index collapses to a stable Z_{2} index. The approximate, emergent particle-hole symmetry is essential to the topology of graphene: When strongly broken, nontopological phases can appear. Our Letter underpins topology as the crucial ingredient to the description of low-energy graphene. We provide a four-band short-range tight-binding model whose two lower bands have the same topology, symmetry, and flatness as those of the twisted bilayer graphene and which can be used as an effective low-energy model. We then perform large-scale (11000 atoms per unit cell, 40days per k-point computing time) abinitio calculations of a series of small angles, from 3° to 1°, which show a more complex and somewhat different evolution of the symmetry of the low-energy bands than that of the theoretical moiré model but which confirm the topological nature of the system.

Composite fermion Hall conductivity and the half-filled Landau level

We consider the Hall conductivity of composite fermions in the theory of Halperin, Lee, and Read (HLR). We present a fully quantum mechanical numerical calculation that shows, under suitable conditions, the HLR theory exhibits a particle-hole symmetric dc electrical Hall response in the presence of quenched disorder. Remarkably, this response of the HLR theory remains robust even when the disorder range is of the order of the Fermi wavelength. We find that deviations from particle-hole symmetric response can appear in the ac Hall conductivity at frequencies sufficiently large compared to the inverse system size. Our results agree with a recent semi-classical analysis by Wang et al., Phys. Rev. X 7, 031029 (2017) and complement the arguments based on the fully quantum-mechanical model by Kumar et al., Phys. Rev. B 98, 11505 (2018). These results provide further evidence that the HLR theory is compatible with an emergent particle-hole symmetry.

Topological nature of step-edge states on the surface of the topological crystalline insulator Pb0.7Sn0.3Se

In addition to novel surface states, topological insulators can also exhibit robust gapless states at crystalline defects. Step edges constitute a class of common defects on the surface of crystals. In this work we establish the topological nature of one-dimensional (1D) bound states localized at step edges of the [001] surface of a topological crystalline insulator (TCI) Pb$_{0.7}$Sn$_{0.3}$Se, both theoretically and experimentally. We show that the topological stability of the step edge states arises from an emergent particle-hole symmetry of the surface low-energy physics, and demonstrate the experimental signatures of the particle-hole symmetry breaking. We also reveal the effects of an external magnetic field on the 1D bound states. Our work suggests the possibility of similar topological step edge modes in other topological materials with a rocks-salt structure.

Absence of Cyclotron Resonance in the Anomalous Metallic Phase in InO_{x}.

It is observed that many thin superconducting films with not too high disorder level (generally R_{N}/□<2000 Ω) placed in magnetic field show an anomalous metallic phase where the resistance is low but still finite as temperature goes to zero. Here we report in weakly disordered amorphous InO_{x} thin films that this anomalous metal phase possesses no cyclotron resonance and hence non-Drude electrodynamics. The absence of a finite frequency resonant mode can be associated with a vanishing downstream component of the vortex current parallel to the supercurrent and an emergent particle-hole symmetry of this metal, which establishes its non-Fermi-liquid character.

Emergent particle-hole symmetry in spinful bosonic quantum Hall systems

When a fermionic quantum Hall system is projected into the lowest Landau level, there is an exact particle-hole symmetry between filling fractions $\nu$ and $1-\nu$. We investigate whether a similar symmetry can emerge in bosonic quantum Hall states, where it would connect states at filling fractions $\nu$ and $2-\nu$. We begin by showing that the particle-hole conjugate to a composite fermion `Jain state' is another Jain state, obtained by reverse flux attachment. We show how information such as the shift and the edge theory can be obtained for states which are particle-hole conjugates. Using the techniques of exact diagonalization and infinite density matrix renormalization group, we study a system of two-component (i.e., spinful) bosons, interacting via a $\delta$-function potential. We first obtain real-space entanglement spectra for the bosonic integer quantum Hall effect at $\nu=2$, which plays the role of a filled Landau level for the bosonic system. We then show that at $\nu=4/3$ the system is described by a Jain state which is the particle-hole conjugate of the Halperin (221) state at $\nu=2/3$. We show a similar relationship between non-singlet states at $\nu=1/2$ and $\nu=3/2$. We also study the case of $\nu=1$, providing unambiguous evidence that the ground state is a composite Fermi liquid. Taken together our results demonstrate that there is indeed an emergent particle-hole symmetry in bosonic quantum Hall systems.

Particle-Hole Symmetry in the Fermion-Chern-Simons and Dirac Descriptions of a Half-Filled Landau Level

It is well known that there is a particle-hole symmetry for spin-polarized electrons with two-body interactions in a partially filled Landau level, which becomes exact in the limit where the cyclotron energy is large compared to the interaction strength, so one can ignore mixing between Landau levels. This symmetry is explicit in the description of a half-filled Landau level recently introduced by D. T. Son, using Dirac fermions, but it was thought to be absent in the older fermion-Chern- Simons approach, developed by Halperin, Lee, and Read and subsequent authors. We show here, however, that when properly evaluated, the Halperin, Lee, Read (HLR) theory gives results for long-wavelength low-energy physical properties, including the Hall conductance in the presence of impurities and the positions of minima in the magnetoroton spectra for fractional quantized Hall states close to half-filling, that are identical to predictions of the Dirac formulation. In fact, the HLR theory predicts an emergent particle-hole symmetry near half filling, even when the cyclotron energy is finite.

Composite Fermi liquids in the lowest Landau level

We study composite fermi liquid (CFL) states in the lowest Landau level (LLL) limit at a generic filling $\nu = \frac{1}{n}$. We begin with the old observation that, in compressible states, the composite fermion in the lowest Landau level should be viewed as a charge-neutral particle carrying vorticity. This leads to the absence of a Chern-Simons term in the effective theory of the CFL. We argue here that instead a Berry curvature should be enclosed by the fermi surface of composite fermions, with the total Berry phase fixed by the filling fraction $\phi_B=-2\pi\nu$. We illustrate this point with the CFL of fermions at filling fractions $\nu=1/2q$ and (single and two-component) bosons at $\nu=1/(2q+1)$. The Berry phase leads to sharp consequences in the transport properties including thermal and spin Hall conductances, which in the RPA approximation are distinct from the standard Halperin-Lee-Read predictions. We emphasize that these results only rely on the LLL limit, and do not require particle-hole symmetry, which is present microscopically only for fermions at $\nu=1/2$. Nevertheless, we show that the existing LLL theory of the composite fermi liquid for bosons at $\nu=1$ does have an emergent particle-hole symmetry. We interpret this particle-hole symmetry as a transformation between the empty state at $\nu=0$ and the boson integer quantum hall state at $\nu=2$. This understanding enables us to define particle-hole conjugates of various bosonic quantum Hall states which we illustrate with the bosonic Jain and Pfaffian states. The bosonic particle-hole symmetry can be realized exactly on the surface of a three-dimensional boson topological insulator. We also show that with the particle-hole and spin $SU(2)$ rotation symmetries, there is no gapped topological phase for bosons at $\nu=1$.

Emergent particle-hole symmetry in the half-filled Landau level

We provide an effective description of a particle-hole symmetric state of electrons in a half-filled Landau level, starting from the traditional approach pioneered by Halperin, Lee and Read. Specifically, we study a system consisting of alternating quasi-one-dimensional strips of composite Fermi liquid (CFL) and composite hole liquid (CHL), both of which break particle-hole symmetry. When the CFL and CHL strips are identical in size, the resulting state is manifestly invariant under the combined action of a particle-hole transformation with respect to a single Landau level (which interchanges the CFL and CHL) and translation by one unit, equal to the strip width, in the direction transverse to the strips. At distances long compared to the strip width, we demonstrate that the system is described by a Dirac fermion coupled to an emergent gauge field, with an anti-unitary particle-hole symmetry, as recently proposed by Son.

Mott insulators and the doping-induced Mott transition within DMFT: exact results for the one-band Hubbard model

The paramagnetic phase of the one-band Hubbard model is studied at zero-temperature, within the framework of dynamical mean-field theory, and for general particle-hole asymmetry where a doping-induced Mott transition occurs. Our primary focus is the Mott insulator (MI) phase, and our main aim to establish what can be shown exactly about it. To handle the locally doubly-degenerate MI requires two distinct self-energies, which reflect the broken symmetry nature of the phase and together determine the standard single self-energy. Exact results are obtained for the local charge, local magnetic moment and associated spin susceptibilities, the interaction-renormalised levels, and the low-energy behaviour of the self-energy in the MI phase. The metallic phase is also considered briefly, and shown to acquire an emergent particle-hole symmetry as the Mott transition is approached. Throughout the metal, Luttinger’s theorem is reflected in the vanishing of the Luttinger integral; for the generic MI by contrast this is shown to be non-vanishing, but again to have a universal magnitude. Numerical results are also obtained using NRG, for the metal/MI phase boundary, the scaling behaviour of the charge as the Mott transition is aproached from the metal, and associated universal scaling of single-particle dynamics as the low-energy Kondo scale vanishes.

Fano resonance through Higgs bound states in tunneling of Nambu-Goldstone modes

We study collective modes of superfluid Bose gases in optical lattices combined with potential barriers. We assume that the system is in the vicinity of the quantum phase transition to a Mott insulator at a commensurate filling, where emergent particle-hole symmetry gives rise to two types of collective mode, namely a gapless Nambu-Goldstone (NG) phase mode and a gapful Higgs amplitude mode. We consider two kinds of potential barrier: One does not break the particle-hole symmetry while the other does. In the presence of the former barrier, we find Higgs bound states that have binding energies lower than the bulk Higgs gap and are localized around the barrier. We analyze tunneling properties of the NG mode incident to both barriers to show that the latter barrier couples the Higgs bound states with the NG mode, leading to Fano resonance mediated by the bound states. Thanks to the universality of the underlying field theory, it is expected that Higgs bound states may be present also in other condensed matter systems with a particle-hole symmetry and spontaneous breaking of a continuous symmetry, such as quantum dimer antiferromagnets, superconductors, and charge-density-wave materials.

Equivalent topological invariants for one-dimensional Majorana wires in symmetry classD

Topological superconductors in one spatial dimension exhibiting a single Majorana bound state at each end are distinguished from trivial gapped systems by a Z_2 topological invariant. Originally, this invariant was calculated by Kitaev in terms of the Pfaffian of the Majorana representation of the Hamiltonian: The sign of this Pfaffian divides the set of all gapped quadratic forms of Majorana fermions into two inequivalent classes. In the more familiar Bogoliubov de Gennes mean field description of superconductivity, an emergent particle hole symmetry gives rise to a quantized Zak-Berry phase the value of which is also a topological invariant. In this work, we explicitly show the equivalence of these two formulations by relating both of them to the phase winding of the transformation matrix that brings the Majorana representation matrix of the Hamiltonian into its Jordan normal form.

Universal Properties of the Higgs Resonance in (2+1)-Dimensional U(1) Critical Systems

We present spectral functions for the magnitude squared of the order parameter in the scaling limit of the two-dimensional superfluid to Mott insulator quantum phase transition at constant density, which has emergent particle-hole symmetry and Lorentz invariance. The universal functions for the superfluid, Mott insulator, and normal liquid phases reveal a low-frequency resonance which is relatively sharp and is followed by a damped oscillation (in the first two phases only) before saturating to the quantum critical plateau. The counterintuitive resonance feature in the insulating and normal phases calls for deeper understanding of collective modes in the strongly coupled (2+1)-dimensional relativistic field theory. Our results are derived from analytically continued correlation functions obtained from path-integral MonteCarlo simulations of the Bose-Hubbard model.

Higgs Mode in a Two-Dimensional Superfluid

We present solid evidence for the existence of a well-defined Higgs amplitude mode in two-dimensional relativistic field theories based on analytically continued results from quantum Monte Carlo simulations of the Bose-Hubbard model in the vicinity of the superfluid-Mott insulator quantum critical point, featuring emergent particle-hole symmetry and Lorentz invariance. The Higgs boson, seen as a well-defined low-frequency resonance in the spectral density, is quickly pushed to high energies in the superfluid phase and disappears by merging with the broad secondary peak at the characteristic interaction scale. Simulations of a trapped system of ultracold (87)Rb atoms demonstrate that the low-frequency resonance is lost for typical experimental parameters, while the characteristic frequency for the onset of a strong response is preserved.

Spectral weight transfer in multiorbital Mott systems

We develop here a general formalism for multiorbital Mott systems that can be used to understand dynamical and static spectral weight transfer. We find that the spectral weight transferred from the high-energy scales is greatly increased as a result of the multiorbital structure. As a consequence certainly dynamically generated symmetries are obtained at lower values of doping than in the single-band Hubbard model. For example, in the atomic limit for filling less than one electron per site, the particle-hole symmetric condition in the lower band shifts from the one-band result of $x=1/3$ to $x=1/(2{n}_{o}+1)$, where ${n}_{o}$ is the number of orbitals with an unpaired spin. Transport properties computed from effective low-energy theories that forbid double occupancy of bare electrons, such as the multiorbital $t$-$J$ generalization, should all be be sensitive to this particle-hole symmetric condition. Away from the atomic limit, the dynamical contributions increase the transferred spectral weight. Consequently, any phenomena that are sensitive to an emergent particle-hole symmetry should be obtained at $x&lt;[1/(2{n}_{o}+1)]$.

Emergence of particle-hole symmetry near optimal doping in high-temperature copper oxide superconductors

High-temperature copper oxide superconductors (cuprates) display unconventional physics when they are lightly doped whereas the standard theory of metals prevails in the opposite regime. For example, the thermoelectric power, that is the voltage that develops across a sample in response to a temperature gradient, changes sign abruptly near optimal doping in a wide class of cuprates, a stark departure from the standard theory of metals in which the thermopower vanishes only when one electron exists per site. We show that this effect arises from proximity to a state in which particle-hole symmetry is dynamically generated. The operative mechanism is dynamical spectral weight transfer from states that lie at least 2 eV away from the chemical potential. We show that the sign change is reproduced quantitatively within the Hubbard model for moderate values of the on-site repulsion, $U$. For sufficiently large values of on-site repulsion, for example, $U=20t$ ($t$ the hopping matrix element), dynamical spectral weight transfer attenuates and our calculated results for the thermopower are in prefect agreement with exact atomic limit. The emergent particle-hole symmetry close to optimal doping points to pairing in the cuprates being driven by high-energy electronic states.

Excitation spectra of strongly correlated lattice bosons and polaritons

Spectral properties of the Bose-Hubbard model and a recently proposed coupled-cavity model are studied by means of quantum Monte Carlo simulations in one dimension. Both models exhibit a quantum phase transition from a Mott insulator to a superfluid phase. The dynamic structure factor $S(k,\ensuremath{\omega})$ and the single-particle spectrum $A(k,\ensuremath{\omega})$ are calculated, focusing on the parameter region around the phase transition from the Mott insulator with density one to the superfluid phase, where correlations are important. The strongly interacting nature of the superfluid phase manifests itself in terms of additional gapped modes in the spectra. Comparison is made to recent analytical work on the Bose-Hubbard model. Despite some subtle differences due to the polaritonic particles in the cavity model, the gross features are found to be very similar to the Bose-Hubbard case. For the polariton model, emergent particle-hole symmetry near the Mott lobe tip is demonstrated and temperature and detuning effects are analyzed. A scaling analysis for the generic transition suggests mean-field exponents, in accordance with field-theory results.