Black Hole Microstates Research Articles

The universal thermodynamic properties of extremely compact objects

Abstract An extremely compact object (ECO) is defined as a quantum object without horizon, whose radius is just a small distance s outside its Schwarzschild radius. We show that any ECO of mass M in d + 1 dimensions with s ≪ ( M / m p ) 2 / ( d − 2 ) ( d + 1 ) l p must have (at leading order) the same thermodynamic properties—temperature, entropy and radiation rates—as the corresponding semiclassical black hole of mass M. An essential aspect of the argument involves showing that the Tolman–Oppenheimer–Volkoff equation has no consistent solution in the region just outside the ECO surface, unless this region is filled with radiation at the (appropriately blueshifted) Hawking temperature. In string theory it has been found that black hole microstates are fuzzballs—objects with no horizon—which are expected to have a radius that is only a little larger than the horizon radius. Thus the arguments of this paper provide a nice closure to the fuzzball paradigm: the absence of a horizon removes the information paradox, and the thermodynamic properties of the semiclassical hole are nonetheless recovered to an excellent approximation.

A new observable for holographic cosmology

The double-cone geometry is a saddle of the gravitational path integral, which explains the chaotic statistics of the spectrum of black hole microstates. This geometry is the usual AdS-Schwarzschild black hole, but with a periodic identification of the time coordinate; the resulting singularity at the black hole horizon is regulated by making the geometry slightly complex. Here, we consider generalizations of the double-cone geometry which include the Lorentzian cosmology that sits between the event horizon and the black hole singularity. We analyze this in two and three dimensions, where the cosmology has compact spatial sections and big bang/crunch singularities. These singularities are regulated in the same way by slightly complexifying the metric. We show that this is possible while satisfying the Kontsevich-Segal criterion, implying that these geometries can be interpreted as perturbatively stable saddle points in general relativity. This procedure leads to a novel description of the cosmology in terms of standard observables in the dual boundary CFT. In three dimensions, the cosmological solution gives a new contribution to the two-point function of the density of states in the boundary CFT. Unlike the usual double cone, it describes correlations between black hole microstates with different masses, and in a limit describes correlations between the statistics of heavy states and states near the BTZ threshold.

The light we can see: extracting black holes from weak Jacobi forms

We quantify how constraints on light states affect the asymptotic growth of heavy states in weak Jacobi forms. The constraints we consider are sparseness conditions on the Fourier coefficients of these forms, which are necessary to interpret them as gravitational path integrals. Using crossing kernels, we extract the leading and subleading behavior of these coefficients and show that the leading Cardy-like growth is robust in a wide regime of validity. On the other hand, we find that subleading corrections are sensitive to the constraints placed on the light states, and we quantify their imprint on the asymptotic growth of states. Our approach is tested against the generating function of symmetric product orbifolds, where we provide new insights into the factors contributing to the asymptotic growth of their Fourier coefficients. Finally, we use our methods to revisit the UV/IR connection that relates black hole microstate counting to modular forms. We provide a microscopic interpretation of the logarithmic corrections to the entropy of BPS black holes in N\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{N} $$\\end{document} = 2, 4 ungauged supergravity in four and five dimensions, and tie it to consistency conditions in AdS3/CFT2.

Complementarity for a dynamical black hole

Black hole complementarity posits that the interior of a black hole is not independent from its Hawking radiation. This leads to an apparent violation of causality: the interior can be acausally affected by operators acting solely on the radiation. We argue that this perspective is misleading and that the black hole interior must be viewed as existing in the causal past of the Hawking radiation, despite the fact that they are spacelike separated in the semiclassical description. Consequently, no operation on the Hawking radiation—no matter how complex—can affect the experience of an infalling observer. The black hole interior and the radiation only appear spacelike separated in the semiclassical description because an infalling observer’s ability to access complex information is limited; the chaotic dynamics on the horizon, as viewed from the exterior, then converts any effect caused by such an observer to information in the Hawking radiation which cannot be accessed at the semiclassical level. We arrive at the picture described above by considering a unitary exterior description in which the flow of information is strictly causal, which we extend to apply throughout the entire history of black hole evolution, including its formation. This description uses the stretched event horizon as an inner edge of spacetime, on which the information inside is holographically encoded. We argue that the global spacetime picture arises from coarse graining over black hole microstates, and discuss its relationship with the exterior description. Published by the American Physical Society 2024

Vector superstrata. Part II

Microstate geometries are proposed microstates of black holes which can be described within supergravity. Even though their number may not reproduce the full entropy of black holes with finite-sized horizons, they still offer a glimpse into the microscopic structure of black holes. In this paper we construct a new set of microstate geometries of the supersymmetric D1-D5-P black hole, where the momentum charge is carried by a vector field, as seen from the perspective of six-dimensional supergravity. To aid our construction, we develop an algorithm which solves a complicated partial differential equation using the regularity of the geometries. The new solutions are asymptotically AdS3 × S3, and have a long, but finite AdS2 throat that caps off without ever developing a horizon. These microstate geometries have a holographic interpretation as coherent superpositions of heavy states in the boundary D1-D5 CFT. We identify the states which are dual to our newly constructed solutions and carry out some basic consistency checks to support our identification.

Constructing all BPS black hole microstates from the gravitational path integral

Understanding how to prepare and count black hole micro-states by using the gravitational path integral is one of the most important problems in quantum gravity. Nevertheless, a state-by-state count of black hole microstates is difficult because the apparent number of degrees of freedom available in the gravitational effective theory can vastly exceed the entropy of the black hole, even in the special case of BPS black holes. In this paper, we show that we can use the gravitational path integral to prepare a basis for the Hilbert space of all BPS black hole microstates. We find that the dimension of this Hilbert space computed by an explicit state count is in complete agreement with the degeneracy obtained from the Gibbons-Hawking prescription. Specifically, this match includes all non-perturbative corrections in 1/GN. Such corrections are, in turn, necessary in order for this degeneracy of BPS states to match the non-perturbative terms in the 1/GN expansion in the string theory count of such microstates.

Black holes and Marchenko-Pastur distribution

The universal eigenvalue distribution characterizing the Gram matrix of semiclassical ensembles of black hole microstates is recognized as the Marchenko-Pastur distribution, which plays a prominent role as the universal limit distribution in a large class of random matrix and vector models. It is proposed that this distribution also universally determines the energy spectral density of black holes, which allows one to construct a Krylov space for the time evolution of typical black hole states and calculate their state complexity. It is checked that the state complexity growth at late times saturates Lloyd’s bound. Some implications of the proposed spectral density for the generation of Hawking radiation and black hole evaporation are discussed. Published by the American Physical Society 2024

Counting atypical black hole microstates from entanglement wedges

Disentangled black hole microstates are atypical states in holographic CFTs whose gravity duals do not have smooth horizons. If there exist sufficiently many disentangled microstates to account for the entire black hole entropy, then any black hole microstate can be written as a superposition of states without smooth horizons. We show that there exist sufficiently many disentangled microstates to account for almost the entire black hole entropy of a large AdS black hole at the semiclassical limit GN → 0. In addition, we also argue that in generic quantum many-body systems with short-ranged interactions, there exist sufficiently many area law states in the microcanonical subspace to account for almost the entire thermodynamic entropy in the standard thermodynamic limit. Area law states are atypical since a typical state should contain volume law entanglement. Furthermore, we also present an explicit way to construct such a set of area law states, and argue that the same construction may also be used to construct disentangled states.

Beyond the Quantum Membrane Paradigm: A Philosophical Analysis of the Structure of Black Holes in Full QG

This paper presents a philosophical analysis of the structure of black holes, focusing on the event horizon and its fundamental status. While black holes have been at the centre of countless paradoxes arising from the attempt to merge quantum mechanics and general relativity, recent experimental discoveries have emphasised their importance as objects for the development of Quantum Gravity. In particular, the statistical mechanical underpinning of black hole thermodynamics has been a central research topic. The Quantum Membrane Paradigm, proposed by Wallace (Stud Hist Philos Sci Part B 66:103-117, 2019), posits a real membrane made of black hole microstates at the black hole horizon to provide a statistical mechanical understanding of black hole thermodynamics from an exterior observer’s point of view. However, we argue that the Quantum Membrane Paradigm is limited to low-energy Quantum Gravity and needs to be modified to avoid reference to geometric notions, such as the event horizon, which presumably do not make sense in the non-spatiotemporal context of full Quantum Gravity. Our proposal relies on the central dogma of black hole physics. It considers recent developments, such as replica wormholes and entanglement wedge reconstruction, to provide a new framework for understanding the nature of black hole horizons in full Quantum Gravity.

Counting \\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$\\mathcal{N}$$\\end{document} = 8 black holes as algebraic varieties

We calculate the helicity trace index B14 for \\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$\\mathcal{N}$$\\end{document} = 8 pure D-brane black holes using various techniques of computational algebraic geometry and find perfect agreement with the existing results in the literature. For these black holes, microstate counting is equivalent to finding the number of supersymmetric vacua of a multi-variable supersymmetric quantum mechanics which in turn is equivalent to solving a set of multi-variable polynomial equations modulo gauge symmetries. We explore four different techniques to solve a set of polynomial equations, namely Newton Polytopes, Homotopy continuation, Monodromy and Hilbert series. The first three methods rely on a mixture of symbolic and high precision numerics whereas the Hilbert series is symbolic and admit a gauge invariant analysis. Furthermore, exploiting various exchange symmetries, we show that quartic and higher order terms are absent in the potential, which if present would have spoiled the counting. Incorporating recent developments in algebraic geometry focusing on computational algorithms, we have extended the scope of one of the authors previous works [1, 2] and presented a new perspective for the black hole microstate counting problem. This further establishes the pure D-brane system as a consistent model, bringing us a step closer to \\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$\\mathcal{N}$$\\end{document} = 2 black hole microstate counting.

Universal construction of black hole microstates

We refine and extend a recent construction of sets of black hole microstates with semiclassical interiors that span a Hilbert space of dimension eS, where S is the black hole entropy. We elaborate on the definition and properties of microstates in statistical and black hole mechanics. The gravitational description of microstates employs matter shells in the interior of the black hole, and we argue that in the limit where the shells are very heavy, the construction acquires universal validity. To this end, we show it for very wide classes of black holes; we first extend the construction to rotating and charged black holes, including extremal and near-extremal solutions, with or without supersymmetry, and we sketch how the construction of microstates can be embedded in string theory. We then describe how the approach can include general quantum corrections, near or far from extremality. For supersymmetric black holes, the microstates we construct differ from other recent constructions in that the interior excitations are not confined within the near-extremal throat. Published by the American Physical Society 2024

Spin-statistics for black hole microstates

The gravitational path integral can be used to compute the number of black hole states for a given energy window, or the free energy in a thermal ensemble. In this article we explain how to use the gravitational path integral to compute the separate number of bosonic and fermionic black hole microstates. We do this by comparing the partition function with and without the insertion of (−1)F. In particular we introduce a universal rotating black hole that contributes to the partition function in the presence of (−1)F. We study this problem for black holes in asymptotically flat space and in AdS, putting constraints on the high energy spectrum of holographic CFTs (not necessarily supersymmetric). Finally, we analyze wormhole contributions to related quantities.

Normal modes of the stretched horizon: a bulk mechanism for black hole microstate level spacing

In 1984, ’t Hooft famously used a brickwall (aka stretched horizon) to compute black hole entropy up to a numerical pre-factor. This calculation is sometimes interpreted as due to the entanglement of the modes across the horizon, but more operationally, it is simply an indirect count of the semi-classical modes trapped between the stretched horizon and the angular momentum barrier. Because the calculation was indirect, it needed both the mass and the temperature of the black hole as inputs, to reproduce the area. A more conventional statistical mechanics calculation should be able to get the entropy, once the ensemble is specified (say via the energy, in a microcanonical setting). In this paper, we explicitly compute black hole normal modes in various examples, numerically as well as (in various regimes) analytically. The explicit knowledge of normal modes allows us to reproduce both the Hawking temperature as well as the entropy, once the charges are specified, making this a conventional statistical mechanics calculation. A quasi-degeneracy in the angular quantum numbers is directly responsible for the area scaling of the entropy, and is the key distinction between the Planckian black body calculation (volume scaling) and the ’t Hooftian calculation (area scaling). We discuss the (rotating) BTZ case in detail and match the thermodynamic quantities exactly. Schwarzschild and Kerr normal modes are discussed in less detail using near-horizon approximations. Our calculations reveal a new hierarchy in the angular quantum numbers, which we speculate is related to string theory.

A smooth horizon without a smooth horizon

Recent observations on type III algebras in AdS/CFT raise the possibility that smoothness of the black hole horizon is an emergent feature of the large-N limit. In this paper, we present a bulk model for the finite-N mechanism underlying this transition. We quantize a free scalar field on a BTZ black hole with a Planckian stretched horizon placed as a Dirichlet boundary for the field. This is a tractable model for the stretched horizon that does not ignore the angular directions, and it defines a black hole vacuum which has similarities to (but is distinct from) the Boulware state. Using analytic approximations for the normal modes, we first improve upon ’t Hooft’s brick wall calculation: we are able to match both the entropy and the temperature, exactly. Emboldened by this, we compute the boundary Wightman function of the scalar field in a typical pure state built on our stretched horizon vacuum, at an energy sliver at the mass of the black hole. A key result is that despite the manifest lack of smoothness, this single-sided pure state calculation yields precisely the Hartle-Hawking thermal correlator associated to the smooth horizon, in the small-GN limit. At finite GN, there are variance corrections that are suppressed as Oe−SBH/2\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{O}\\left({e}^{-{S}_{BH}/2}\\right) $$\\end{document}. They become important at late times and resolve Maldacena’s information paradox. Highly excited typical pure states on the stretched horizon vacuum are therefore models for black hole microstates, while the smooth horizon describes the thermal state. We note that heavy excited states on the stretched horizon are better defined than the vacuum itself. These results suggest that complementarity in the bulk EFT could arise from a UV complete bulk description in which the black hole interior is not manifest.

Extreme mass-ratio inspirals as probes of fundamental dipoles

Even if globally neutral, in various scenarios compact objects can have a nonvanishing dipole moment. Examples include neutron stars with magnetic dipoles, black-hole microstates in the string-theory fuzzball scenario, and classical black holes in modified theories of gravity with spin-induced scalarization or Lorentz-violating terms. A fundamental dipole moment would give rise to rich phenomenology, for example, to intrinsic precession and extra emission channels in binary systems. We show that extreme mass-ratio inspirals (EMRIs) detectable by future gravitational-wave interferometers allow us to study a fundamental dipole on the secondary object in a model-agnostic fashion. By developing a general model for a fundamental scalar dipole, we compute the extra flux associated with it. This effect is suppressed by the square of the mass ratio relative to the case of fundamental charges, making its detection with EMRIs very challenging for the typical dipole moments predicted in various models. On the other hand, for the same reason, the impact of an extra dipole for constraints on extra fundamental charges is likely negligible, making the latter constraints more robust. Published by the American Physical Society 2024

AdS3 Pure Gravity and Stringy Unitarity

We construct a unitary, modular-invariant torus partition function of a two-dimensional conformal field theory with a Virasoro primary spectral gap of Δ*=[(c−1)/12] above the vacuum. The twist gap is identical, apart from two states O* with spin scaling linearly in the central charge c. These states admit an AdS3 interpretation as strongly coupled strings. All other states are black hole microstates. Published by the American Physical Society 2024

Boundary description of microstates of the two-dimensional black hole

We identify the microstates of the non-supersymmetric, asymptotically flat 2d black hole in the dual c=1 matrix quantum mechanics (MQM). We calculate the partition function of the theory using Hamiltonian methods and reproduce one of two conflicting results found by Kazakov and Tseytlin. We find the entropy by counting states and the energy by approximately solving the Schrödinger equation. The dominant contribution to the partition function in the double-scaling limit is a novel bound state that can be considered an explicit dual of the black hole microstates. This bound state is long-lived and evaporates slowly, exactly like a black hole in asymptotically flat space.

AdS3/RMT2 duality

We introduce a framework for quantifying random matrix behavior of 2d CFTs and AdS3 quantum gravity. We present a 2d CFT trace formula, precisely analogous to the Gutzwiller trace formula for chaotic quantum systems, which originates from the SL(2, ℤ) spectral decomposition of the Virasoro primary density of states. An analogy to Berry’s diagonal approximation allows us to extract spectral statistics of individual 2d CFTs by coarse-graining, and to identify signatures of chaos and random matrix universality. This leads to a necessary and sufficient condition for a 2d CFT to display a linear ramp in its coarse-grained spectral form factor.Turning to gravity, AdS3 torus wormholes are cleanly interpreted as diagonal projections of squared partition functions of microscopic 2d CFTs. The projection makes use of Hecke operators. The Cotler-Jensen wormhole of AdS3 pure gravity is shown to be extremal among wormhole amplitudes: it is the minimal completion of the random matrix theory correlator compatible with Virasoro symmetry and SL(2, ℤ)-invariance. We call this MaxRMT: the maximal realization of random matrix universality consistent with the necessary symmetries. Completeness of the SL(2, ℤ) spectral decomposition as a trace formula allows us to factorize the Cotler-Jensen wormhole, extracting the microscopic object ZRMT(τ) from the coarse-grained product. This captures details of the spectrum of BTZ black hole microstates. ZRMT(τ) may be interpreted as an AdS3 half-wormhole. We discuss its implications for the dual CFT and modular bootstrap at large central charge.

Horizon strings as 3D black hole microstates

We propose that 3d black holes are an ensemble of tensionless null string states. These microstates typically have non-zero winding. We evaluate their partition function in the limit of large excitation numbers and show that their combinatorics reproduces the Bekenstein-Hawking entropy and its semiclassical logarithmic corrections.

Towards quantum black hole microstates

We study the cohomology of local BPS operators in N\\documentclass[12pt]{minimal} \\usepackage{amsmath} \\usepackage{wasysym} \\usepackage{amsfonts} \\usepackage{amssymb} \\usepackage{amsbsy} \\usepackage{mathrsfs} \\usepackage{upgreek} \\setlength{\\oddsidemargin}{-69pt} \\begin{document}$$ \\mathcal{N} $$\\end{document} = 4 Yang-Mills theory. The finite N cohomologies consist of the graviton part (subject to the stringy exclusion principle) and the rest which may describe black hole microstates in quantum AdS/CFT. We construct an infinite tower of non-graviton cohomologies in the SU(2) theory and study to what extent they simulate quantum black holes. We find signals for partial no-hair behaviors by showing that certain gravitons are forbidden to dress these cohomologies. This is in qualitative agreement with the perturbative hairs allowed around black holes, which also leads us to a natural setup to construct hairy BPS black holes. The cohomologies are simpler to study in the BMN matrix model truncation of the classical field theory.