Abstract

The streaming instability (SI) is a leading candidate for planetesimal formation, which can concentrate solids through two-way aerodynamic interactions with the gas. The resulting concentrations can become sufficiently dense to collapse under particle self-gravity, forming planetesimals. Previous studies have carried out large parameter surveys to establish the critical particle to gas surface density ratio (Z), above which SI-induced concentration triggers planetesimal formation. The threshold Z depends on the dimensionless stopping time (τ s , a proxy for dust size). However, these studies neglected both particle self-gravity and external turbulence. Here, we perform 3D stratified shearing box simulations with both particle self-gravity and turbulent forcing, which we characterize via a turbulent diffusion parameter, α D. We find that forced turbulence, at amplitudes plausibly present in some protoplanetary disks, can increase the threshold Z by up to an order of magnitude. For example, for τ s = 0.01, planetesimal formation occurs when Z ≳ 0.06, ≳0.1, and ≳0.2 at α D = 10−4, 10−3.5, and 10−3, respectively. We provide a single fit to the critical Z required for the SI to work as a function of α D and τ s (although limited to the range τ s = 0.01–0.1). Our simulations also show that planetesimal formation requires a mid-plane particle-to-gas density ratio that exceeds unity, with the critical value being largely insensitive to α D. Finally, we provide an estimation of particle scale height that accounts for both particle feedback and external turbulence.

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