Deficiency Citations Research Articles

Inter-rater reliability of nursing home surveys: a Bayesian latent class approach

In the U.S., federal and state governments perform routine inspections of nursing homes. Results of the inspections allow government to generate fines for findings of non-compliance as well as allow consumers to rank facilities. The purpose of this study is to investigate the inter-rater reliability of the nursing home survey process. In general, the survey data involves 191 binary deficiency variables interpreted as 'deficient' or 'non-deficient'. To reduce the dimensionality of the problem, our proposed method involves two steps. First, we reduce the deficiency categories to sub-categories using previous nursing home studies. Second, looking at the State of Kansas specifically, we take the deficiency data from 1 year, and use Bayesian latent class analysis (LCA) to collapse the sub-categories to a binary variable. We evaluate inter-rater agreement using deficiency data from two separate survey teams on one facility, a matched-pair design. We evaluate the agreement of the two raters on binary data using the weights from the LCA. This allows a two-by-two contingency analysis using a Bayesian beta-binomial model. We elicit informative prior distributions from the nursing home providers. Together, with the experimental data, this provides a posterior distribution of the kappa agreement of the raters for nursing home deficiency citation data.

Nursing homes with persistent deficiency citations for physical restraint use.

This paper examines the organizational and aggregate resident characteristics of nursing homes associated with persistent poor quality in the use of physical restraints. Deficiency citations for physical restraint use in two and three consecutive certification survey inspections are used as our measures of poor quality. Nationally representative data from the 1996, 1997, 1998, and 1999 Online Survey, Certification, and Reporting system are used, first, to provide descriptive analyses. Second, multinomial logistic regression analyses are used to examine organizational and aggregate resident characteristics associated with deficiency citations for restraint use on any survey inspection, on two consecutive inspections, and deficiencies for physical restraint use in three consecutive inspections. It is shown that 729 (5.2%) nursing homes had deficiency citations for restraint use on two consecutive inspections and 317 (2.3%) on three consecutive inspections. Persistent poor quality in the use of physical restraints in nursing homes is negatively associated to higher staffing levels of care givers, and positively associated to higher Medicaid census, and higher average activities of daily living (ADL) levels. The Nursing Home Reform Act has been extremely influential in reducing the overall prevalence of physical restraint use in nursing homes, but the number of facilities with persistent quality problems in their use of restraints in the face of this legislation is surprising. The organizational and aggregate resident characteristics of these nursing homes, especially RN staffing levels, Medicaid census, and average ADL levels differ from those that did not receive any deficiency citations for use of physical restraints.

Nursing Home Reform and the Governance of Medicine: Lessons from Maryland

Maryland has become the first state to include proscriptive physician requirements within state nursing home regulations. 1 Maryland Register, COMAR 10.07.02.10-11. 2001;28:7. Google Scholar Heretofore, physicians in Maryland were governed under the authority of the Maryland Board of Physician Quality Assurance (BPQA), the body within the Maryland Department of Health and Mental Hygiene (DHMH) with the responsibility and authority to license and discipline physicians. 2 Annotated Code of Maryland, COMAR, Title 14: 101–508, Health Occupations: Physicians, 2001. Google Scholar The new regulations give another branch of DHMH, the Office of Health Care Quality (OHCQ, formerly called Licensing and Certification), which surveys nursing homes, the authority to give nursing facilities deficiency citations for physician failure to comply with the 54 items outlined in the new regulations. The purpose of this article is to provide background as to why the OHCQ states these new regulations are necessary and to discuss the implications of these new regulations on the governance of medicine in Maryland.

Deficiency citations for mental health care in nursing homes.

The Centers for Medicare and Medicaid Services (CMS) certifies approximately 17,000 nursing homes per year. When a facility does not meet a standard, a deficiency citation is issued. Using 1998 citations, we examined the structure and process characteristics of nursing homes that were associated with mental health deficiencies. Our findings showed that (a) some nursing homes have a high number of deficiencies in the area of mental health care; (b) these deficiencies do not appear to be associated with specific processes used in nursing homes; and (c) some structural factors such as staffing, private-pay occupancy, and Medicare occupancy appear to have an important influence on the number of mental health care deficiencies.

Deficiency citations for physical restraint use in nursing homes.

The average percentage of residents restrained in nursing homes is approximately 20%. Facilities that do not meet Health Care Financing Administration standards for restraint use may be issued a deficiency citation. This article investigates which structure and process factors of nursing homes are associated with a deficiency citation for restraint use. Nationally representative data from the 1997 On-line Survey Certification of Automated Records are used, first, to provide descriptive analyses, and second, for logistic regression analyses of structure and process factors associated with a deficiency citation for restraint use. A total of 2,321 facilities were found to have at least one restraint deficiency citation, and 14,703 had none. After controlling for seven other key variables, five structural factors and six process factors are significant. The structural factors--larger bed size, for-profit ownership, and hospital based--were significantly associated with a higher likelihood of a deficiency citation for restraint use; whereas higher numbers of full-time equivalent specialists per resident and nurse aide training were significantly associated with a lower likelihood. The process factors--suctioning therapy, pain management, and bladder training--were significantly associated with a lower likelihood of a deficiency citation for restraint use; whereas intravenous therapy, higher use of catheters, and physical restraints were significantly associated with a higher likelihood of a deficiency citation. This analysis establishes linkages between structures and processes and the outcome of a deficiency citation for restraint use. The structural results may have some utility for regulators. They could be used to develop a specific program to target facilities most commonly found to have inappropriate restraint use. The process results may have some utility for providers who could use the information to target residents for review of inappropriate restraint use.

Risk-adjusted outcome measures and quality of care in nursing homes.

This study examines the use of the patient review instrument (PRI), a reimbursement reporting system used by the New York State Department of Health, to assess quality of care based on risk-adjusted outcomes. Data for all residents in approximately 550 nursing homes in upstate New York are used to develop five risk-adjusted outcome measures. The five measures are rates of decline in functional status activities of daily living (ADL), rates of increases in severity of decubitus ulcers, physical restraints rates, dehydration rates, and rates of major accidents. Logistic models are used to adjust for individual patients' risk factors. The face validity, content, construct, and criterion validity of these measures is examined. Measures based on ADL decline, deterioration in decubiti, and physical restraints rates met all validity criteria and were correlated significantly with deficiency citations. Measures based on accident rates and rates of dehydration did not perform as well. There was significant variation in these quality measures across regions and between for-profit and nonprofit nursing homes. Information about quality of care is important to the efficient operation of competitive markets. Such information, however, often is costly to obtain and not available to individual patients. This study demonstrates that valid risk-adjusted outcome measures of quality can be developed based on data collected for reimbursement purposes.