Cycle Of Upwelling Research Articles

Variability in the phytoplankton response to upwelling across an iron limitation mosaic within the California current system

AbstractCoastal upwelling currents such as the California Current System (CCS) comprise some of the most productive biological systems on the planet. Diatoms dominate these upwelling events in part due to their rapid response to nutrient entrainment. In this region, they may also be limited by the micronutrient iron (Fe), an important trace element primarily involved in photosynthesis and nitrogen assimilation. The mechanisms behind how diatoms physiologically acclimate to the different stages of the upwelling conveyor belt cycle remain largely uncharacterized. Here, we explore their physiological and metatranscriptomic response to the upwelling cycle with respect to the Fe limitation mosaic that exists in the CCS. Subsurface, natural plankton assemblages that would potentially seed surface blooms were examined over wide and narrow shelf regions. The initial biomass and physiological state of the phytoplankton community had a large impact on the overall response to simulated upwelling. Following on‐deck incubations under varying Fe physiological states, our results suggest that diatoms quickly dominated the blooms by “frontloading” nitrogen assimilation genes prior to upwelling. However, diatoms subjected to induced Fe limitation exhibited reductions in carbon and nitrogen uptake and decreasing biomass accumulation. Simultaneously, they exhibited a distinct gene expression response which included increased expression of Fe‐starvation induced proteins and decreased expression of nitrogen assimilation and photosynthesis genes. These findings may have significant implications for upwelling events in future oceans, where changes in ocean conditions are projected to amplify the gradient of Fe limitation in coastal upwelling regions.

Greenhouse Warming Weakens the Seasonal Cycle of the Eastern Boundary Upwelling

AbstractThe response of upwelling in the eastern boundary upwelling systems (EBUSs) to anthropogenic climate change has attracted much scientific attention due to its core role in nourishing marine ecosystems. A decade‐old hypothesis suggests that greenhouse warming may intensify upwelling‐favorable winds and subsequently the upwelling in EBUSs, but the impact of greenhouse warming on the seasonal cycle of upwelling remains unknown. Using the recent generation of global climate simulations under a high carbon emission scenario, we show a universal weakening of the upwelling seasonal cycle in the major EBUSs. This is mainly ascribed to the projected weakened seasonal cycle of the upwelling‐favorable winds. In addition, long‐term changes in geostrophic transport exert a nonnegligible contribution to the changes in the upwelling seasonal cycle. Our study suggests that the upwelling in the EBUSs is likely to have a more complicated response to greenhouse warming than previously thought.

Ventilation Pathways for the North Pacific Oxygen Deficient Zone

AbstractOxygen deficient zones (ODZs) in the tropical ocean exert a profound influence on global biogeochemical cycles, but the factors that regulate their long‐term structure and sensitivity to oceanic change remain poorly understood. We analyzed hydrographic observations and a high‐resolution physical/biogeochemical model to diagnose the primary pathways that ventilate the tropical Pacific ODZs. Historical and recent autonomous observations reveal pronounced and widespread O2 peaks, termed secondary oxygen maxima (SOMs), within the depths of the broader O2 minimum layer, especially at the equatorward edge of both northern and southern ODZs. In the northern ODZ, Lagrangian particle tracking in an eddy‐permitting numerical model simulation attributes these features to intrusions of the Northern Subsurface Countercurrent along the equatorial edge of the ODZ. Zonal subsurface jets also ventilate the poleward edge of the northern ODZ but induce a smaller O2 flux and do not yield detectable SOMs. Along the ODZ's eastern boundary, oxygenation is achieved by the seasonal cycle of upwelling of low‐O2 water onto the continental shelf, followed by downwelling of O2‐replenished near‐surface waters back into the ODZ. Waters entering the northern Pacific ODZ originate from the extratropics in both hemispheres, but two thirds are from the Southern Hemisphere and arrive later and with a wider range of transit times. These results suggest that predicting future changes in the large Pacific ODZs will require a better understanding of the climate sensitivity of the narrow zonal jets and seasonal dynamics of coastal upwelling that supply their O2.

Descent Rate Models of the Synchronization of the Quasi-Biennial Oscillation by the Annual Cycle in Tropical Upwelling

Abstract The response of the quasi-biennial oscillation (QBO) to an imposed mean upwelling with a periodic modulation is studied, by modeling the dynamics of the zero wind line at the equator using a class of equations known as descent rate models. These are simple mathematical models that capture the essence of QBO synchronization by focusing on the dynamics of the height of the zero wind line. A heuristic descent rate model for the zero wind line is described and is shown to capture many of the synchronization features seen in previous studies of the QBO. It is then demonstrated using a simple transformation that the standard Holton–Lindzen model of the QBO can itself be put into the form of a descent rate model if a quadratic velocity profile is assumed below the zero wind line. The resulting nonautonomous ordinary differential equation captures much of the synchronization behavior observed in the full Holton–Lindzen partial differential equation. The new class of models provides a novel framework within which to understand synchronization of the QBO, and we demonstrate a close relationship between these models and the circle map well known in the mathematics literature. Finally, we analyze reanalysis datasets to validate some of the predictions of our descent rate models and find statistically significant evidence for synchronization of the QBO that is consistent with model behavior.

Multi-scale variability of the tropical Indian Ocean circulation system revealed by recent observations

The tropical Indian Ocean circulation system includes the equatorial and near-equatorial circulations, the marginal sea circulation, and eddies. The dynamic processes of these circulation systems show significant multi-scale variability associated with the Indian Monsoon and the Indian Ocean dipole. This paper summarizes the research progress over recent years on the tropical Indian Ocean circulation system based on the large-scale hydrological observations and numerical simulations by the South China Sea Institute of Oceanology (SCSIO), Chinese Academy of Sciences. Results show that: (1) the wind-driven Kelvin and Rossby waves and eastern boundary-reflected Rossby waves regulate the formation and evolution of the Equatorial Undercurrent and the Equatorial Intermediate Current; (2) the equatorial wind-driven dynamics are the main factor controlling the inter-annual variability of the thermocline in the eastern Indian Ocean upwelling; (3) the equatorial waves transport large amounts of energy into the Bay of Bengal in forms of coastal Kelvin and reflected free Rossby waves. Several unresolved issues within the tropical Indian Ocean are discussed: (i) the potential effects of the momentum balance and the basin resonance on the variability of the equatorial circulation system, and (ii) the potential contribution of wind-driven dynamics to the life cycle of the eastern Indian Ocean upwelling. This paper also briefly introduces the international Indian Ocean investigation project of the SCSIO, which will advance the study of the multi-scale variability of the tropical Indian Ocean circulation system, and provide a theoretical and data basis to support marine environmental security for the countries around the Maritime Silk Road.

The future of coastal upwelling in the Humboldt current from model projections

The Humboldt coastal upwelling system in the eastern South Pacific ocean is one of the most productive marine ecosystems in the world. A weakening of the upwelling activity could lead to severe ecological impacts. As coastal upwelling in eastern boundary systems is mainly driven by wind stress, most studies so far have analysed wind patterns change through the 20th and 21st Centuries in order to understand and project the phenomenon under specific forcing scenarios. Mixed results have been reported, and analyses from General Circulation Models have suggested even contradictory trends of wind stress for the Humboldt system. In this study, we analyse the ocean upwelling directly in 13 models contributing to phase 5 of the Coupled Model Intercomparison Project (CMIP5) in both the historical simulations and an extreme climate change scenario (RCP8.5). The upwelling is represented by the upward ocean mass flux, a newly-included variable that represents the vertical water transport. Additionally, wind stress, ocean stratification, Ekman layer depth and thermocline depth were also analysed to explore their interactions with coastal upwelling throughout the period studied. The seasonal cycle of coastal upwelling differs between the Northern and Southern Humboldt areas. At lower latitudes, the upwelling season spans most of the autumn, winter and spring. However, in the Southern Humboldt area the upwelling season takes place in spring and the summertime with downwelling activity in winter. This persists throughout the Historical and RCP8.5 simulations. For both the Northern and Southern Humboldt areas an increasing wind stress is projected. However, different trends of upwelling intensity are observed away from the sea surface. Whereas wind stress will continue controlling the decadal variability of coastal upwelling on the whole ocean column analysed (surface to 300 m depth), an increasing disconnect with upwelling intensity is projected below 100 m depth throughout the 21st Century. This relates to an intensification of ocean stratification under global warming as shown by the sea water temperature profiles. Additionally, a divergence between the Ekman layer and thermocline depths is also evidenced. Given the interaction of upwelled nutrients and microscopic organisms essential for fish growth, a potential decline of coastal upwelling at depth could lead to unknown ecological and socio-economical effects.

Seasonal and annual variability of coastal sulphur plumes in the northern Benguela upwelling system.

We investigated the seasonal and annual variability of surface sulphur plumes in the northern Benguela upwelling system off Namibia because of their significant impacts on the marine ecosystem, fishing industry, aquaculture farming and tourism due to their toxic properties. We identified the sulphur plumes in ocean colour satellite data of the medium resolution imaging spectrometer (MERIS) for the 2002–2012 time period using the differences in the spectral properties of Namibian Benguela optical water types. The sulphur events have a strong seasonal cycle with pronounced main and off-seasons forced by local and remote-driven processes. The main peak season is in late austral summer and early austral autumn at the beginning of the annual upwelling cycle caused by increasing equatorwards alongshore winds. The sulphur plume activity is high between February and April during the seasonal oxygen minimum associated with the seasonal reduction of cross-shore ventilation of the bottom waters, the seasonal southernmost position of the Angola Benguela Frontal Zone, the seasonal maximum of water mass fractions of South Atlantic and Angola Gyre Central Waters as well as the seasonal arrival of the downwelling coastal trapped waves. The off-season is in austral spring and early austral summer during increased upwelling intensity and enhanced oxygen supply. The annual variability of sulphur events is characterized by very high activities in years 2004, 2005 and 2010 interrupted by periods of lower activity in years 2002 to 2003, 2006 to 2009 and 2011 to 2012. This result can be explained by the relative contributions or adding effects of local and remote-driven forces (from the equatorial area). The probability for the occurrence of sulphur plumes is enhanced in years with a lower annual mean of upwelling intensity, decreased oxygen supply associated with decreased lateral ventilation of bottom waters, more southern position of the Angola Benguela Frontal Zone, increased mass fraction of South Atlantic Central Water and stronger downwelling coastal trapped waves. Understanding of the variability and forcing processes of the toxic sulphur events will help in the future to monitor and forecast them as well as to manage their social and economic consequences in the northern Benguela upwelling system off Namibia.

Spatial variability of Spanish sardine (Sardinella aurita) abundance as related to the upwelling cycle off the southeastern Caribbean Sea.

The Sardinella aurita fishery off northeastern Venezuela, region of seasonal wind-driven coastal-upwelling, accounts for 90% of the Caribbean Sea small pelagic catch. This law-protected artisanal fishery takes place up to ~10 km offshore. The spatial distribution, number of schools, and biomass of S. aurita were studied using eight hydro-acoustic surveys (1995–1998). The study included the analysis of satellite-derived sea surface temperature and chlorophyll-a. Surveys were grouped by strong, weak, and transitional upwelling seasons. Relationships between these observations were analyzed using Generalized Additive Models. Results show that during the primary upwelling season (January-May) sardines were widely distributed in upwelling plumes that extended up to 70 km offshore. In the other hand, during the weak upwelling season (September-October) higher sardine densities were found within 10 Km off the coastal upwelling foci. The number of small pelagic schools was directly correlated with small pelagic densities; however, regardless of the season, higher numbers of small pelagic schools were always closer to the shoreline, especially during warm conditions. These two behaviors increase the availability and catchability of sardines for the artisanal fishery during the warm season, regardless of the total stock size. Using this evidence, we pose the hypothesis that the collapse of the regional S. aurita fishery in 2005 was due to a combination of stressful habitat conditions sustained since 2004. These included bottom-up factors due to food scarcity caused by weak upwelling, combined with top-down stress due to overfishing, as sardines accumulated in narrow diminished upwelling plumes located close to the coast. The increased catchability within easily accessible upwelling foci led to the demise of this biological resource, which as of 2014 had not yet recovered. Environmental conditions affecting the sardine habitat needs to be taken into account for the management of this stock. For example, during years with weak upwelling, special measures should be taken during the warm season on the second half of the year to avoid further pressure on the stock.

Improved ENSO simulation from climate system model FGOALS-g1.0 to FGOALS-g2

This study presents an overview of the improvement in the simulation of El Nino–Southern Oscillation (ENSO) in the latest generation of the Institute of Atmospheric Physics’ coupled general circulation model (CGCM), the Flexible Global Ocean–Atmosphere–Land System model Grid-point Version 2 (FGOALS-g2; hereafter referred to as “g2”) from its predecessor FGOALS-g1.0 (referred to as “g1”), including the more realistic amplitude, irregularity, and ENSO cycle. The changes have been analyzed quantitatively based on the Bjerknes stability index, which serves as a measure of ENSO growth rate. The improved simulation of ENSO amplitude is mainly due to the reasonable representation of the thermocline and thermodynamic feedbacks: On the one hand, the deeper mean thermocline results in a weakened thermocline response to the zonal wind stress anomaly, and the looser vertical stratification of mean temperature leads to a weakened response of anomalous subsurface temperature to anomalous thermocline depth, both of which cause the reduced thermocline feedback in g2; on the other hand, the alleviated cold bias of mean sea surface temperature leads to more reasonable thermodynamic feedback in g2. The regular oscillation of ENSO in g1 is associated with its unsuccessful representation of the role of atmospheric noise over the western–central equatorial Pacific (WCEP) in triggering ENSO events, which arises from the weak synoptic–intraseasonal variability of zonal winds over the WCEP in g1. The asymmetric transition of ENSO in g1 is attributed to the asymmetric effect of thermocline feedback, which is due to the annual cycle of mean upwelling in the eastern Pacific. This study highlights the great impact of improving the representation of mean states on the improved simulation of air–sea feedback processes and ultimately more reasonable depiction of ENSO behaviors in CGCMs.

Spectrum of Wave Forcing Associated with the Annual Cycle of Upwelling at the Tropical Tropopause

Abstract The zonal wavenumber spectrum of atmospheric wave forcing in the lower stratosphere is examined to understand the annual cycle of upwelling at the tropical tropopause. Tropopause upwelling is derived based on the wave forcing computed from ERA-Interim using the momentum and mass conservation equations in the transformed Eulerian-mean framework. The calculated upwelling agrees well with other upwelling estimates and successfully captures the annual cycle, with a maximum during Northern Hemisphere (NH) winter. The spectrum of wave forcing reveals that the zonal wavenumber-3 component drives a large portion of the annual cycle in upwelling. The wave activity flux (Eliassen–Palm flux) shows that the associated waves originate from the NH extratropics and the Southern Hemisphere tropics during December–February, with both regions contributing significant wavenumber-3 fluxes. These wave fluxes are nearly absent during June–August. Wavenumbers 1 and 2 and synoptic-scale waves have a notable contribution to tropopause upwelling but have little influence on the annual cycle, except the wavenumber-4 component. The quasigeostrophic refractive index suggests that the NH extratropical wavenumber-3 component can enhance tropopause upwelling because these planetary-scale waves are largely trapped in the vertical, while being refracted toward the subtropical upper troposphere and lower stratosphere. Regression analysis based on interannual variability suggests that the wavenumber-3 waves are related to tropical convection and wave breaking along the subtropical jet in the NH extratropics.

Synchronisation of the equatorial QBO by the annual cycle in tropical upwelling in a warming climate

The response of the period of the quasi‐biennial oscillation (QBO) to increases in tropical upwelling are considered using a one‐dimensional model. We find that the imposition of the annual cycle in tropical upwelling creates substantial variability in the period of the QBO. The annual cycle creates synchronisation regions in the wave forcing space, within which the QBO period locks onto an integer multiple of the annual forcing period. Outside of these regions, the QBO period undergoes discrete jumps as it attempts to find a stable relationship with the oscillator forcing. The resulting set of QBO periods can be either discrete or broad‐banded, depending on the intrinsic period of the QBO.We use the same model to study the evolution of the QBO period as the strength of tropical upwelling increases, as would be expected in a warmer climate. The QBO period lengthens and migrates closer towards 36‐ and 48‐month locking regions as upwelling increases. The QBO period does not vary continuously with increased upwelling, however, but instead transitions through a series of two‐ and three‐cycles before becoming locked to the annual cycle. Finally, some observational evidence for the cyclical behaviour of the QBO periods in the real atmosphere is presented.

Relation between Upwelling Intensity and the Variability of Physical and Chemical Parameters in the Southern Benguela Upwelling System

The extent to which wind-driven seasonal upwelling cycles manifest in surface ocean temperature and nutrient variability along a monitoring line in the Southern Benguela upwelling system was investigated. Monitoring conducted monthly over a six-year period shows that surface temperature and nutrient concentrations exhibit very poor seasonality and weak correlation with the upwelling index. This is, despite clear evidence for spatial inshore-offshore gradients in temperature, nutrients, and chlorophyll, consistent with an upwelling regime. The upper ocean temperature gradient shows a much better correspondence to the upwelling index but at the same time demonstrates that surface heating, and not vertical mixing related to upwelling, controls the upper ocean temperature gradient. The results suggest that remote sensing techniques would be inadequate tools to monitor upwelling events in the Southern Benguela. Also, the incidence of phytoplankton blooms is more likely triggered by stratified conditions associated with surface heating than relaxation of upwelling winds.

Continental microseismic intensity delineates oceanic upwelling timing along the west coast of North America

AbstractThe biological productivity of coastal upwelling regions undergoes marked interannual variability as marine ecosystems respond to changes in the prevailing winds. Determination of the principal metrics that define the upwelling cycle—the spring transition, when ocean conditions switch from downwelling‐ to upwelling‐favorable, and the Fall Transition, when conditions return to downwelling‐favorable—is essential for understanding changes in coastal productivity. Here we demonstrate that upwelling in the northern California Current System may be delineated by changes in microseismic activity recorded at a broadband seismological station in southwestern British Columbia. Observed high correlation between microseismic intensity and offshore bottom pressure fluctuations at ~0.2 Hz confirms a direct link to regional wind‐wave generation. Comparison of transition times derived from coincident 20 year records of microseismic intensity and alongshore wind stress for the British Columbia‐Oregon coast suggests that seismically derived times may be more representative of coastal upwelling than times derived using traditional methods.

On the temporal memory of coastal upwelling off NW Africa

AbstractWe use a combination of satellite, in situ, and numerical data to provide a comprehensive view of the seasonal coastal upwelling cycle off NW Africa in terms of both wind forcing and sea surface temperature (SST) response. Wind forcing is expressed in terms of both instantaneous (local) and time‐integrated (nonlocal) indices, and the ocean response is expressed as the SST difference between coastal and offshore waters. The classical local index, the cross‐shore Ekman transport, reproduces reasonably well the time‐latitude distribution of SST differences but with significant time lags at latitudes higher than Cape Blanc. Two nonlocal indices are examined. One of them, a cumulative index calculated as the backward averaged Ekman transport that provides the highest correlation with SST differences, reproduces well the timing of the SST differences at all latitudes (except near Cape Blanc). The corresponding time lags are close to zero south of Cape Blanc and range between 2 and 4 months at latitudes between Cape Blanc and the southern Gulf of Cadiz. The results are interpreted based on calculations of spatial and temporal auto and cross correlations for wind forcing and SST differences. At temporal scales of 2–3 weeks, the alongshore advection of alongshore momentum compensates for interfacial friction, allowing the upwelling jet and associated frontal system to remain active. We conclude that the coastal jet plays a key role in maintaining the structure of coastal upwelling, even at times of relaxed winds, by introducing a seasonal memory to the system in accordance with the atmospheric‐forcing annual cycle.

Surface ocean response to synoptic-scale variability in wind stress and heat fluxes off south-central Chile

The effect of the high frequency (synoptic) variability of wind and heat fluxes upon the surface ocean off south-central Chile (west coast of South America) is investigated using a regional ocean model. We focus our analysis in austral summer, when the regional wind experiences significant day-to-day variability superimposed on a mean, upwelling favorable flow. To evaluate the nature and magnitude of these effects, we performed three identical simulations except for the surface forcing: the climatological run, with long-term monthly mean wind-stresses and heat fluxes; the wind-synoptic run, with daily wind stresses and climatological heat fluxes; and the full-synoptic run, with daily wind-stresses and daily fluxes. The mean currents and surface geostrophic EKE fields show no major differences between simulations, and agree well with those observed in this ocean area. Nevertheless, substantially more ageostrophic EKE is found in the simulations which include synoptic variability of wind-stresses, impacting the total surface EKE and diffusivities, particularly south of Punta Lavapie (37°S), where the lack of major currents implies low levels of geostrophic EKE. Summer mean SSTs are similar in all simulations and agree with observations, but SST variability along the coast is larger in the runs including wind-stress synoptic variability, suggesting a rather linear response of the ocean to cycles of southerly wind strengthening and relaxation. We found that coastal SST variability does not change significantly in the first tenths of kilometers from the shore when including daily heat fluxes, highlighting the prominent role of wind-driven upwelling cycles. In contrast, in the offshore region situated beyond the 50km coastal strip, it is necessary to include synoptic variability in the heat fluxes to account for a realistic SST variability.

Ozone seasonality above the tropical tropopause: reconciling the Eulerian and Lagrangian perspectives of transport processes

Abstract. We aim to reconcile the recently published, apparently contrasting results regarding the relative importance of tropical upwelling versus horizontal transport for the seasonality of ozone above the tropical tropopause. Different analysis methods in the literature (Lagrangian versus Eulerian, and isentropic versus pressure vertical coordinates) yield different perspectives of ozone transport, and the results must be carefully compared in equivalent terms to avoid misinterpretation. By examining the Lagrangian calculations in the Eulerian formulation, we show here that the results are in fact consistent with each other and with a common understanding of the ozone transport processes near and above the tropical tropopause. We further emphasize that the complementary approaches are suited for answering two different scientific questions: (1) what drives the observed seasonal cycle in ozone at a particular level above the tropical tropopause? and (2) how important is horizontal transport from mid-latitudes for ozone concentrations in the tropical lower stratosphere? Regarding the first question, the analysis of the transformed Eulerian mean (TEM) ozone budget shows that the annual cycle in tropical upwelling is the main forcing of the ozone seasonality at altitudes with large vertical gradients in the tropical lower stratosphere. To answer the second question a Lagrangian framework must be used, and the results show that a large fraction (~50%) of the ozone molecules ascending through the tropical lower stratosphere is of extra-tropical origin and has been in-mixed from mid-latitudes.

Variability in upwelling across the tropical tropopause and correlations with tracers in the lower stratosphere

Abstract. Temporal variability of the upwelling near the tropical tropopause on daily to annual timescales is investigated using three different estimates computed from the ERA-Interim reanalysis. These include upwelling archived by the reanalysis, plus estimates derived from thermodynamic and momentum balance calculations. Substantial variability in upwelling is observed on both seasonal and sub-seasonal timescales, and the three estimates show reasonably good agreement. Tropical upwelling should exert strong influence on temperatures and on tracers with large vertical gradients in the lower stratosphere. We test this behavior by comparing the calculated upwelling estimates with observed temperatures in the tropical lower stratosphere, and with measurements of ozone and carbon monoxide (CO) from the Aura Microwave Limb Sounder (MLS) satellite instrument. Time series of temperature, ozone and CO are well correlated in the tropical lower stratosphere, and we quantify the influence of tropical upwelling on this joint variability. Strong coherent annual cycles observed in each quantity are found to reflect the seasonal cycle in upwelling. Statistically significant correlations between upwelling, temperatures and tracers are also found for sub-seasonal timescales, demonstrating the importance of upwelling in forcing transient variability in the lower tropical stratosphere.

Stratospheric versus Tropospheric Control of the Strength and Structure of the Brewer–Dobson Circulation

Abstract The strength and structure of the Brewer–Dobson circulation (BDC) are explored in an idealized general circulation model. It is shown that diabatic forcing of the stratosphere and planetary wave forcing by the troposphere can have comparable effects on tracer transport through the stratosphere, as quantified by the mean age of air and age spectrum. Their impact, however, is mediated through different controls on the mass circulation. Planetary waves are modulated by changing surface topography. Increased wave forcing strengthens the circulation, particularly at lower levels. This is primarily a tropospheric control on the BDC, as the wave forcing is set by stationary waves at the base of the stratosphere. Stratospheric control of the circulation is effected indirectly through the strength of the stratospheric polar vortex. A colder vortex creates a waveguide higher into the stratosphere, raising the breaking level of Rossby waves and deepening the circulation. Ventilation of mass in the stratosphere depends critically on the depth of tropical upwelling, and so mass and tracer transport is comparably sensitive to both tropospheric and stratospheric controls. The two controls on the circulation can lead to separate influences on the lower and upper stratosphere, with implications for the seasonal cycle of tropical upwelling. They allow for independent changes in the “shallow” and “deep” branches of the BDC, which may be important for comparing modeled trends with observations. It is also shown that changes in the BDC have a significant impact on the tropical cold point (on the order of degrees) and the equator-to-pole gradient in the tropopause (on the order of a kilometer).

Tropical Cold-Point Tropopause: Climatology, Seasonal Cycle, and Intraseasonal Variability Derived from COSMIC GPS Radio Occultation Measurements

Abstract The finescale structure of the tropical cold-point tropopause (CPT) is examined using high-resolution temperature profiles derived from Constellation Observing System for Meteorology, Ionosphere and Climate (COSMIC) global positioning system (GPS) radio occultation measurements for 4 yr from September 2006 to August 2010. The climatology, seasonal cycle, and intraseasonal variability are analyzed for three CPT properties: temperature (T-CPT), pressure (P-CPT), and sharpness (S-CPT). Their relationships with tropospheric and stratospheric processes are also discussed. The climatological P-CPT is largely homogeneous in the deep tropics, whereas T-CPT and S-CPT exhibit local minima and maxima, respectively, at the equator in the vicinity of deep convection regions. All three CPT properties, however, show coherent seasonal cycle in the tropics; the CPT is colder, higher (lower in pressure), and sharper during boreal winter than during boreal summer. This seasonality is consistent with the seasonal cycle of tropical upwelling, which is largely driven by stratospheric and near-tropopause processes, although the amplitude of the seasonal cycle of T-CPT and S-CPT is modulated by tropospheric circulations. On intraseasonal time scales, P-CPT and T-CPT exhibit homogeneous variability in the deep tropics, whereas S-CPT shows pronounced local variability and seasonality. The wavenumber–frequency spectra reveal that intraseasonal variability of CPT properties is primarily controlled by Kelvin waves, with a nonnegligible contribution by Madden–Julian oscillation convection. The Kelvin waves, which are excited by deep convection but often propagate along the equator freely, explain the homogeneous P-CPT and T-CPT variabilities. On the other hand, the vertically tilted dipole of temperature anomalies, which is associated with convectively coupled equatorial waves, determines the local structure and seasonality of S-CPT variability.

Mechanisms of the Tropical Upwelling Branch of the Brewer–Dobson Circulation: The Role of Extratropical Waves

Abstract The role of extratropical waves in the tropical upwelling branch of the Brewer–Dobson circulation is investigated in an idealized model of the stratosphere and troposphere. To simulate different stratospheric seasonal cycles of planetary waves in the two hemispheres, seasonally varying radiative heating is imposed only in the stratosphere, and surface topographic forcing is prescribed only in the Northern Hemisphere (NH). A zonally symmetric version of the same model is used to diagnose the effects of different wavenumbers and different regions of the total forcing on tropical stratospheric upwelling. The simple configuration can simulate a reasonable seasonal cycle of the tropical upwelling in the lower stratosphere with a stronger amplitude in January (NH midwinter) than in July (NH midsummer), as in the observations. It is shown that the seasonal cycle of stratospheric planetary waves and tropical upwelling responds nonlinearly to the strength of the tropospheric forcing, with a midwinter maximum under strong NH-like tropospheric forcing and double peaks in the fall and spring under weak Southern Hemisphere (SH)-like forcing. The planetary wave component of the total forcing can approximately reproduce the seasonal cycle of tropical stratospheric upwelling in the zonally symmetric model. The zonally symmetric model further demonstrates that the planetary wave forcing in the winter tropical and subtropical stratosphere contributes most to the seasonal cycle of tropical stratospheric upwelling, rather than the high-latitude wave forcing. This suggests that the planetary wave forcing, prescribed mostly in the extratropics in the model, has to propagate equatorward into the subtropical latitudes to induce sufficient tropical upwelling. Another interesting finding is that the planetary waves in the summer lower stratosphere can drive a shallow residual circulation rising in the subtropics and subsiding in the extratropics.