Background Independent Theory Research Articles

Space–Time Physics in Background-Independent Theories of Quantum Gravity

Background independence is often emphasized as an important property of a quantum theory of gravity that takes seriously the geometrical nature of general relativity. In a background-independent formulation, quantum gravity should determine not only the dynamics of space–time but also its geometry, which may have equally important implications for claims of potential physical observations. One of the leading candidates for background-independent quantum gravity is loop quantum gravity. By combining and interpreting several recent results, it is shown here how the canonical nature of this theory makes it possible to perform a complete space–time analysis in various models that have been proposed in this setting. In spite of the background-independent starting point, all these models turned out to be non-geometrical and even inconsistent to varying degrees, unless strong modifications of Riemannian geometry are taken into account. This outcome leads to several implications for potential observations as well as lessons for other background-independent approaches.

Local Zeta Functions and Koba–Nielsen String Amplitudes

This article is a survey of our recent work on the connections between Koba–Nielsen amplitudes and local zeta functions (in the sense of Gel’fand, Weil, Igusa, Sato, Bernstein, Denef, Loeser, etc.). Our research program is motivated by the fact that the p-adic strings seem to be related in some interesting ways with ordinary strings. p-Adic string amplitudes share desired characteristics with their Archimedean counterparts, such as crossing symmetry and invariance under Möbius transformations. A direct connection between p-adic amplitudes and the Archimedean ones is through the limit p→1. Gerasimov and Shatashvili studied the limit p→1 of the p-adic effective action introduced by Brekke, Freund, Olson and Witten. They showed that this limit gives rise to a boundary string field theory, which was previously proposed by Witten in the context of background independent string theory. Explicit computations in the cases of 4 and 5 points show that the Feynman amplitudes at the tree level of the Gerasimov–Shatashvili Lagrangian are related to the limit p→1 of the p-adic Koba–Nielsen amplitudes. At a mathematical level, this phenomenon is deeply connected with the topological zeta functions introduced by Denef and Loeser. A Koba–Nielsen amplitude is just a new type of local zeta function, which can be studied using embedded resolution of singularities. In this way, one shows the existence of a meromorphic continuations for the Koba–Nielsen amplitudes as functions of the kinematic parameters. The Koba–Nielsen local zeta functions are algebraic-geometric integrals that can be defined over arbitrary local fields (for instance R, C, Qp, Fp((T))), and it is completely natural to expect connections between these objects. The limit p tends to one of the Koba–Nielsen amplitudes give rise to new amplitudes which we have called Denef–Loeser amplitudes. Throughout the article, we have emphasized the explicit calculations in the cases of 4 and 5 points.

Einstein’s Principle of Equivalence and the Heuristic Significance of General Covariance

The philosophy of physics literature contains conflicting claims on the heuristic significance of general covariance. Some authors maintain that Einstein's general relativity distinguishes itself from other theories in that it must be generally covariant, for example, while others argue that general covariance is a physically vacuous and trivial requirement applicable to virtually any theory. Moreover, when general covariance is invested with heuristic significance, that significance as a rule is assigned to so-called “active” general covariance (or diffeomorphism equivalence), underwritten by the principle of background independence, rather than to general covriance as Einstein understood it (in the sense of coordinate transformations). While agreeing with the latter group of commentators that general covariance indeed carries heuristic significance, I argue that a background independent theory need not be generally covariant and that instead the Principle of Equivalence as Einstein understood it (i.e., not the infinitesimal version of the principle) provides the key to understanding the heuristic power of general covariance as a “mathematical sieve” for determining the gravitational field law. However, heuristic significance accrues to general covariance only indirectly, by its encompassing the relativity of frames underwritten by Einstein's principle of equivalence.

Topological features of the quantum vacuum

A central aspect of the cosmological constant problem is to understand why vacuum energy does not gravitate. In order to account for this observation, while allowing for nontrivial dynamics of the quantum vacuum, we motivate a novel background independent theory of gravity. The theory is an extension of unimodular gravity that is described in geometric terms by means of a conformal (light-cone) structure and differential forms of degree one and two. We show that the subset of the classical field equations describing the dynamics of matter degrees of freedom and the conformal structure of spacetime are equivalent to that of unimodular gravity. The sector with vanishing matter fields and flat conformal structure is governed by the field equations of BF theory and contains topological invariants that are influenced by quantum vacuum fluctuations. Perturbative deviations from this sector lead to classical solutions that necessarily display relatively small values of the cosmological constant with respect to the would-be contribution of quantum vacuum fluctuations. This feature that goes beyond general relativity (and unimodular gravity) offers an interpretation of the smallness of the currently observed cosmological constant.

Background independent quantum field theory and gravitating vacuum fluctuations

The scale dependent effective average action for quantum gravity complies with the fundamental principle of Background Independence. Ultimately the background metric it formally depends on is selected self-consistently by means of a tadpole condition, a generalization of Einstein’s equation. Self-consistent background spacetimes are scale dependent, and therefore “going on-shell” at the points along a given renormalization group (RG) trajectory requires understanding two types of scale dependencies: the (familiar) direct one carried by the off-shell action functional, and an equally important indirect one related to the continual re-adjustment of the background geometry. This paper is devoted to a careful delineation and analysis of certain general questions concerning the indirect scale dependence, as well as a detailed explicit investigation of the case where the self-consistent metrics are determined predominantly by the RG running of the cosmological constant. Mathematically, the object of interest is the spectral flow induced by the background Laplacian which, on-shell, acquires an explicit scale dependence. Among other things, it encodes the complete information about the specific set of field modes which, at any given scale, are the degrees of freedom constituting the respective effective field theory. For a large class of RG trajectories (Type IIIa) we discover a seemingly paradoxical behavior that differs substantially from the off-shell based expectations: A Background Independent theory of (matter coupled) quantum gravity looses rather than gains degrees of freedom at increasing energies. As an application, we investigate to what extent it is possible to reformulate the exact theory in terms of matter and gravity fluctuations on a rigid flat space. It turns out that, in vacuo, this “rigid picture” breaks down after a very short RG time already (less than one decade of scales) because of a “scale horizon” that forms. Furthermore, we critically reanalyze and refute the frequent claim that the huge energy densities one obtains in standard quantum field theory by summing up to zero-point energies imply a naturalness problem for the observed small value of the cosmological constant.

Background independence: Lessons for further decades of dispute

Background independence begins life as an informal property that a physical theory might have, often glossed as ‘doesn't posit a fixed spacetime background’. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics.

On entanglement entropy in non-Abelian lattice gauge theory and 3D quantum gravity

Entanglement entropy is a valuable tool for characterizing the correlation structure of quantum field theories. When applied to gauge theories, subtleties arise which prevent the factorization of the Hilbert space underlying the notion of entanglement entropy. Borrowing techniques from extended topological field theories, we introduce a new definition of entanglement entropy for both Abelian and non-Abelian gauge theories. Being based on the notion of excitations, it provides a completely relational way of defining regions. Therefore, it naturally applies to background independent theories, e.g. gravity, by circumventing the difficulty of specifying the position of the entangling surface. We relate our construction to earlier proposals and argue that it brings these closer to each other. In particular, it yields the non-Abelian analogue of the "magnetic centre choice", as obtained through an extended-Hilbert-space method, but applied to the recently introduced fusion basis for 3D lattice gauge theories. We point out that the different definitions of entanglement theory can be related to a choice of (squeezed) vacuum state.

Quantum holonomy theory and hilbert space representations

We present a new formulation of quantum holonomy theory, which is a candidate for a non-perturbative and background independent theory of quantum gravity coupled to matter and gauge degrees of freedom. The new formulation is based on a Hilbert space representation of the QHD(M) algebra, which is generated by holonomy-diffeomorphisms on a 3-dimensional manifold and by canonical translation operators on the underlying configuration space over which the holonomy-diffeomorphisms form a non-commutative C*-algebra. A proof that the state that generates the representation exist is left for later publications.

Numerical Evidence for a Phase Transition in 4D Spin-Foam Quantum Gravity.

Building on recent advances in defining Wilsonian renormalization group (RG) flows, and the notion of scales in particular, for background-independent theories, we present a first investigation of the renormalization of the 4D spin-foam path integral for quantum gravity, both analytically and numerically. Focusing on a specific truncation of the model using a hypercubic lattice, we compute the RG flow and find strong indications for a phase transition, as well as an interesting interplay between the different observed phases and the (broken) diffeomorphism symmetry of the model. Most notably, it appears that the critical point between the phases, which is a fixed point of the RG flow, is precisely where broken diffeomorphism symmetry is restored, which suggests that it might allow us to define a continuum limit of the quantum gravity theory.

Renormalization group flow in CDT

We perform a first investigation of the coupling constant flow of the nonperturbative lattice model of four-dimensional quantum gravity given in terms of causal dynamical triangulations (CDT). After explaining how standard concepts of lattice field theory can be adapted to the case of this background-independent theory, we define a notion of ‘lines of constant physics’ in coupling constant space in terms of certain semiclassical properties of the dynamically generated quantum universe. Determining flow lines with the help of Monte Carlo simulations, we find that the second-order phase transition line present in this theory can be interpreted as a UV phase transition line if we allow for an anisotropic scaling of space and time.

Consistent compactification of double field theory on non-geometric flux backgrounds

In this paper, we construct non-trivial solutions to the $2D$-dimensional field equations of Double Field Theory (DFT) by using a consistent Scherk-Schwarz ansatz. The ansatz identifies $2(D-d)$ internal directions with a twist $U^M{}_N$ which is directly connected to the covariant fluxes $\mathcal{F}_{ABC}$. It exhibits $2(D-d)$ linear independent generalized Killing vectors $K_I{}^J$ and gives rise to a gauged supergravity in $d$ dimensions. We analyze the covariant fluxes and the corresponding gauged supergravity with a Minkowski vacuum. We calculate fluctuations around such vacua and show how they gives rise to massive scalars field and vectors field with a non-abelian gauge algebra. Because DFT is a background independent theory, these fields should directly correspond the string excitations in the corresponding background. For $(D-d)=3$ we perform a complete scan of all allowed covariant fluxes and find two different kinds of backgrounds: the single and the double elliptic case. The later is not T-dual to a geometric background and cannot be transformed to a geometric setting by a field redefinition either. While this background fulfills the strong constraint, it is still consistent with the Killing vectors depending on the coordinates and the winding coordinates, thereby giving a non-geometric patching. This background can therefore not be described in Supergravity or Generalized Geometry.

Trispectrum from co-dimension 2(n) Galileons

A generalized theory of multi-field Galileons has been recently put forward. This model stems from the ongoing effort to embed generic Galileon theories within brane constructions. Such an approach has proved very useful in connecting interesting and essential features of these theories with geometric properties of the branes embedding. We investigate the cosmological implications of a very restrictive multi-field Galileon theory whose leading interaction is solely quartic in the scalar field π and lends itself nicely to an interesting cosmology. The bispectrum is characterized by a naturally small amplitude (fNL≲1) and an equilateral shape-function. The trispectrum of curvature fluctuations has features which are quite distinctive with respect to their P(X,ϕ) counterpart. We also show that, despite an absent cubic Lagrangian in the full theory, non-Gaussianities in this model cannot produce the combination of a small bispectrum alongside with a large trispectrum. We further expand on this point to draw a lesson on what having a symmetry in the full background independent theory entails at the level of fluctuations and vice-versa.

Relational Observables in Gravity: a Review

We present an overview on relational observables in gravity mainly from a loop quantum gravity perspective. The gauge group of general relativity is the diffeomorphism group of the underlying manifold. Consequently, general relativity is a totally constrained theory with vanishing canonical Hamiltonian. This fact, often referred to as the problem of time, provides the main conceptual difficulty towards the construction of gauge-invariant local observables. Nevertheless, within the framework of complete observables, that encode relations between dynamical fields, progress has been made during the last 20 years. Although analytic control over observables for full gravity is still lacking, perturbative calculations have been performed and within de-parameterizable toy models it was possible for the first time to construct a full set of gauge invariant observables for a background independent field theory. We review these developments and comment on their implications for quantum gravity.

New diffeomorphism invariant states on a holonomy-flux algebra

The theorem by Lewandowski et al stating uniqueness of a diffeomorphism invariant state on an algebra of quantum observables for background-independent theories of connections is based on some technical assumptions imposed on the algebra and the diffeomorphisms. In this paper we present a class of diffeomorphism invariant states on an algebra of this sort, which exist when the algebra and the diffeomorphisms satisfy alternative assumptions.

A Note on Observables for Counting Trails and Paths in Graphs

We point out that the total number of trails and the total number of paths of given length, between two vertices of a simple undirected graph, are obtained as expectation values of specifically engineered quantum mechanical observables. Such observables are contextual with some background independent theories of gravity and emergent geometry. Thus, we point out yet another situation in which the mathematical formalism of a physical theory has some computational aspects involving intractable problems.

Emergent General Relativity in Fuzzy Spaces from Tensor Models

Tensor models can be regarded as theories of dynamical fuzzy spaces, and provide background independent theories of space. Their classical solutions correspond to classical background spaces, and the small fluctuations around them can be regarded as fluctuations of fields in them. In this paper, I numerically study a tensor model around its classical backgrounds of two-, three- and four-dimensional fuzzy flat tori and show that the properties of low-lying low-momentum modes are in clear agreement with general relativity. Numerical analysis also suggests that the lowest-order effective action is composed of curvature square terms, which is consistent with general relativity in view of the form of the considered action of the tensor model.

Open‐closed string correspondence in open string field theory

AbstractWe address the problem of describing different closed string backgrounds in background independent open string field theory: A shift in the closed string background corresponds to a collective excitation of open strings. As an illustration we apply the formalism to the case where the closed string background is a group manifold.

Partial and complete observables for Hamiltonian constrained systems

We will pick up the concepts of partial and complete observables introduced by Rovelli in Conceptional Problems in Quantum Gravity, Birkhauser, Boston (1991); Class Quant Grav, 8:1895 (1991); Phys Rev, D65:124013 (2002); Quantum Gravity, Cambridge University Press, Cambridge (2007) in order to construct Dirac observables in gauge systems. We will generalize these ideas to an arbitrary number of gauge degrees of freedom. Different methods to calculate such Dirac observables are developed. For background independent field theories we will show that partial and complete observables can be related to Kuchař’s Bubble-Time Formalism (J Math Phys, 13:768, 1972). Moreover one can define a non-trivial gauge action on the space of complete observables and also state the Poisson brackets of these functions. Additionally we will investigate, whether it is possible to calculate Dirac observables starting with partially invariant partial observables, for instance functions, which are invariant under the spatial diffeomorphism group.

Conserved quantities in background independent theories

We discuss the difficulties that background independent theories based on quantum geometry encounter in deriving general relativity as the low energy limit. We follow a geometrogenesis scenario of a phase transition from a pre-geometric theory to a geometric phase which suggests that a first step towards the low energy limit is searching for the effective collective excitations that will characterize it. Using the correspondence between the pre-geometric background independent theory and a quantum information processor, we are able to use the method of noiseless subsystems to extract such coherent collective excitations. We illustrate this in the case of locally evolving graphs.

Graviton Propagator from Background-Independent Quantum Gravity

We study the graviton propagator in Euclidean loop quantum gravity. We use spin foam, boundary-amplitude, and group-field-theory techniques. We compute a component of the propagator to first order, under some approximations, obtaining the correct large-distance behavior. This indicates a way for deriving conventional spacetime quantities from a background-independent theory.