Abstract

An unbiased, widely accepted estimate of the rate of occurrence of new cases of autism over time would facilitate progress in understanding the causes of autism. The same may also apply to other disorders. While incidence is a widely used measure of occurrence, birth prevalence-the proportion of each birth year cohort with the disorder-is the appropriate measure for disorders and diseases of early childhood. Studies of autism epidemiology commonly speculate that estimates showing strong increases in rate of autism cases result from an increase in diagnosis rates rather than a true increase in cases. Unfortunately, current methods are not sufficient to provide a definitive resolution to this controversy. Prominent experts have written that it is virtually impossible to solve. This paper presents a novel method, time-to-event birth prevalence estimation (TTEPE), to provide accurate estimates of birth prevalence properly adjusted for changing diagnostic factors. It addresses the shortcomings of prior methods. TTEPE is based on well-known time-to-event (survival) analysis techniques. A discrete survival process models the rates of incident diagnoses by birth year and age. Diagnostic factors drive the probability of diagnosis as a function of the year of diagnosis. TTEPE models changes in diagnostic criteria, which can modify the effective birth prevalence when new criteria take effect. TTEPE incorporates the development of diagnosable symptoms with age. General-purpose optimization software estimates all parameters, forming a non-linear regression. The paper specifies all assumptions underlying the analysis and explores potential deviations from assumptions and optional additional analyses. A simulation study shows that TTEPE produces accurate parameter estimates, including trends in both birth prevalence and the probability of diagnosis in the presence of sampling effects from finite populations. TTEPE provides high power to resolve small differences in parameter values by utilizing all available data points.

Highlights

  • An unbiased, widely accepted estimate of the rate of occurrence of new cases of autism over time would facilitate progress in understanding what causes autism

  • The ADDM reports show a strong trend in birth prevalence by birth year and speculate that the observed increase may result from various factors other than a true increase [3,4,5,6,7,8,9,10,11]

  • The authors found a sharp increase in cumulative incidence by birth year, approximating birth prevalence, and suggested that the increase may result from factors such as increasing awareness or broadening diagnostic criteria rather than a true increase [12]

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Summary

Introduction

Widely accepted estimate of the rate of occurrence of new cases of autism over time would facilitate progress in understanding what causes autism. Diagnostic criteria specify the set of symptoms that qualify an individual for a diagnosis [29, 30] and can affect the effective birth prevalence of each birth cohort. The TTEPE method is designed to produce valid, accurate estimates of birth prevalence properly separated from the effects of diagnostic factors and diagnostic criteria. TTEPE extends established time-to-event or survival analysis to model the effects of diagnostic factors and diagnostic criteria on rates of incident diagnoses by age and year of diagnosis. It estimates birth prevalence over multiple cohorts. The method presentation depicts the assumed causal paths, derives the model’s formulas, lists the assumptions underlying the analysis, discusses potential violations of the assumptions, and presents validation of the method via simulation, followed by a discussion

Background and literature review
Method details
Findings
Discussion
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