Abstract

Neuronal activity is markedly different across brain states: it varies from desynchronized activity during wakefulness to the synchronous alternation between active and silent states characteristic of deep sleep. Surprisingly, limited attention has been paid to investigating how brain states affect sensory processing. While it was long assumed that the brain was mostly disconnected from external stimuli during sleep, an increasing number of studies indicates that sensory stimuli continue to be processed across all brain states—albeit differently. In this review article, we first discuss what constitutes a brain state. We argue that—next to global, behavioral states such as wakefulness and sleep—there is a concomitant need to distinguish bouts of oscillatory dynamics with specific global/local activity patterns and lasting for a few hundreds of milliseconds, as these can lead to the same sensory stimulus being either perceived or not. We define these short-lasting bouts as micro-states. We proceed to characterize how sensory-evoked neural responses vary between conscious and nonconscious states. We focus on two complementary aspects: neuronal ensembles and inter-areal communication. First, we review which features of ensemble activity are conducive to perception, and how these features vary across brain states. Properties such as heterogeneity, sparsity and synchronicity in neuronal ensembles will especially be considered as essential correlates of conscious processing. Second, we discuss how inter-areal communication varies across brain states and how this may affect brain operations and sensory processing. Finally, we discuss predictive coding (PC) and the concept of multi-level representations as a key framework for understanding conscious sensory processing. In this framework the brain implements conscious representations as inferences about world states across multiple representational levels. In this representational hierarchy, low-level inference may be carried out nonconsciously, whereas high levels integrate across different sensory modalities and larger spatial scales, correlating with conscious processing. This inferential framework is used to interpret several cellular and population-level findings in the context of brain states, and we briefly compare its implications to two other theories of consciousness. In conclusion, this review article, provides foundations to guide future studies aiming to uncover the mechanisms of sensory processing and perception across brain states.

Highlights

  • There have been many proposals to ground consciousness on brain processes, and in behavior and the external environment (e.g., O’Regan and Noë, 2001); because this review article deals with sensory processing in neural systems, we focus on theories of consciousness which attempt to explain which properties of neural systems may give rise to conscious processing (Pennartz, 2018)

  • We can conclude that what characterizes brain states capable of sustaining conscious sensory processing is the presence of an intermediate level of desynchronization

  • We refer to this condition as ‘‘sparse synchrony.’’ This corresponds to a micro-state in which the strong level of synchrony present in nonconscious states such as NREM sleep and anesthesia is lost, but specific forms of integrated activity remain possible

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Summary

INTRODUCTION

Experiments in head-fixed rodents have recently enabled researchers to uncover several microcircuit-level principles underpinning sensory processing, to a degree of characterization that is not achievable in other mammals—thanks to techniques such as ensemble recordings, two-photon imaging and optogenetics (Denk et al, 1990; Wilson and McNaughton, 1993; Bernstein and Boyden, 2011; Vinck et al, 2015b) For this reason, we will focus on in vivo studies on rodent cortical physiology, and extend these results to the human case. The typical electrophysiological and behavioral markers of the presence/absence of consciousness are present in both rodents and humans (Seth et al, 2005; Storm et al, 2017), and there is a strong anatomical homology between rodent and human brains All of this suggests that rodents possess the key requirements to sustain conscious processing, and enable to investigate the underlying neuronal mechanisms

WHAT DEFINES A BRAIN STATE?
The Strange Nature of Wakefulness
An Updated Definition of Brain States
Local slow oscillations in neocortical circuits
THE NEURONAL BASIS OF CONSCIOUS SENSORY PROCESSING
The Predictive Coding Account of Conscious Sensory Processing
Findings
DISCUSSION AND CONCLUSION
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