Rigorous analysis of optical forces in dielectric structures based on the Minkowski-Helmholtz formula

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Optical forces in dielectric structures are typically analyzed by utilizing either the Maxwell stress tensor or energy-based methods from which they can be derived by means of the eigenfrequencies and the effective refractive indices involved. While the equivalence of these two methods has been discussed in several studies, it would seem that a general electrodynamic proof of this aspect is still lacking. In this work, we provide a rigorous electrodynamic derivation based on the Minkowski-Helmholtz formula and the electromagnetic variation theorem, from which one can directly conclude that under Hermitian conditions these two approaches are formally equivalent to each other. The results of our study universally apply to any dielectric waveguide or cavity configuration. In addition, this methodology can be employed in graded index systems that do not exhibit sharp interfaces. Importantly, our analysis offers a straightforward route for predicting optical forces in a variety of photonic arrangements, including dielectric scatterers and multielement array configurations.