Advanced Scatterometer Research Articles

Gale Wind Speed Retrieval Algorithm Using Ku-Band Radar Data Onboard GPM Satellite

An algorithm to retrieve the wind speed within a wide swath from the normalized radar cross section (NRCS) is developed for the data of Ku-band radar operating in scanning mode installed onboard the Global Precipitation Measurement (GPM) satellite. NRCS at the nadir is calculated within a wide swath and is used to obtain the wind speed. The scatterometer data are used to obtain the dependence between NRCS at the nadir and the wind speed for gale winds. The algorithm was validated also using the Advanced Scatterometer (ASCAT) data and revealed good accuracy.

A global-scale intercomparison of Triple Collocation Analysis- and ground-based soil moisture time-variant errors derived from different rescaling techniques

Accurate specification of spatiotemporal errors of remotely sensed soil moisture (SM) data is essential for a correct assessment of their utility and optimally integrating multiple SM products or assimilating them into hydrological models. Although Triple Collocation Analysis (TCA) has been widely used to provide SM errors, the impact of rescaling technique on the TCA error estimates has not received major attention, which can lead to biased and inaccurate error estimates. Moreover, current knowledge about time-variant SM errors derived from TCA is still very limited, which hampers the advance of applying time-variant errors in data merging and data assimilation studies efficiently. Based on these considerations, this work aims to advance the use of the TCA for characterizing errors with a focus on the rescaling techniques, and validating TCA-based time-variant errors using global ground measurements in 759 grid cells. To this end, the Advanced Scatterometer (ASCAT) and four passive-based SM products, including Soil Moisture and Ocean Salinity Level-3 (SMOS-L3), SMOS INRA-CESBIO (SMOS-IC), Soil Moisture Active Passive Level-3 (SMAP-L3), and SMAP INRAE BORDEAUX (SMAP-IB) SM products, were considered. The time-variant error term here denotes an aggregate error magnitude over a 101-day moving-time-window. It is found that different selection of the rescaling technique considered in TCA led to TCA error estimates with significantly different accuracy when ground-based errors are regarded as the benchmark. The optimal combination strategy to implement TCA is applying TCA to SM anomalies and rescaling the errors by coefficients derived from the TCA model. Pearson's correlation with ground-based time-variant errors is 0.62, 0.72, 0.83, 0.89, and 0.93 for SMAP-IB, SMAP-L3, SMOS-IC, SMOS-L3, and ASCAT SM, respectively. Considering time-variant errors in applications is necessary since time-variant errors deviate from time-invariant errors by 50% when errors are rescaled by the TCA model parameters. Time-invariant errors are greater than time-variant errors when SM products are rescaled against a reference dataset while the opposite conclusion can be drawn when errors are rescaled by the TCA coefficients. TCA- and ground-based methods provide consistent evaluations in 74.7% (77.3%), 75.8% (79.8%), 79.6% (81.1%), and 78.6% (79.7%) of the analysis period on average (median) for the TCA implementations with SMAP-L3, SMAP-IB, SMOS-L3, and SMOS-IC SM, respectively. The error analysis reveals that TCA typically underestimated ASCAT errors while overestimated passive SM errors when considering ground-based evaluation as the benchmark. Moreover, TCA was found to have relatively less power to efficiently characterize SM errors in croplands when compared with other land cover types. This study validated TCA time-variant errors using ground measurements and compared TCA- and ground-based evaluation performances on a global scale. Our work arouses particular attention to the rescaling technique selection considered in TCA, which is crucial for accurately characterizing SM errors and efficiently using them in various hydrometeorological applications.

Reanalysis representation of low-level winds in the Antarctic near-coastal region

Abstract. Low-level easterly winds encircling Antarctica help drive coastal currents which modify transport of circumpolar deep water to ice shelves, and the formation and distribution of sea ice. Reanalysis datasets are especially important at high southern latitudes where observations are few. Here, we investigate the representation of the mean state and short-term variability of coastal easterlies in three recent reanalyses, ERA5, MERRA-2 and JRA-55. Reanalysed winds are compared with summertime marine near-surface wind observations from the Advanced Scatterometer (ASCAT) and surface and upper air measurements from coastal stations. Reanalysis coastal easterlies correlate highly with ASCAT (r= 0.91, 0.89 and 0.85 for ERA5, MERRA-2 and JRA-55, respectively) but notable wind speed biases are found close to the coastal margins, especially near complex orography and at high wind speeds. To characterise short-term variability, 12-hourly reanalysis and coastal station winds are composited using self-organising maps (SOMs), which cluster timesteps under similar synoptic and mesoscale influences. Reanalysis performance is sensitive to the flow configuration at stations near steep coastal slopes, where they fail to capture the magnitude of near-surface wind speed variability when synoptic forcing is weak and conditions favour katabatic forcing. ERA5 exhibits the best overall performance, has more realistic orography, and a more realistic jet structure and temperature profile. These results demonstrate the regime behaviour of Antarctica's coastal winds and indicate important features of the coastal winds which are not well characterised by reanalysis datasets.

Performance assessment of SM2RAIN-NWF using ASCAT soil moisture via supervised land cover-soil-climate classification

The SM2RAIN algorithm developed a simple analytical relationship by inverting the soil-water equation to estimate rainfall through the knowledge of soil moisture. The recently developed SM2RAIN-NWF algorithm offers an improvement in estimating rainfall by integrating the SM2RAIN algorithm and the net water flux (NWF) model. The Advanced Scatterometer (ASCAT) soil moisture products were used to estimate rainfall and evaluate the reliability of the SM2RAIN-NWF algorithm compared to the SM2RAIN on a national scale. Besides, the impact of Land cover-Soil texture-Climate (LSC) characteristics and the intensity of rainfall (four classes of intensity) on the performance of algorithms were discussed. Five performance metrics, including Correlation Coefficient (R), Kling–Gupta (KGE), Root Mean Square Error (RMSE), False Alarm Ration (FAR), and Probability of Detection (POD) were used to validate the estimated cumulative 5-, 14-, and 30-day rainfall. Furthermore, the effect of evapotranspiration (ET) and drainage terms were investigated in the performance of rainfall estimation through the SM2RAIN-NWF algorithm for the first time on a national scale. Results showed the rainfall estimations through the SM2RAIN-NWF algorithm improved approximately up to 7.5% in each accumulation (e.g. rainfall aggregation intervals (AGGR) 5 to 14 and 14 to 30) based on R and KGE indices. In addition, the SM2RAIN-NWF improved rainfall estimations up to 50% based on the KGE index in the southern half of Iran (arid and semi-arid climate) compared to the SM2RAIN estimates. The comprehensive evaluation and uncertainty analysis of rainfall estimations under the supervised classification of 11 LSC and 4 rainfall classes also showed the calibration of the SM2RAIN-NWF was highly affected by environmental and climatic circumstances. Uncertainty analysis showed the SM2RAIN-NWF algorithm can estimate rainfall more consistently in the five LSC classes namely 1) barren-clay loam-arid-desert, 2) barren-loam-arid-steppe, 3) barren-clay loam-arid-steppe, 4) urban-clay loam-arid-desert, and 5) urban-loam-arid-steppe. Similarly, estimating rainfall in the region with precipitation under 267 mm/year can be retrieved more reliably through the SM2RAIN-NWF algorithm. Results obtained from the ET analysis revealed an insignificant (<4%) effect of this term in improving the performance of the SM2RAIN-NWF algorithm. Also, the NWF equation confirmed the paramount role of the drainage term in enhancing the accuracy of rainfall estimates compared to the SM2RAIN method.

Assimilation of Backscatter Observations into a Hydrological Model: A Case Study in Belgium Using ASCAT Data

We investigated the possibilities of improving hydrological simulations by assimilating radar backscatter observations from the advanced scatterometer (ASCAT) in the hydrological model SCHEME using a calibrated water cloud model (WCM) as an observation operator. The WCM simulates backscatter based on soil moisture and vegetation data and can therefore be used to generate observation predictions for data assimilation. The study was conducted over two Belgian catchments with different hydrological regimes: the Demer and the Ourthe catchment. The main differences between the two catchments can be summarized in precipitation and streamflow levels, which are higher in the Ourthe. The data assimilation method adopted here was the ensemble Kalman filter (EnKF), whereby the uncertainty of the state estimate was described via the ensemble statistics. The focus was on the optimization of the EnKF, and possible solutions to address biases introduced by ensemble perturbations were investigated. The latter issue contributes to the fact that backscatter data assimilation only marginally improves the overall scores of the discharge simulations over the deterministic reference run, and only for the Ourthe catchment. These performances, however, considerably depend on the period considered within the 5 years of analysis. Future lines of research on bias correction, the data assimilation of soil moisture and backscatter data are also outlined.

Improving spatial resolution of satellite soil water index (SWI) maps under clear-sky conditions using a machine learning approach

One of the limitations of daily Soil Water Index (SWI) products obtained from satellite imagery is the low spatial resolution, limiting their precise applications. The purpose of this study was to present a machine learning based approach to improve the spatial resolution of the SWI obtained from the Advanced Scatterometer (ASCAT). Surface biophysical, topographic, and geographical properties (environmental parameters) maps of three field sites from the United States of America (USA), France, and Iran were prepared with a spatial resolution of 30, 1000 and 10,000 m and their effects on SWI were investigated. A SWI estimation model was constructed based on a Random Forest (RF) regression using effective environmental parameters and used to map SWI at 1,000 and 30 m spatial resolutions. The final SWI map with an improved spatial resolution was prepared after applying a correction due to a residual error. Finally, the efficiency of the proposed model was evaluated based on measured soil moisture (SM) data recorded at ground stations. The results showed that land surface temperature had the greatest effect on the spatial distribution of SWI. The impact of surface biophysical properties on the SWI was greater than topographical and geographical properties. The mean SWI error in USA, France, and Iran at spatial resolution of 10,000 (improved 1000 m) for warm season were 23.6 % (15.8 %), 14.2 % (9.8 %) and 10.7 % (7.4 %), respectively. These values for cold season were 27.9 % (17.2 %), 15.3 % (13.2 %) and 15.5 % (8.8 %), respectively. Mean of R2 and RMSE between measured SM values and SWI 10,000 m (1000 m and 30 m) were 0.13 (0.43 and 0.73) and 17.6 (12.1 and 7.2 %), respectively. These values for cold season were 0.10 (0.39, 0.67), and 20.7 (14.3, 7.2 %), respectively. The proposed machine learning based approach showed strong potential in improving the spatial resolution of SWI and giving the opportunity for various precise applications.

Evaluation of satellite and reanalysis estimates of surface and root-zone soil moisture in croplands of Jiangsu Province, China

High-quality and long-term surface soil moisture (SSM) and root-zone soil moisture (RZSM) data are critical for agricultural water management of Jiangsu province, which is a major agricultural province in China. However, few studies assessed the accuracy of SSM and RZSM datasets in croplands of Jiangsu province. The study addressed this gap by firstly using observations from ninety-one sites to assess thirteen satellite and model-based SSM products (Advanced Scatterometer (ASCAT), European Space Agency Climate Change Initiative (ESA CCI) Combined/Passive/Active, Soil Moisture and Ocean Salinity in version IC (SMOS-IC), Land Parameter Retrieval Model (LPRM) Advanced Microwave Scanning Radiometer 2 (AMSR2), Soil Moisture Active Passive (SMAP)-Multi-Temporal Dual-channel Algorithm (MTDCA)/Level 3 (L3)/Level 4 (L4)/SMAP-INRAE-BORDEAUX (IB)/Multi-channel Collaborative Algorithm (MCCA), the fifth generation of the land component of the European Centre for Medium-Range Weather Forecasts atmospheric reanalysis (ERA5-Land), and the Noah land surface model driven by Global Land Data Assimilation System (GLDAS-Noah)), and four RZSM products (ERA5-Land, GLDAS-Noah, SMAP-L4 and ESA CCI (retrieved using ESA CCI Combined SSM coupled with an exponential filter)). We also inter-compared time-invariant and time-variant Triple Collocation Analysis (TCA)-based R with in situ-based R calculated using SSM anomalies. Various evaluation strategies were compared using different groups of available sites and temporal samplings. Our results showed that the model-based and combined SSM products (i.e., ERA5-Land, SMAP-L4, ESA CCI Combined/Passive/Active, GLDAS-Noah, ASCAT) performed better than the other SSM products and ERA5-Land, SMAP-L4 and ESA CCI RZSM generally performed better than the GLDAS-Noah RZSM product with higher R. Similar performance rankings were observed among time-invariant and time-variant TCA-R and in situ-based R, in which the TCA-R values for all SSM datasets were higher than the in situ-based R as the representativeness errors of the in situ measurements may bias in situ-based R. The accuracy of the ESA CCI, GLDAS-Noah and ERA5-Land SSM products was expected to be enhanced by considering the water effect and high uncertainties were observed for MTDCA and SMAP-MCCA SSM over dense vegetation periods and regions. Also, it is important to select appropriate evaluation strategies to conduct the SSM and RZSM evaluations according to the situation as the available sites and temporal samplings may bias the evaluation results.

Improving the fusion of global soil moisture datasets from SMAP, SMOS, ASCAT, and MERRA2 by considering the non-zero error covariance

Surface soil moisture (SSM) estimates from different sources have distinct error characteristics. Multi-source data combination is an efficient way to obtain improved SSM data with reduced uncertainties. Previous data merging studies based on the linear weight averaging scheme rarely considered the impacts of data error covariance (EC) and usually needed a reference dataset, which can lead to suboptimal merging weights. This study applied the quadruple collocation (QC) to estimate EC and combine four SSM datasets simultaneously without the need for a reference. Specifically, two passive microwave satellite datasets (the L3 Soil Moisture Active Passive (SMAP)-V7 and the L3 Soil Moisture and Ocean Salinity -INRA-CESBIO (SMOS-IC)-V2), one active microwave dataset from the Advanced Scatterometer (ASCAT), and one model dataset from the Modern-Era Retrospective analysis for Research and Application, Version 2 (MERRA2) were combined. Generally, QC-based data combination reduced SSM data uncertainties with significantly reduced unbiased Root Mean Square Error (ubRMSE) scores against in situ observations and globally decreased fMSE scores. Moreover, in situ evaluation showed that the QC-based fusion products exhibited better skills than the Tripe Collocation (TC)-based products without considering EC. There were statistically significant differences in Pearson correlation coefficients and ubRMSE metric between the QC and TC -based products. Ignoring the EC between SMAPV7 and SMOS-ICV2 caused overestimations in their relative contributions to fusion data and degraded fusion accuracy. Specifically, the QC-based merging weight was reduced averagely by 0.27 (0.28) for SMAP (IC) when their error cross-correlation increased roughly from −0.42 to 0.9. This study can provide guidance for the generation of improved merged datasets at a global scale.

Evaluating Satellite Soil Moisture Datasets for Drought Monitoring in Australia and the South-West Pacific

Soil moisture (SM) is critical in monitoring the time-lagged impacts of agrometeorological drought. In Australia and several south-west Pacific Small Island Developing States (SIDS), there are a limited number of in situ SM stations that can adequately assess soil-water availability in a near-real-time context. Satellite SM datasets provide a viable alternative for SM monitoring and agrometeorological drought provision in these regions. In this study, we investigated the performance of Soil Moisture Active Passive (SMAP), Soil Moisture and Ocean Salinity (SMOS), Soil Moisture Operational Products System (SMOPS), SM from the Advanced Microwave Scanning Radiometer 2 (AMSR-2) and SM from the Advanced Scatterometer (ASCAT) over Australia and south-west Pacific SIDS. Products were first evaluated in Australia, given the presence of several in-situ SM monitoring stations and a state-of-the-art hydrological model—the Australian Water Resources Assessment Landscape modelling system (AWRA-L). We further investigated the accuracy of SM satellite datasets in Australia and the south-west Pacific through Triple Collocation analysis with two other SM reference datasets—ERA5 reanalysis SM data and model data from the Global Land Data Assimilation System (GLDAS) dataset. All datasets have differing observation periods ranging from 1911-now, with a common period of observations between 2015–2021. Results demonstrated that ASCAT and SMOS were consistently superior in their performance. Analysis in the six south-west Pacific SIDS indicated reduced performance for all products, with ASCAT and SMOS still performing better than others for most SIDS with median R values ranging between 0.3–0.9. We conducted a case study of the 2015 El Niño and Positive Indian Ocean Dipole-induced drought in Papua New Guinea. It was shown that ASCAT is a valuable dataset indicative of agrometeorological drought for the nation, highlighting the value of using satellite SM products to provide early warning of drought in data-sparse regions in the south-west Pacific.

Improving soil moisture assimilation efficiency via model calibration using SMAP surface soil moisture climatology information

To minimize systematic differences between soil moisture (SM) time series derived from remote sensing (RS) and land surface model (LSM), RS-based SM climatology information is typically discarded during land data assimilation (DA). However, recent studies have demonstrated that SM climatology estimates provided by L-band microwave RS retrievals can significantly outperform comparable estimates derived from LSMs. Consequently, neglecting a RS-based SM climatology may lead to degraded SM spatial patterns generated by land DA. Here, we propose a climatology-optimized SM DA framework, which first calibrates LSM parameters to leverage the RS SM climatology information. Next, multi-sensor RS SM retrievals are assimilated into the calibrated LSM using Ensemble Kalman Filter (EnKF). This framework is demonstrated using the Variable Infiltration Capacity (VIC) model and RS SM retrievals derived from the L-band Soil Moisture Active Passive (SMAP) and C-band Advanced SCATterometer (ASCAT) sensors. Here, both SMAP and ASCAT SM retrievals are assimilated into the VIC model after calibrating VIC to match spatial variations captured in the SMAP SM climatology. The DA SM results are validated using in-situ SM observations derived from 820 stations. Results show that SMAP-based SM climatology calibration directly improves the quality of SM spatial patterns estimated by VIC. In addition, the SMAP-based calibration also benefits our model-error representation and thereby yields better Kalman gains that improve temporal SM DA accuracy. Relative to typical DA approaches, this newly proposed DA framework improves both spatial (0.26 versus 0.51 (−)) and temporal correlations (0.48 versus 0.52 (−)) versus in-situ SM observations. In addition, SM improvements are effectively propagated into improved streamflow estimates – leading to an average increase of Nash and Sutcliffe coefficient from 0.74 to 0.76 (−). Overall, we demonstrate that RS SM climatology information is valuable for land DA and our climatology-optimized framework successfully retains such information to the benefit of land DA performance.

Towards constraining soil and vegetation dynamics in land surface models: Modeling ASCAT backscatter incidence-angle dependence with a Deep Neural Network

A Deep Neural Network (DNN) is used to estimate the Advanced Scatterometer (ASCAT) C-band microwave normalized backscatter (σ40o), slope (σ′) and curvature (σ″) over France. The Interactions between Soil, Biosphere and Atmosphere (ISBA) land surface model (LSM) is used to produce land surface variables (LSVs) that are input to the DNN. The DNN is trained to simulate σ40o, σ′ and σ″ from 2007 to 2016. The predictive skill of the DNN is evaluated during an independent validation period from 2017 to 2019. Normalized sensitivity coefficients (NSCs) are computed to study the sensitivity of ASCAT observables to changes in LSVs as a function of time and space. Model performance yields a near-zeros bias in σ40o and σ′. The domain-averaged values of ρ are 0.84 and 0.85 for σ40o and σ′, compared to 0.58 for σ″. The domain-averaged unbiased RMSE is 8.6% of the dynamic range for σ40o and 13% for σ′, with land cover having some impact on model performance. NSC results show that the DNN-based model could reproduce the physical response of ASCAT observables to changes in LSVs. Results indicated that σ40o is sensitive to surface soil moisture and LAI and that these sensitivities vary with time, and are highly dependent on land cover type. The σ′ was shown to be sensitive to LAI, but also to root zone soil moisture due to the dependence of vegetation water content on soil moisture. The DNN could potentially serve as an observation operator in data assimilation to constrain soil and vegetation water dynamics in LSMs.

Global estimation of above-ground biomass from spaceborne C-band scatterometer observations aided by LiDAR metrics of vegetation structure

The backscattered power recorded by a spaceborne scatterometer operating at C-band is sensitive to land surface parameters and is operationally used by some global remote sensing services, e.g., to estimate soil moisture. The estimation of forest variables, in particular above-ground biomass (AGB), from scatterometer data instead was seldom explored. Given the availability of multi-decadal sets of scatterometer observations from space, it is of interest to address the contribution of C-band scatterometer data to the quantification of carbon stocks stored in forests even if the spatial resolution of spaceborne scatterometers is very coarse. In this paper, we investigated the prospects of AGB estimation using backscatter observations by the MetOp Advanced SCATterometer (ASCAT) with a spatial resolution of 0.25°. For this study, ASCAT observations acquired in 2010 were used to be contemporary with AGB datasets selected to benchmark the performance of the estimation. A Water Cloud Model that integrates two allometric equations derived from spaceborne LiDAR data reproduced the relationship between observations of radar backscatter as a function of AGB. Estimates of AGB from individual observations were then combined with a weighted average to reduce uncertainties. Finally, a correction was introduced to compensate for the offset introduced by sloped terrain and surfaces not covered by woody vegetation on the AGB estimate of a pixel. Uncertainties associated with the scatterometer observations, and the modelling framework were propagated to obtain per-pixel values of the standard deviation of an AGB estimate. The proposed method explains much of the variance in AGB estimates when compared to measurements from inventory data (R2 = 0.72) and generated unbiased estimates globally (bias: −3.3 Mg⋅ha−1). Nonetheless, the discrepancy between estimated and plot-based AGB values tended to increase for decreasing biomass level from 20% to 60% of the reference AGB level. A further assessment related to global stocks indicated that the value estimated from the scatterometer dataset (596 Pg, 95% of which 563 Pg stored in forest land) was in line with two published estimates based on forest inventory data only (571 Pg and 600 Pg, respectively). Despite the coarse spatial resolution, our results indicate that C-band scatterometer observations from space can contribute to the characterization of terrestrial biomass pools. The record of observations starting in the early 1990s may provide an unprecedented way to look at long-term forest dynamics as well as to constrain the strength of carbon-climate cycle feedback simulated by Earth System models.

The influence of vegetation water dynamics on the ASCAT backscatter–incidence angle relationship in the Amazon

Abstract. Microwave observations are sensitive to plant water content and could therefore provide essential information on biomass and plant water status in ecological and agricultural applications. The combined data record of the C-band scatterometers on the European Remote-Sensing Satellites (ERS)-1/2, the Metop (Meteorological Operational satellite) series, and the planned Metop Second Generation satellites will span over 40 years, which would provide a long-term perspective on the role of vegetation in the climate system. Recent research has indicated that the unique viewing geometry of the Advanced SCATterometer (ASCAT) could be exploited to observe vegetation water dynamics. The incidence angle dependence of backscatter can be described with a second order polynomial, the slope and curvature of which are related to vegetation. In a study limited to grasslands, seasonal cycles, spatial patterns, and interannual variability in the slope and curvature were found to vary among grassland types and were attributed to differences in moisture availability, growing season length and phenological changes. To exploit ASCAT slope and curvature for global vegetation monitoring, their dynamics over a wider range of vegetation types needs to be quantified and explained in terms of vegetation water dynamics. Here, we compare ASCAT data with meteorological data and GRACE equivalent water thickness (EWT) to explain the dynamics of ASCAT backscatter, slope, and curvature in terms of moisture availability and demand. We consider differences in the seasonal cycle, diurnal differences, and the response to the 2010 and 2015 droughts across ecoregions in the Amazon basin and surroundings. Results show that spatial and temporal patterns in backscatter reflect moisture availability indicated by GRACE EWT. Slope and curvature dynamics vary considerably among the ecoregions. The evergreen forests, often used as a calibration target, exhibit very stable behavior, even under drought conditions. The limited seasonal variation follows changes in the radiation cycle and may indicate phenological changes such as litterfall. In contrast, the diversity of land cover types within the Cerrado region results in considerable heterogeneity in terms of the seasonal cycle and the influence of drought on both slope and curvature. Seasonal flooding in forest and savanna areas also produced a distinctive signature in terms of the backscatter as a function of incidence angle. This improved understanding of the incidence angle behavior of backscatter increases our ability to interpret and make optimal use of the ASCAT data record and vegetation optical depth products for vegetation monitoring.

A Neural Network Method for Retrieving Sea Surface Wind Speed for C-Band SAR

Based on the Ocean Projection and Extension neural Network (OPEN) method, a novel approach is proposed to retrieve sea surface wind speed for C-band synthetic aperture radar (SAR). In order to prove the methodology with a robust dataset, five-year normalized radar cross section (NRCS) measurements from the advanced scatterometer (ASCAT), a well-known side-looking radar sensor, are used to train the model. In situ wind data from direct buoy observations, instead of reanalysis wind data or model results, are used as the ground truth in the OPEN model. The model is applied to retrieve sea surface winds from two independent data sets, ASCAT and Sentinel-1 SAR data, and has been well-validated using buoy measurements from the National Oceanic and Atmospheric Administration (NOAA) and China Meteorological Administration (CMA), and the ASCAT coastal wind product. The comparison between the OPEN model and four C-band model (CMOD) versions (CMOD4, CMOD-IFR2, CMOD5.N, and CMOD7) further indicates the good performance of the proposed model for C-band SAR sensors. It is anticipated that the use of high-resolution SAR data together with the new wind speed retrieval method can provide continuous and accurate ocean wind products in the future.

Decadal Changes in Greenland Ice Sheet Firn Aquifers from Radar Scatterometer

Surface meltwater runoff is believed to be the main cause of the alarming mass loss in the Greenland Ice Sheet (GrIS); however, recent research has shown that a large amount of meltwater is not directly drained or refrozen but stored in the form of firn aquifers (FAs) in the interior of the GrIS. Monitoring the changes in FAs over the GrIS is of great importance to evaluate the stability and mass balance of the ice sheet. This is challenging because FAs are not visible on the surface and the direct measurements are lacking. A new method is proposed to map FAs during the 2010–2020 period by using the C-band Advanced Scatterometer (ASCAT) data based on the Random Forests classification algorithm with the aid of measurements from the NASA Operation IceBridge (OIB) program. Melt days (MD), melt intensity (MI), and winter mean backscatter (WM) parameters derived from the ASCAT data are used as the input vectors for the Random Forests classification algorithm. The accuracy of the classification model is assessed by ten-fold cross-validation, and the overall accuracy and Kappa coefficient are 97.49% and 0.72 respectively. The results show that FAs reached the maximum in 2015, and the accumulative area of FAs from 2010 to 2020 is 56,477 km2, which is 3.3% of the GrIS area. This study provides a way to investigate the long-term dynamics in FAs which have great significance for understanding the state of subsurface firn and subglacial hydrological systems.

Impacts of Assimilating CYGNSS Satellite Ocean-Surface Wind on Prediction of Landfalling Hurricanes with the HWRF Model

This study examines the impacts of assimilating ocean-surface winds derived from the NASA Cyclone Global Navigation Satellite System (CYGNSS) on improving the short-range numerical simulations and forecasts of landfalling hurricanes using the NCEP operational Hurricane Weather Research and Forecasting (HWRF) model. A series of data assimilation experiments are performed using HWRF and a Gridpoint Statistical Interpolation (GSI)-based hybrid 3-dimensional ensemble-variational (3DEnVar) data assimilation system. The influence of CYGNSS data on hurricane forecasts is compared with that of Advanced Scatterometer (ASCAT) wind products that have already been assimilated into the HWRF forecast system in a series of assimilation experiments. The effects of different versions of CYGNSS data (V2.1 vs. V3.0) on hurricane forecasts are evaluated. The results indicate that CYGNSS ocean-surface wind can lead to improved numerical simulations and forecasts of hurricane track and intensity, asymmetric wind structure, and precipitation. The impacts of CYGNSS on hurricane forecasts are comparable and complementary to the operational use of ASCAT satellite data products. The dependence of the relative impacts of different versions of CYGNSS data on optimal thinning distances is evident.

Analysis of short-term soil moisture effects on the ASCAT backscatter-incidence angle dependence

The incidence angle dependence of C-band backscatter is strongly affected by the presence of vegetation in the sensor footprint. Many studies have shown the suitability of this dependence for studying and monitoring vegetation dynamics. However, short-term dynamics in the backscatter-incidence angle dependence remain unexplained and indicate that secondary effects might be superimposed on the vegetation component. In this study, we hypothesize that the observed short-term dynamics are caused by soil moisture. We investigate the effect by exploring relationships between the slope of the backscatter-incidence angle dependence (σ′) from the Advanced Scatterometer (ASCAT) and soil moisture, rainfall, temperature, and leaf area index. We carry out the analysis over six study regions in Portugal, Austria, and Russia with different climate, land cover, and vegetation cycles. Our results indicate that soil moisture has an effect on σ′. Spearman correlations of σ′ anomalies with soil moisture anomalies are stronger than with any other variable in most study regions and range from −0.38 to −0.70. Even when accounting for effects of water on canopy, correlations between σ′ and soil moisture remain relatively strong, ranging from −0.14 to −0.46. These results confirm the presence of secondary effects in the dynamic σ′, which need to be corrected for when applying σ′ in studies of vegetation dynamics. A correction may be achieved by the application of a suitable smoothing on σ′ (i.e., removing high frequency signal components), by masking observations taken under wet conditions, or by the use of models that explicitly account for the effect of soil moisture on σ′.

Widespread occurrence of anomalous C-band backscatter signals in arid environments caused by subsurface scattering

Backscatter measured by scatterometers and Synthetic Aperture Radars is sensitive to the dielectric properties of the soil and normally increases with increasing soil moisture content. However, when the soil is dry, the radar waves penetrate deeper into the soil, potentially sensing subsurface scatterers such as near-surface rocks and stones. In this paper we propose an exponential model to describe the impact of such subsurface scatterers on C-Band backscatter measurements acquired by the Advanced Scatterometer (ASCAT) on board of the METOP satellites. The model predicts an increase of the subsurface scattering contributions with decreasing soil wetness that may counteract the signal from the soil surface. This may cause anomalous backscatter signals that deteriorate soil moisture retrievals from ASCAT. We test whether this new model is able to explain ASCAT observations better than a bare soil backscatter model without a subsurface scattering term, using k-fold cross validation and the Bayesian Information Criterion for model selection. We find that arid landscapes with Leptosols and Arenosols represent ideal environmental conditions for the occurrence of subsurface scattering. Nonetheless, subsurface scattering may also become important in more humid environments during dry spells. We conclude that subsurface scattering is a widespread phenomenon that (i) needs to be accounted for in active microwave soil moisture retrievals and (ii) has a potential for soil mapping, particularly in arid and semi-arid environments.

Wind speed retrieval from Chinese Gaofen-3 synthetic aperture radar using an analytical approach in the nearshore waters of China’s seas

ABSTRACT Empirical wind-retrieval algorithms for synthetic aperture radar (SAR), such as the geophysical model function (GMF) CMOD5N in the C-Band, are currently well developed. The retrieval accuracy of GMFs, however, is lower in the presence of marine phenomena such as oceanic fronts and mesoscale eddies, making SAR wind retrieval challenging under these conditions. In this study, we proposed a scheme for wind retrieval from Chinese Gaofen-3 (GF-3) SAR images using an analytical approach to obtain the wind speed in the nearshore waters of China’s seas. Approximately 300 images were acquired from 2018 to 2021 in the copolarization channels [vertical–vertical (VV) and horizontal–horizontal (HH)]. The images were collocated with the measurements from the Advanced Scatterometer (ASCAT) and the Chinese Haiyang-2B (HY-2B) scatterometer. Our analytical approach was based on the Bragg resonant and non-Bragg (NB) scattering model for the calculation of the normalized radar backscatter cross-section (NRCS), which accounted for the influence of wave-current interactions and breaking waves in nearshore waters. We used the sea surface currents obtained from the HYbrid Coordinate Ocean Model (HYCOM) to simulate the Bragg resonant roughness. We derived the contribution of the NB breaking waves from the SAR-measured NRCS values in both the VV and HH channels. By comparing the retrieval results obtained using the analytical approach with the scatterometer products, we concluded that the root mean square error (RMSE) of the wind speed was 2.01 m s−1 with a 0.91 correlation coefficient (COR), which was less than the 2.93 m s−1 RMSE and 0.72 COR for the GMF CMOD5N. The variation in the bias of the HYCOM currents was approximately 1 m s−1 for current speeds greater than 0.3 m s−1. These findings verified the stability of the analytical approach for SAR wind retrieval in complex sea states.

Impacts of Climate Oscillation on Offshore Wind Resources in China Seas

The long-term stability and sustainability of offshore wind energy resources are very important for wind energy exploration. In this study, the Cyclostationary Empirical Orthogonal Function (CSEOF) method, which can determine the time varying spatial distributions and long-term fluctuations in the cyclostationary geophysical process, was adopted to investigate the geographical and temporal variability of offshore wind resources in China Seas. The CSEOF analysis was performed on wind speeds at 70 m height above the sea surface from a validated combined Quick Scatterometer (QuikSCAT) and Advanced Scatterometer (ASCAT) wind product (2000–2016) with high spatial resolution of 12.5 km, and Climate Forecast System Reanalysis (CFSR) wind data (1979–2016) with a grid size of 0.5° × 0.5°. The decomposition results of the two datasets indicate that the first CSEOF mode represents the variability of wind annual cycle signal and contributes 77.7% and 76.5% to the wind energy variability, respectively. The principal component time series (PCTS) shows an interannual variability of annual wind cycle with a period of 3–4 years. The second mode accounts for 4.3% and 4.7% of total wind speed variability, respectively, and captures the spatiotemporal contribution of El Niño Southern Oscillation (ENSO) on regional wind energy variability. The correlations between the mode-2 PCTS of scatterometer or CFSR winds and the Southern Oscillation Index (SOI) are greater than 0.7, illustrating that ENSO has a significant impact on China’s offshore wind resources. Moreover, the mode-1 or mode-2 spatial pattern of CFSR winds is basically consistent with that of scatterometer data, but CFSR underestimates the temporal variability of annual wind speed cycle and the spatial changes of wind speed related to ENSO. Compared with reanalysis data, scatterometer winds always demonstrate a finer structure of wind energy variability due to their higher spatial resolution. For ENSO events with different intensities, the impact of ENSO on regional wind resources varies with time and space. In general, El Niño has reduced wind energy in most regions of China Seas except for the Bohai Sea and Beibu Bay, while La Niña has strengthened the winds in most areas except for the Bohai Sea and southern South China Sea.