Supramolecular Aggregates of Azobenzene Phospholipids and Related Compounds in Bilayer Assemblies and Other Microheterogeneous Media: Structure, Properties, and Photoreactivity1

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A number of phosphatidyl choline derivatives containing trans-azobenzene units in the fatty ester backbone have been synthesized and studied in aqueous dispersions both pure and in the presence of saturated and unsaturated phospholipids. The structures of the assemblies formed have been investigated by microcalorimetry, dynamic light scattering, cryo-transmission electron microscopy, and reagent entrapment. While many of the mixed phospholipid dispersions give evidence for the formation of small unilamellar vesicles, the aqueous dispersions of pure azobenzene phospholipids (APL's) give evidence for several different structures, including relatively large plates in at least one case. The azobenzenes show strong evidence of “H” aggregate formation both in the pure and mixed dispersions. The aggregation number has been estimated for several of the APL's and found to be typically 3 or a multiple thereof. On the basis of simulations and studies with similar stilbene phospholipids as well as on the strong induced circular dichroism signals observed for the aggregate, we infer a chiral “pinwheel” unit aggregate structure similar to that found for several aromatics. The azobenzenes in the aqueous dispersions have been found to photoisomerize to give cis-rich photostationary states; the cis-azobenzenes show no evidence for aggregation and no induced circular dichroism. The cis-azobenzenes can be isomerized back to the trans either by irradiation or by thermal paths. Mixed aqueous dispersions of trans-APL's with saturated or unsaturated phospholipids can be prepared which entrap the fluorescent dye carboxyfluorescein (CF) under conditions where the CF fluorescence is very low due to self-quenching. By varying the APL/host phospholipid ratio the azobenzene can be aggregate, monomer, or dimer. In cases where the azobenzene is monomer or dimer, irradiation produces complete isomerization but little “leakage” of CF from the vesicle interior. In contrast, where the azobenzene is predominantly aggregate, irradiation results in both photoisomerization and reagent release. That photoisomerization in the latter case can result in “catastrophic” destruction of the vesicle can also be shown by cryo-transmission electron microscopy.