Action Unit Recognition Research Articles

A Dynamic Texture-Based Approach to Recognition of Facial Actions and Their Temporal Models

In this work, we propose a dynamic texture-based approach to the recognition of facial Action Units (AUs, atomic facial gestures) and their temporal models (i.e., sequences of temporal segments: neutral, onset, apex, and offset) in near-frontal-view face videos. Two approaches to modeling the dynamics and the appearance in the face region of an input video are compared: an extended version of Motion History Images and a novel method based on Nonrigid Registration using Free-Form Deformations (FFDs). The extracted motion representation is used to derive motion orientation histogram descriptors in both the spatial and temporal domain. Per AU, a combination of discriminative, frame-based GentleBoost ensemble learners and dynamic, generative Hidden Markov Models detects the presence of the AU in question and its temporal segments in an input image sequence. When tested for recognition of all 27 lower and upper face AUs, occurring alone or in combination in 264 sequences from the MMI facial expression database, the proposed method achieved an average event recognition accuracy of 89.2 percent for the MHI method and 94.3 percent for the FFD method. The generalization performance of the FFD method has been tested using the Cohn-Kanade database. Finally, we also explored the performance on spontaneous expressions in the Sensitive Artificial Listener data set.

Facial Action Unit Recognition by Exploiting Their Dynamic and Semantic Relationships

A system that could automatically analyze the facial actions in real time has applications in a wide range of different fields. However, developing such a system is always challenging due to the richness, ambiguity, and the dynamic nature of facial actions. Although a number of research groups attempt to recognize facial action units (AUs) by either improving facial feature extraction techniques, or the AU classification techniques, these methods often recognize AUs or certain AU combinations individually and statically, ignoring the semantic relationships among AUs and the dynamics of AUs. Hence, these approaches cannot always recognize AUs reliably, robustly, and consistently. In this paper, we propose a novel approach that systematically accounts for the relationships among AUs and their temporal evolutions for AU recognition. Specifically, we use a dynamic Bayesian network (DBN) to model the relationships among different AUs. The DBN provides a coherent and unified hierarchical probabilistic framework to represent probabilistic relationships among various AUs and to account for the temporal changes in facial action development. Within our system, robust computer vision techniques are used to obtain AU measurements. And such AU measurements are then applied as evidence to the DBN for inferring various AUs. The experiments show that the integration of AU relationships and AU dynamics with AU measurements yields significant improvement of AU recognition, especially for spontaneous facial expressions and under more realistic environment including illumination variation, face pose variation, and occlusion.

Texture and shape information fusion for facial expression and facial action unit recognition

A novel method based on fusion of texture and shape information is proposed for facial expression and Facial Action Unit (FAU) recognition from video sequences. Regarding facial expression recognition, a subspace method based on Discriminant Non-negative Matrix Factorization (DNMF) is applied to the images, thus extracting the texture information. In order to extract the shape information, the system firstly extracts the deformed Candide facial grid that corresponds to the facial expression depicted in the video sequence. A Support Vector Machine (SVM) system designed on an Euclidean space, defined over a novel metric between grids, is used for the classification of the shape information. Regarding FAU recognition, the texture extraction method (DNMF) is applied on the differences images of the video sequence, calculated taking under consideration the neutral and the expressive frame. An SVM system is used for FAU classification from the shape information. This time, the shape information consists of the grid node coordinate displacements between the neutral and the expressed facial expression frame. The fusion of texture and shape information is performed using various approaches, among which are SVMs and Median Radial Basis Functions (MRBFs), in order to detect the facial expression and the set of present FAUs. The accuracy achieved using the Cohn–Kanade database is 92.3% when recognizing the seven basic facial expressions (anger, disgust, fear, happiness, sadness, surprise and neutral), and 92.1% when recognizing the 17 FAUs that are responsible for facial expression development.

Dynamics of facial expression: recognition of facial actions and their temporal segments from face profile image sequences

Automatic analysis of human facial expression is a challenging problem with many applications. Most of the existing automated systems for facial expression analysis attempt to recognize a few prototypic emotional expressions, such as anger and happiness. Instead of representing another approach to machine analysis of prototypic facial expressions of emotion, the method presented in this paper attempts to handle a large range of human facial behavior by recognizing facial muscle actions that produce expressions. Virtually all of the existing vision systems for facial muscle action detection deal only with frontal-view face images and cannot handle temporal dynamics of facial actions. In this paper, we present a system for automatic recognition of facial action units (AUs) and their temporal models from long, profile-view face image sequences. We exploit particle filtering to track 15 facial points in an input face-profile sequence, and we introduce facial-action-dynamics recognition from continuous video input using temporal rules. The algorithm performs both automatic segmentation of an input video into facial expressions pictured and recognition of temporal segments (i.e., onset, apex, offset) of 27 AUs occurring alone or in a combination in the input face-profile video. A recognition rate of 87% is achieved.

Automatic recognition of eye blinking in spontaneously occurring behavior.

Previous research in automatic facial expression recognition has been limited to recognition of gross expression categories (e.g., joy or anger) in posed facial behavior under well-controlled conditions (e.g., frontal pose and minimal out-of-plane head motion). We have developed a system that detects a discrete and important facial action (e.g., eye blinking) in spontaneously occurring facial behavior that has been measured with a nonfrontal pose, moderate out-of-plane head motion, and occlusion. The system recovers three-dimensional motion parameters, stabilizes facial regions, extracts motion and appearance information, and recognizes discrete facial actions in spontaneous facial behavior. We tested the system in video data from a two-person interview. The 10 subjects were ethnically diverse, action units occurred during speech, and out-of-plane motion and occlusion from head motion and glasses were common. The video data were originally collected to answer substantive questions in psychology and represent a substantial challenge to automated action unit recognition. In analysis of blinks, the system achieved 98% accuracy.