Effective Field Theory Expansion Research Articles

Perturbative effective field theory expansions for cosmological phase transitions

Guided by previous non-perturbative lattice simulations of a two-step electroweak phase transition, we reformulate the perturbative analysis of equilibrium thermodynamics for generic cosmological phase transitions in terms of effective field theory (EFT) expansions. Based on thermal scale hierarchies, we argue that the scale of many interesting phase transitions is in-between the soft and ultrasoft energy scales, which have been the focus of studies utilising high-temperature dimensional reduction. The corresponding EFT expansions provide a handle to control the perturbative expansion, and allow us to avoid spurious infrared divergences, imaginary parts, gauge dependence and renormalisation scale dependence that have plagued previous studies. As a direct application, we present a novel approach to two-step electroweak phase transitions, by constructing separate effective descriptions for two consecutive transitions. Our approach provides simple expressions for effective potentials separately in different phases, a numerically inexpensive method to determine thermodynamics, and significantly improves agreement with the non-perturbative lattice simulations.

Revisiting proton–proton fusion in chiral effective field theory

Abstract We calculate the S-factor for proton–proton fusion using chiral effective field theory interactions and currents. By performing order-by-order calculations with a variety of chiral interactions that are regularized and calibrated in different ways, we assess the uncertainty in the S-factor from the truncation of the effective field theory expansion and from the sensitivity of the S-factor to the short-distance axial current determined from three- and four-nucleon observables. We find that S(0) = (4.100 ± 0.024(syst) ± 0.013(stat) ± 0.008(g A )) × 10−23 MeV fm2, where the three uncertainties arise, respectively, from the truncation of the effective field theory expansion, use of the two-nucleon axial current fit to few-nucleon observables and variation of the axial coupling constant within the recommended range. The increased value of S(0) compared to previous calculations is mainly driven by an increase in the recommended value for the axial coupling constant and is in agreement with a recent analysis based on pionless effective field theory.

A generic instability in clustering dark energy?

In this paper, we study the effective field theory (EFT) of dark energy (DE) for the k-essence model beyond linear order. Using particle-mesh N-body simulations that consistently solve the DE evolution on a grid, we find that the next-to-leading order in the EFT expansion, which comprises the terms of the equations of motion that are quadratic in the field variables, gives rise to a generic instability in the regime of low speed of sound (high Mach number). We rule out the possibility of a numerical artefact by considering simplified cases in spherically and plane symmetric situations analytically. If the speed of sound vanishes exactly, the non-linear instability makes the evolution singular in finite time, signalling a breakdown of the EFT framework. The case of finite (but small) speed of sound is subtle, and the local singularity could be replaced by some other type of behaviour with strong non-linearities. While an ultraviolet completion may cure the problem in principle, there is no reason why this should be the case in general. As a result, for a large range of the effective speed of sound cs , a linear treatment is not adequate.

HighPT: A tool for high-pT Drell-Yan tails beyond the standard model

HighPT is a Mathematica package for the analysis of high-energy data of semileptonic transitions at hadron colliders. It allows to compute high-pT tail observables for semileptonic processes, i.e. Drell-Yan cross sections, for dilepton and monolepton final states at the LHC. These observables can be calculated at tree level within the Standard Model Effective Field Theory, including the relevant operators up to dimension eight to ensure a consistent description of the cross section including terms of O(Λ−4) in the cutoff scale Λ. For New Physics models with new mediators that can be resolved at LHC energies, HighPT can also account for the full propagation effects of these new bosonic states at tree level. Using the available data from the high-pT tails in the relevant LHC run-II searches by the ATLAS and CMS collaborations, HighPT can also construct the corresponding likelihoods for all possible flavors of the leptonic final states. As an illustration, we derive and compare constraints on Wilson coefficients at different orders in the Effective Field Theory expansion, and we investigate lepton flavor violation for the S3 leptoquark model. The HighPT code is publicly available at ▪. Program summaryProgram title:HighPTCPC Library link to program files:https://doi.org/10.17632/zh5yx6j4xj.1Developer's repository link:https://github.com/HighPT/HighPTLicensing provisions: MIT licenseProgramming language: MathematicaNature of problem: Constraining New Physics scenarios with high-pT Drell-Yan data.Solution method: We present the first tool allowing to extract bounds, computed at leading order, on semileptonic transitions in the Standard Model Effective Field Theory, including operators up to dimension eight, and in explicit New Physics models.

Uncertainty quantification in electromagnetic observables of nuclei

We present strategies to quantify theoretical uncertainties in modern ab initio calculations of electromagnetic observables in light and medium-mass nuclei. We discuss how uncertainties build up from various sources, such as the approximations introduced by the few- or many-body solver and the truncation of the chiral effective field theory expansion. We review the recent progress encompassing a broad range of electromagnetic observables in stable and unstable nuclei.

Two-photon exchange in (muonic) deuterium at N3LO in pionless effective field theory

We present a study of the two-photon-exchange (2upgamma -exchange) corrections to the S-levels in muonic (mu D) and ordinary (D) deuterium within the pionless effective field theory (EFT). Our calculation proceeds up to next-to-next-to-next-to-leading order (N3LO) in the EFT expansion. The only unknown low-energy constant entering the calculation at this order corresponds to the coupling of a longitudinal photon to the nucleon–nucleon system. To minimise its correlation with the deuteron charge radius, it is extracted using the information about the hydrogen–deuterium isotope shift. We find the elastic 2upgamma -exchange contribution in mu D larger by several standard deviations than obtained in other recent calculations. This discrepancy ameliorates the mismatch between theory and experiment on the size of 2upgamma -exchange effects, and is attributed to the properties of the deuteron elastic charge form factor parametrisation used to evaluate the elastic contribution. We identify a correlation between the deuteron charge and Friar radii, which can help one to judge how well a form factor parametrisation describes the low-virtuality properties of the deuteron. We also evaluate the higher-order 2upgamma -exchange contributions in mu D, generated by the single-nucleon structure and expected to be the most important terms beyond N3LO. The uncertainty of the theoretical result is dominated by the truncation of the EFT series and is quantified using a Bayesian approach. The resulting extractions of the deuteron charge radius from the mu D Lamb shift, the 2S{-}1S transition in D, and the 2S{-}1S hydrogen–deuterium isotope shift, with the respective 2upgamma -exchange effects evaluated in a unified EFT approach, are in perfect agreement.

Analyzing rotational bands in odd-mass nuclei using effective field theory and Bayesian methods

We recently developed an Effective Field Theory (EFT) for rotational bands in odd-mass nuclei. Here we use EFT expressions to perform a Bayesian analysis of data on the rotational energy levels of 99Tc, 155,157Gd, 159Dy, 167,169Er, 167,169Tm, 183W, 235U and 239Pu. The error model in our Bayesian analysis includes both experimental and EFT truncation uncertainties. It also accounts for the fact that low-energy constants (LECs) at even and odd orders are expected to have different sizes. We use Markov Chain Monte Carlo (MCMC) sampling to explore the joint posterior of the EFT and error-model parameters and show both the LECs and the breakdown scale can be reliably determined. We extract the LECs up to fourth order in the EFT and find that, provided we correctly account for EFT truncation errors in our likelihood, results for lower-order LECs are stable as we go to higher orders. LEC results are also stable with respect to the addition of higher-energy data. We extract the expansion parameter for all the nuclei listed above and find a clear correlation between the extracted and the expected value of the inverse breakdown scale, W, based on the single-particle and vibrational energy scales. However, the W that actually determines the convergence of the EFT expansion is markedly smaller than would be naively expected based on those scales.

Leptoquarks with exactly stable protons

We explore a novel mechanism to restrict TeV-scale leptoquark interactions and render the proton exactly stable to all orders in the effective field theory expansion. A scalar condensate breaks a lepton-flavoured U(1)X gauge symmetry in the ultraviolet and generates neutrino masses, leaving a discrete Z9 or Z18 gauge symmetry in the infrared, forbidding ΔB=1 processes. This provides an elegant framework to address the flavour anomalies and can be adapted to many other new-physics models. The U(1)X can emerge from a gauge–flavour unified SU(12)×SU(2)×SU(2) theory at even higher energies.

Symmetries of the Nucleon–Nucleon S-Matrix and Effective Field Theory Expansions

The s-wave nucleon–nucleon scattering matrix (S-matrix) exhibits UV/IR symmetries which are hidden in the effective field theory (EFT) action and scattering amplitudes, and which explain some generic features of the phase shifts. These symmetries offer clarifying interpretations of existing pionless EFT expansions, and suggest starting points for novel expansions. The leading-order (LO) S-matrix obtained in the pionless EFT with scattering lengths treated exactly is shown to have a UV/IR symmetry which leaves the sum of s-wave phase shifts invariant. A new scheme, which treats effective range corrections exactly, and which possesses a distinct UV/IR symmetry at LO, is developed up to NLO (next-to-LO) and compared with data.

The shape of scalar Gauss-Bonnet gravity

We study the consistency of Scalar Gauss-Bonnet Gravity, a generalization of General Relativity where black holes can develop non-trivial hair by the action of a coupling F(Φ) mathcal{G} between a function of a scalar field and the Gauss-Bonnet invariant of the space-time. When properly normalized, interactions induced by this term are weighted by a cut-off, and take the form of an Effective Field Theory expansion. By invoking the existence of a Lorentz invariant, causal, local, and unitary UV completion of the theory, we derive positivity bounds for n-to-n scattering amplitudes including exchange of dynamical gravitons. These constrain the value of all even derivatives of the function F(Φ), and are highly restrictive. They require some of the scales of the theory to be of Planckian order, and rule out most of the models used in the literature for black hole scalarization.

Nonrelativistic effective field theory with a resonance field

We discuss shallow resonances in the nonrelativistic scattering of two particles using an effective field theory (EFT) that includes an auxiliary field with the quantum numbers of the resonance. We construct the manifestly renormalized scattering amplitude up to next-to-leading order in a systematic expansion. For a narrow resonance, the amplitude is perturbative except in the immediate vicinity of the resonance poles. It naturally has a zero in the low-energy region, analogous to the Ramsauer-Townsend effect. For a broad resonance, the leading-order amplitude is nonperturbative almost everywhere in the regime of validity of the EFT. We regain the results of an EFT without the auxiliary field, which is equivalent to the effective-range expansion with large scattering length and effective range. We also consider an additional fine tuning leading to a low-energy amplitude zero even for a broad resonance. We show that in all cases the requirement of renormalizability when the auxiliary field is not a ghost ensures the resonance poles are in the lower half of the complex momentum plane, as expected by other arguments. The systematic character of the EFT expansion is exemplified with a toy model serving as underlying theory.

The EFT-hedron

We re-examine the constraints imposed by causality and unitarity on the low-energy effective field theory expansion of four-particle scattering amplitudes, exposing a hidden “totally positive” structure strikingly similar to the positive geometries associated with grassmannians and amplituhedra. This forces the infinite tower of higher-dimension operators to lie inside a new geometry we call the “EFT-hedron”. We initiate a systematic investigation of the boundary structure of the EFT-hedron, giving infinitely many linear and non-linear inequalities that must be satisfied by the EFT expansion in any theory. We illustrate the EFT-hedron geometry and constraints in a wide variety of examples, including new consistency conditions on the scattering amplitudes of photons and gravitons in the real world.

Positivity constraints on interacting pseudo-linear spin-2 fields

We explore the effective field theory for single and multiple interacting pseudo-linear spin-2 fields. By applying forward limit positivity bounds, we show that among the parameters contributing to elastic tree level scattering amplitude, there is no region of compatibility of the leading interactions with a standard local UV completion. Our result generalizes to any number of interacting pseudo-linear spin-2 fields. These results have significant implications for the organization of the effective field theory expansion for pseudo-linear fields.

Large- Nc analysis of magnetic and axial two-nucleon currents in pionless effective field theory

We analyze magnetic and axial two-nucleon contact terms in a combined large-$N_c$ and pionless effective field theory expansion. These terms play important roles in correctly describing, e.g., the low-energy cross section of radiative neutron capture and the deuteron magnetic moment. We show that the large-$N_c$ expansion hints towards a hierarchy between the two leading-order magnetic terms that matches that found in phenomenological fits. We also comment on the issue of naturalness in different Lagrangian bases.

One-loop renormalization in Galileon effective field theory

We investigate the renormalization structure of scalar Galileons in flat spacetime. We explicitly calculate the ultraviolet divergent one-loop contributions to the 2-point, 3-point, 4-point, and 5-point functions. We discuss the structure of the counterterms and their hierarchy within an effective field theory expansion. We comment on different resummation schemes, including a geometric resummation for which our results could be generalized to arbitrary n-point functions.

Toward convergence of effective-field-theory simulations on digital quantum computers

We report results for simulating an effective field theory to compute the binding energy of the deuteron nucleus using a hybrid algorithm on a trapped-ion quantum computer. Two increasingly complex unitary coupled-cluster ansaetze have been used to compute the binding energy to within a few percent for successively more complex Hamiltonians. By increasing the complexity of the Hamiltonian, allowing more terms in the effective field theory expansion and calculating their expectation values, we present a benchmark for quantum computers based on their ability to scalably calculate the effective field theory with increasing accuracy. Our result of $E_4=-2.220 \pm 0.179$MeV may be compared with the exact Deuteron ground-state energy $-2.224$MeV. We also demonstrate an error mitigation technique using Richardson extrapolation on ion traps for the first time. The error mitigation circuit represents a record for deepest quantum circuit on a trapped-ion quantum computer.

Classical nonrelativistic effective field theory and the role of gravitational interactions

Coherent oscillation of axions or axion-like particles may give rise to long-lived clumps, called axion stars, because of the attractive gravitational force or its self-interaction. Such a kind of configuration has been extensively studied in the context of oscillons without the effect of gravity, and its stability can be understood by an approximate conservation of particle number in a non-relativistic effective field theory (EFT). We extend this analysis to the case with gravity to discuss the longevity of axion stars and clarify the EFT expansion scheme in terms of gradient energy and Newton's constant. Our EFT is useful to calculate the axion star configuration and its classical lifetime without any ad hoc assumption. In addition, we derive a simple stability condition against small perturbations. Finally, we discuss the consistency of other non-relativistic effective field theories proposed in the literature.

Cosmological production of dark nuclei

We study the formation of Dark Matter nuclei in scenarios where DM particles are baryons of a new confining gauge force. The dark nucleosynthesis is analogous to the formation of light elements in the SM and requires as a first step the formation of dark deuterium. We compute this process from first principles, using the formalism of pion-less effective theory for nucleon-nucleon interactions. This controlled effective field theory expansion allows us to systematically compute the cross sections for generic SM representations under the assumption of shallow bound states. In the context of vector-like confinement models we find that, for nucleon masses in the TeV range, baryonic DM made of electro-weak constituents can form a significant fraction of dark deuterium and a much smaller fraction of dark tritium. Formation of dark nuclei can also lead to monochromatic photon lines in indirect detection. Models with singlets do not undergo dark nucleosynthesis unless a dark photon is added to the theory.

Precision photon spectra for wino annihilation

We provide precise predictions for the hard photon spectrum resulting from neutral SU(2)W triplet (wino) dark matter annihilation. Our calculation is performed utilizing an effective field theory expansion around the endpoint region where the photon energy is near the wino mass. This has direct relevance to line searches at indirect detection experiments. We compute the spectrum at next-to-leading logarithmic (NLL) accuracy within the framework established by a factorization formula derived previously by our collaboration. This allows simultaneous resummation of large Sudakov logarithms (arising from a restricted final state) and Sommerfeld effects. Resummation at NLL accuracy shows good convergence of the perturbative series due to the smallness of the electroweak coupling constant — scale variation yields uncertainties on our NLL prediction at the level of 5%. We highlight a number of interesting field theory effects that appear at NLL associated with the presence of electroweak symmetry breaking, which should have more general applicability. We also study the importance of using the full spectrum as compared with a single endpoint bin approximation when computing experimental limits. Our calculation provides a state of the art prediction for the hard photon spectrum that can be easily generalized to other DM candidates, allowing for the robust interpretation of data collected by current and future indirect detection experiments.

Models, measurements, and effective field theory: Proton capture on Be7 at next-to-leading order

We employ an effective field theory (EFT) that exploits the separation of scales in the p-wave halo nucleus $^8\mathrm{B}$ to describe the process $^7\mathrm{Be}(p,\gamma)^8\mathrm{B}$ up to a center-of-mass energy of 500 keV. The calculation, for which we develop the lagrangian and power counting, is carried out up to next-to-leading order (NLO) in the EFT expansion. The power counting we adopt implies that Coulomb interactions must be included to all orders in $\alpha_{\rm em}$. We do this via EFT Feynman diagrams computed in time-ordered perturbation theory, and so recover existing quantum-mechanical technology such as the two-potential formalism for the treatment of the Coulomb-nuclear interference. Meanwhile the strong interactions and the E1 operator are dealt with via EFT expansions in powers of momenta, with a breakdown scale set by the size of the ${}^7$Be core, $\Lambda \approx 70$ MeV. Up to NLO the relevant physics in the different channels that enter the radiative capture reaction is encoded in ten different EFT couplings. The result is a model-independent parametrization for the reaction amplitude in the energy regime of interest. To show the connection to previous results we fix the EFT couplings using results from a number of potential model and microscopic calculations in the literature. Each of these models corresponds to a particular point in the space of EFTs. The EFT structure therefore provides a very general way to quantify the model uncertainty in calculations of $^7\mathrm{Be}(p,\gamma)^8\mathrm{B}$. We also demonstrate that the only N$^2$LO corrections in $^7\mathrm{Be}(p,\gamma)^8\mathrm{B}$ come from an inelasticity that is practically of N$^3$LO size in the energy range of interest, and so the truncation error in our calculation is effectively N$^3$LO. We also discuss the relation of our extrapolated $S(0)$ to the previous standard evaluation.