Coherent Optical Transceivers Research Articles

Frequency-dependent impairment calibration and estimation for a 96 GBaud coherent optical transceiver

For 800 Gbps/λ and beyond optical transmission systems, frequency-dependent impairments (FDI) degrade coherent optical transceiver (CO-TRx) performance severely. Calibration and compensation of such FDI in factories includes amplitude/phase frequency response (AFR/PFR), skew, and ripple for both transmitters(Tx) and receivers (Rx). However, due to the polarization rotation and phase rotation effects in optical link, the separation and extraction of FDI from different polarization or I/Q tributaries is challenging. Here we report a FDI calibration method based on orthogonal separation scheme and frequency domain analysis. The proposal can simultaneously characterize and separate the Tx/Rx sides FDI including AFR, PFR, and time skew of four tributaries. Finally, the effectiveness is demonstrated by transmitting a 96 GBuad Nyquist-16QAM signal on a 64 GBaud-class CO-TRx.

Low-complexity Coherent Optical Transceiver IQ Imbalances Calibration Enabled by Cross-power Spectrum Method

Low-complexity Coherent Optical Transceiver IQ Imbalances Calibration Enabled by Cross-power Spectrum Method

ZR 400 Gbit/s and 800 Gbit/s use cases, trials, deployments, and future prospects [Invited

As bandwidth grows operators are moving from 100 Gbit/s to 400 Gbit/s ports on core routers with wavelengths on underlying transmission also increasing to 400 Gbit/s and higher. Developments in pluggable coherent optical transceivers such as ZR optics present different optical layer architectures: pluggable coherent transceivers inserted into the router versus external transponders and “hop-by-hop” architectures, in which packets pass through multiple intermediate routers, versus “optical express” architectures via ROADMs. The paper describes using a bespoke modeling tool to compare cost and power consumption for various 400 Gbit/s architectures, applied to the core network of a major operator as total bandwidth increases from current levels ∼28Tbit/s to a future 220 Tbit/s scenario. The model shows that, as bandwidths increase, “optical express” architectures become lower cost compared to “hop-by-hop” architectures. The paper describes a field trial of pluggable 400 Gbit/s ZR+ transceivers directly deployed in routers and transported over a ROADM network and reviews architectural options likely to arise as bandwidths increase to 800 Gbit/s. For 400 Gbit/s and higher, operators face a range of optical layer architectures: the best outcome gives the lowest cost and power consumption while enabling efficient network operations, and it could be that different solutions are best for different networks.

Planning of Survivable Wavelength-Switched Optical Networks Based on P2MP Transceivers

Nowadays, the booming of emerging network services have shifted the major traffic pattern in metro-aggregation networks from point-to-point (P2P) to hub-and-spoke (H&S). Hence, it will be promising to plan metro-aggregation networks with point-to-multipoint coherent optical transceivers (P2MP-TRXs). This work studies how to plan a survivable wavelength-switched optical network (WSON) with P2MP-TRXs and shared backup path protection (SBPP) to address single-link failures. We formulate an integer linear programming (ILP) model to place P2MP-TRXs, assign sub-carriers (SCs) to P2MP-TRXs, and calculate routing and spectrum assignment (RSA) for the working/backup lightpath between each hub-leaf P2MP-TRX pair, such that traffic demands can be satisfied with the minimum cost. A heuristic based on adaptive demand grouping (ADG) is also proposed to solve the problem time-efficiently. Extensive simulations confirmed the performance of our proposals.

Neural network architectures for optical channel nonlinear compensation in digital subcarrier multiplexing systems.

In this work, we propose to use various artificial neural network (ANN) structures for modeling and compensation of intra- and inter-subcarrier fiber nonlinear interference in digital subcarrier multiplexing (DSCM) optical transmission systems. We perform nonlinear channel equalization by employing different ANN cores including convolutional neural networks (CNN) and long short-term memory (LSTM) layers. First, we develop a fiber nonlinearity compensation for DSCM systems based on a fully-connected network across all subcarriers. In subsequent steps, and borrowing from the perturbation analysis of fiber nonlinearity, we gradually upgrade proposed designs towards modular structures with better performance-complexity advantages. Our study shows that putting proper macro structures in design of ANN nonlinear equalizers in DSCM systems can be crucial in development of practical solutions for future generations of coherent optical transceivers.

Multiple Tb/s Coherent Optical Transceivers for Short Reach Interconnect

This paper investigates coherent optical transceivers for short-reach interconnect, where a local oscillator laser is used to boost received optical signals for high receiver sensitivity. We review the state-of-the-art technologies and propose a miniature Mach-Zehnder modulator (mMZM) array with 3D silicon photonic-electronic integration to enable high-density, low-power multiple Tb/s coherent transceivers. For design optimization at transceiver level performances, we develop methodology and models to simulate PN junction and mMZM for high-efficiency high-speed modulation, which can be linked to system performances, including high-speed performances, receiver sensitivity, optical link budget, and coherent optical transceiver power consumption. With the optimized design and state-of-the-art technologies, we achieve highly integrated multiple Tb/s coherent transceivers with high density, high speed, and low power. Our simulation results show 3 pJ/bit for integrated driver/mMZM, 5 pJ/bit for integrated PIC/IC and 6.5 pJ/bit with transceiver optics for 6.4 Tb/s with 60 Gbaud 16QAM. Compared with conventional long phase shifter (PS) MZM (4 mm), mMZM with short PS (2.4 mm) only have an extra loss of ∼2 dB under 60 Gbaud 16QAM modulation with optimized designs. We study the scalability from 6.4 Tb/s to 12.8 Tb/s using 120 Gbaud 16QAM for intra-DC interconnect. The results show that further improvement for modulation efficiency, frequency response and laser output power are needed to enable the 12.8 Tb/s.

Coherent Optical Transceivers Scaling and Integration Challenges

The advancement of digital coherent technologies has dramatically increased the system capacity per single-core single-mode fiber to the point that we can now approach the Shannon limit by utilizing high-order modulation formats and high-coding gain forward error correction (FEC) codes. Because the required energy per bit increases exponentially the closer we get to the Shannon limit, extending the available optical bandwidth by using ultrawideband wavelength-division multiplexing (WDM) and/or spatial-division multiplexing (SDM) is indispensable for increasing the system capacity with high energy efficiency. However, simple extensions of wavelength resources and spatial parallelization dramatically increase the number of transceivers (TxRxs) in proportion to the wavelength/spatial multiplicity. The key to achieving cost- and energy-efficient systems is to reduce the system complexity by using high-density integration and broadband optelectronics. In this article, we overview and discuss the recent advances of coherent optical transceivers integrated with an optical front end and digital signal processing (DSP)/application-specific integrated circuit (ASIC). We then present the transponder architectures and the challenges involved in applying them for massive parallelized transmission systems.

Coherent Free-Space Optical Communications: Opportunities and Challenges

The ever-increasing data rate demand for wireless systems is pushing the physical limits of standalone radio-frequency communications, thus fostering the blooming of novel high-capacity optical wireless solutions. This imminent penetration of optical communication technologies into the wireless domain opens up a set of novel opportunities for the development of a new generation of wireless systems providing unprecedented capacity. Unlocking the full potential of free-space optics (FSO) transmission can only be achieved through a seamless convergence between the optical fiber and optical wireless domains. This will allow taking advantage of the staggering progress that has been made on fiber-based communications during the last decades, namely leveraging on the latest generation of Terabit-capable coherent optical transceivers. On the other hand, the development of these high-capacity optical wireless systems still faces a set of critical challenges, namely regarding the impact of atmospheric turbulence and pointing errors. In this work, we provide an in-depth experimental analysis of the main potentialities and criticalities associated with the development of ultra-high-capacity FSO communications, ultimately leading to the long-term (48-hours) demonstration of a coherent FSO transmission system delivering more than 800 Gbps over <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$\sim$</tex-math></inline-formula> 42 m link length, in an outdoor deployment exposed to time-varying turbulence and meteorological conditions.

Experimental Demonstration of Simultaneously Precise Tx and Rx Skew Calibration for Coherent Optical Transceiver

High precise IQ skewcalibration of the coherent optical transceiver is crucial for high baud rate and high-order modulation formats optical transmission system. In this paper, a novel high precise optical coherent transceiver calibration method based on the specially designed interleaved in-phase (I) and quadrature-phase (Q) multi-tone signals is proposed. This method can simultaneously characterize the transmitter (Tx) and receiver (Rx) side IQ skew by just one measurement without using any additional device or training process. Because of the non-overlapping characteristic of these interleaved I and Q signals in the frequency domain, the IQ crosstalk in the coherent optical transceiver can be effectively avoided, contributing to high-precision calibration. Since the calibration process only focuses on the phase frequency response characteristic, the dynamic range of IQ skew calibration can easily reach dozens of picoseconds. Theoretical analysis and simulation results indicate that the measurement accuracy of the Tx skew and Rx skew is within &#x00B1;0.2 ps in the proposed scheme, and the dynamic range of IQ skew calibration can reach &#x00B1;40 ps. With the help of this IQ skew calibration method, the transmission performance improvement is experimentally verified in both single-polarization 30 GBaud 32QAM signal and dual-polarization 30 GBaud 16QAM signal transmission systems.

Estimating System OSNR With a Digital Coherent Transceiver

We demonstrate a technique of evaluating optical signal to noise ratio (OSNR) associated with an optical carrier in a fiber-optic system using a commercial coherent optical transceiver equipped with digital signal processing capability. The procedure of measuring noises caused by the transmitter and the receiver is outlined, and these transceiver-related noises need to be taken into account in order to accurately evaluate the system OSNR. Through digital polarization-demultiplexing and polarization nulling in the receiver, it is possible to extract the noise underneath the optical signal, and to measure the tilt of the ASE noise spectrum within the optical signal bandwidth.

Monitoring and diagnostic technologies using deep neural networks for predictive optical network maintenance [Invited

In recent years, optical networks have become more complex due to traffic increase and service diversification, and it has become increasingly difficult for network operators to monitor large-scale networks and keep track of communication status at all times, as well as to control and operate the various services running on the networks. This issue is motivating the need for autonomous optical network diagnosis, and expectations are growing for the use of machine learning and deep learning. Another trend is the active movement toward reducing capital expenditure (CAPEX)/operational expenditure (OPEX) of optical transport equipment by employing whitebox hardware, open source software, and open interfaces. In this paper, we describe in detail the concept of a series of workflows for the whitebox transponder, including getting optical performance data from the coherent optical transceiver, diagnosing optical transmission line conditions by applying deep neural networks (DNNs) to the collected data, and notifying the remote network management system (NMS) of the diagnosis results. In addition, as one of the use cases, we demonstrate fiber bending detection based on the diagnosis workflow. Offline and online demonstrations show the deployed diagnosis system can identify the fiber bend with up to 99% accuracy in our evaluation environment.

Enhanced Phase Estimation for Long-Haul Multi-Carrier Systems Using a Dual-Reference Subcarrier Approach

Multi-subcarrier (MSC) modulation is recently standing out as a notable new feature in the latest generations of high-speed coherent optical transceivers, providing distinctive advantages over legacy single-carrier systems. However, the transition from single-carrier to MSC modulation still requires significant optimization of digital signal processing subsystems, in order to maximize the inherent potential of subcarrier multiplexing. In this article, the penalty associated with the usage of carrier phase estimation (CPE) methods inherited from single-carrier systems is quantitatively studied and the need for enhanced MSC-tailored solutions is evidenced. A novel pilot-based joint-subcarrier CPE method based on a dual-reference subcarrier (DRS) approach is described and numerically assessed. The proposed DRS-CPE exploits the frequency-dependent walk-off effect imposed by chromatic dispersion (CD) to enable the separation of phase noise processes incurred by the transmitter and local oscillator lasers, thereby allowing to effectively apply joint-subcarrier CPE independently of the symbol-rate per subcarrier. Our numerical results demonstrate that the proposed DRS-CPE enables to operate with near-optimum performance at symbol-rates per subcarrier as low as 1 Gbaud over ultra-long-haul distances.

Adaptive Background Compensation of Frequency Interleaved DACs With Application to Coherent Optical Transceivers

Digital-to-analog converters (DACs) with bandwidths larger than 70 GHz and sampling rates in excess of 170 GS/s will soon be required in ultra-high speed communication applications such as coherent optical transceivers operating at symbol rates of 140 GBd and beyond. Frequency interleaving has been proposed as a way to break the bandwidth bottleneck in such applications. Splitting the input signal into multiple frequency bands reduces the required bandwidth per interleaved DAC and therefore it enables the synthesis of greater bandwidth signals in the reconstructed output. Elaborate digital signal processing (DSP) is required to seamlessly stitch together the sub-bands and compensate the errors of the analog signal path, which would otherwise severely degrade the performance of the communication system. Adaptive DSP techniques are required to automatically compensate errors caused by process, voltage, and temperature variations in the technology (e.g., CMOS, SiGe, etc.) implementations of the data converters, and therefore ensure high manufacturing yield. These techniques must operate in background mode to avoid interfering with the normal operation of the communication system. This work introduces an adaptive background compensation scheme for frequency interleaved DACs (FI-DACs). The primary application example is a 128 GBd QAM16 coherent optical transceiver. However, the technique is applicable to other types of communication transceivers, and it can be generalized to arbitrary signals, as long as they are stationary or quasi-stationary and have a wideband continuous spectrum. The key elements of the proposed technique are a MIMO equalizer and the backpropagation algorithm. Numerical simulation results for the aforementioned application example show that the signal to noise and distortion ratio (SNDR) of the FI-DAC is boosted by more than 25 dB when the proposed compensation technique is applied in the presence of typical analog mismatches. Furthermore, the optical signal to noise ratio penalty of the optical transceiver is reduced from 6 dB to 0.1 dB.

Scaling capacity of fiber-optic transmission systems via silicon photonics

AbstractThe tremendous growth of data traffic has spurred a rapid evolution of optical communications for a higher data transmission capacity. Next-generation fiber-optic communication systems will require dramatically increased complexity that cannot be obtained using discrete components. In this context, silicon photonics is quickly maturing. Capable of manipulating electrons and photons on the same platform, this disruptive technology promises to cram more complexity on a single chip, leading to orders-of-magnitude reduction of integrated photonic systems in size, energy, and cost. This paper provides a system perspective and reviews recent progress in silicon photonics probing all dimensions of light to scale the capacity of fiber-optic networks toward terabits-per-second per optical interface and petabits-per-second per transmission link. Firstly, we overview fundamentals and the evolving trends of silicon photonic fabrication process. Then, we focus on recent progress in silicon coherent optical transceivers. Further scaling the system capacity requires multiplexing techniques in all the dimensions of light: wavelength, polarization, and space, for which we have seen impressive demonstrations of on-chip functionalities such as polarization diversity circuits and wavelength- and space-division multiplexers. Despite these advances, large-scale silicon photonic integrated circuits incorporating a variety of active and passive functionalities still face considerable challenges, many of which will eventually be addressed as the technology continues evolving with the entire ecosystem at a fast pace.

Towards Integrating True Random Number Generation in Coherent Optical Transceivers

The integration of quantum communication functions often requires dedicated opto-electronic components that do not bode well with the technology roadmaps of telecom systems. We investigate the capability of commercial coherent transceiver sub-systems to support quantum random number generation next to classical data transmission, and demonstrate how the quantum entropy source based on vacuum fluctuations can be potentially converted into a true random number generator for this purpose. We discuss two possible implementations, building on a receiver- and a transmitter-centric architecture. In the first scheme, balanced homodyne broadband detection in a coherent intradyne receiver is exploited to measure the vacuum state at the input of a 90-degree hybrid. In our proof-of-principle demonstration, a clearance of >2 dB between optical and electrical noise is obtained over a wide bandwidth of more than 11 GHz. In the second scheme, we propose and evaluate the re-use of monitoring photodiodes of a polarization-multiplexed inphase/quadrature modulator for the same purpose. Time-interleaved random number generation is demonstrated for 10 Gbaud polarization-multiplexed quadrature phase shift keyed data transmission. The availability of detailed models will allow to calculate the extractable entropy and we accordingly show randomness extraction for our two proof-of-principle experiments, employing a two-universal strong extractor.

Highly Efficient Full-Duplex Coherent Optical System Enabled by Combined Use of Optical Injection Locking and Frequency Comb

We propose a novel point-to-point (P2P) coherent optical link based on optical frequency comb and injection-locking optical process, featuring single wavelength and wavelength division multiplexing (WDM) full-duplex coherent transmission over a fiber link up to 100-km distance. With light sources and local oscillators that are injection locked to an optical frequency comb, simultaneous down-stream and up-stream operations at the same wavelength using full-duplex coherent optical transceivers have been experimentally demonstrated. 32-GBd dual-polarization quadrature phase shift keying (DP-QPSK) and dual-polarization 16 quadrature amplitude (DP-16QAM) modulation formats have been investigated in the setup. When using QPSK, full-duplex operation up to 100 km has been achieved, which introduces 2.2 dB penalty at the hard-decision forward-error-correction (HD-FEC) and 1.3 dB penalty at the soft-decision forward-error-correction (SD-FEC) threshold. When using 16QAM, full-duplex operation up to 80 km has been successfully achieved and as large as 2 dB penalty is observed at the HD-FEC threshold, and 1 dB penalty at the SD-FEC threshold. The penalty mainly comes from continuous and discrete reflection impairments.

Accurate and Rigorous Calibration of Intradyne Coherent Receiver Using Polarization-Multiplexed Signal Generated within Intradyne Coherent Transmitter

Coherent optical transceivers offer significant advantages over direct-detect optical transceivers. However, both intradyne coherent transmitters (ICT) and intradyne coherent receivers (ICR) are more complicated and require careful calibration. Traditionally, an ICR is calibrated through heterodyne beating using a single-polarized signal. Active stabilization to maintain a constant state of polarization for the calibration signal is necessary, leading to a relatively complicated setup. We demonstrate a novel method through heterodyne beating using a polarization-multiplexed signal. No polarization control is needed, resulting in a much simpler configuration. The calibration results obtained through the polarization-multiplexed signal match with the results using a single polarized signal. Moreover, this polarization-multiplexed signal can be generated within the intradyne coherent transmitter without using any external components. This innovative technique enables the calibration of a coherent receiver for deployment in the field throughout its lifetime.

Performance of Kramers–Kronig Receivers in the Presence of Local Oscillator Relative Intensity Noise

There is increasing interest in low-complexity coherent optical transceivers for the use in short-reach fiber links. Amongst the simplest configurations is the heterodyne coherent receiver, using a 3-dB coupler to combine the signal with the local oscillator (LO) laser output, and a single photodiode for detection of each polarization. In this paper, through numerical simulations, we investigate the impact of signal–signal beating interference (SSBI) and LO relative intensity noise (RIN) on the performance of such coherent transceivers. We assess the performance of two methods to mitigate the SSBI: first, the use of high LO laser power, and second, the application of digital signal processing-based receiver linearization, specifically, the Kramers–Kronig (KK) scheme. The results indicate that, in the case of a RIN-free LO laser, a strong LO is effective in mitigating SSBI and achieves a similar performance to that of the KK algorithm. However, the required increase in LO-to-signal power ratio (LOSPR) is significant. For example, a 20 dB higher optimum LOSPR was observed in the 28 Gbaud dual polarization 16 QAM system at an optical signal-to-noise power ratio of 22 dB. The drawback of using such a high LOSPR is the increased penalty due to RIN-LO beating terms, which we next investigated. The lower optimum LOSPR and, consequently, the lower impact of LO RIN on the performance of the KK receiver lead to a reduction in the pre-FEC BER by over an order of magnitude for LO RIN levels above −140 dBc/Hz.

Silicon Photonic IQ Modulators for 400 Gb/s and Beyond

Silicon photonics has enormous potential for ultrahigh-capacity coherent optical transceivers. We demonstrate an in-phase and quadrature (IQ) modulator using silicon photonic traveling-wave modulators optimized for higher order quadrature amplitude modulation (QAM). Its optical and RF characteristics are studied thoroughly in simulation and experiment. We propose a system-orientated approach to optimization of the silicon photonic IQ modulator, which minimizes modulator-induced power penalty in a QAM transmission link. We examine the tradeoff between modulation efficiency and bandwidth for the optimal combination of modulator length and bias voltage to maximize the clear distance between adjacent constellation points. This optimum depends on baud rate and modulation format, as well as achievable driving voltage swing. Measured results confirm our prediction using the proposed methodology. Without precompensating bandwidth limitation of the modulator, net data rates up to 232 Gb/s (70 Gbaud 16-QAM) on single polarization are captured, indicating great potential for 400+ Gb/s dual-polarization transmission.

Doubly differential star-16-QAM for fast wavelength switching coherent optical packet transceiver.

A coherent optical packet transceiver based on doubly differential star 16-ary quadrature amplitude modulation (DD-star-16-QAM) is presented for spectrally and energy efficient reconfigurable networks. The coding and decoding processes for this new modulation format are presented, simulations and experiments are then performed to investigate the performance of the DD-star-16-QAM in static and dynamic scenarios. The static results show that the influence of frequency offset (FO) can be cancelled out by doubly differential (DD) coding and the correction range is only limited by the electronic bandwidth of the receivers. In the dynamic scenario with a time-varying FO and linewidth, the DD-star-16-QAM can overcome the time-varying FO, and the switching time of around 70 ns is determined by the time it takes the dynamic linewidth to reach the requisite level. This format can thus achieve a shorter waiting time after switching tunable lasers than the commonly used square-16-QAM, in which the transmission performance is limited by the frequency transients after the wavelength switch.