Reviewed by: "Outside In: Power, Identity, and the Han Lineage of Jizhou," by Pamela Crossley Shao-yun Yang and Ruth Dunnell Pamela Crossley, "Outside In: Power, Identity, and the Han Lineage of Jizhou," JSYS 43 (2013): 51–89. This article originated as a graduate seminar paper in 1981. While Crossley's research refocused on the Qing, she retained a strong interest in the Liao and presented a reconstructed and updated version of the paper at the conference "Perspectives on the Liao" in 2010, which was finally published in JSYS 43 (2013). "Outside In" is based on prosopographical analysis of the descendants of Han Zhigu 韓知古, who was taken as a teenager from the Tang prefecture of Jizhou 薊州 by Kitan raiders. Zhigu became a leading official in the Liao empire, entered the Kitan aristocracy via marriage, and fathered eleven sons, all of whom served in government or the military. Using excavated epitaphs of his male descendants, Crossley argues that despite their ancestry, they did not identify as Chinese or han 漢 and therefore were not "Kitanized" Chinese. Nor did they represent a "third culture," neither Kitan nor Chinese, as Wittfogel and Feng suggested in 1946. Rather, they were Kitan aristocrats pure and simple, members of a bicultural and bilingual elite that was not divided into discrete "cultural identities" based on ancestry.1 [End Page 230] The article's last section advances a provocative thesis, further elaborated in an essay published in 2016.1 In sum: in the Liao, han identity existed only at the level of dependent farmers, soldiers, laborers, and functionaries. The same could be said of other non-Kitan identities like Bohai/Parhae. Though Kitan identity straddled the elite/dependent divide, "[i]n practice, aristocracy was its own identity under the Liao," overriding Kitan identity. Because Liao aristocrats did not feel a strong sense of affinity for dependent Kitan subjects, Han Zhigu and his progeny did not undergo "Kitanization" so much as "aristocratization," acculturation into the dominant social status group.2 To our knowledge, Crossley's thesis has not had significant influence on studies of the "conquest dynasties" and the Chinese Middle Period more broadly. Yet it has important implications for ongoing debates over what identities now routinely (if imprecisely) translated as "Chinese" actually meant in premodern periods. Crossley's argument about han identity could be supplemented by evidence suggesting that Liao elites did appropriate other identities from classical Chinese discourse: namely, Zhongguo 中國 and Hua 華.3 Even the salience of han identity among the Song elite needs further investigation. Close reading of Song sources suggests that the elite preferred the prestigious classical identities Zhongguo, Hua, and Xia 夏, and used Han only to refer to non-elite registered subjects on the frontier or "Chinese" populations under Liao, Xia, and Jin rule. The key difference between the Liao and Song elites may not be the absence of han identity in the former but the absence of aristocratic and bicultural identities in the latter. Rather than assume an increasingly coherent "Han" identity as the norm in premodern Chinese history, we should view Hanren as a fluid category whose meaning and scope varied across political and geographical contexts before becoming "fixed," post-1911, as an official identity for all citizens of the Zhongguo state who did not identify with an ethnonym denoting "barbarian" origins. [End Page 231] Shao-yun Yang Denison University Ruth Dunnell Kenyon College (Emerita) Footnotes 1. Pamela Kyle Crossley, "Bohai/Parhae Identity and the Coherence of Dan gur under the Kitan/Liao Empire," International Journal of Korean History 21.1 (2016): 11–45. 2. Crossley, "Bohai/Parhae Identity," 14. 3. Pace certain colleagues in China who work on Liao history, we would argue that this is better understood as a case of ideological competition rather than cultural "Sinicization." Copyright © 2021 Society for Song, Yuan, and Conquest Dynasties Studies
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