Abstract

BackgroundDespite advances in sophisticated robotic hands, intuitive control of and sensory feedback from these prostheses has been limited to only 3-degrees-of-freedom (DOF) with 2 sensory percepts in closed-loop control. A Utah Slanted Electrode Array (USEA) has been used in the past to provide up to 81 sensory percepts for human amputees. Here, we report on the advanced capabilities of multiple USEAs implanted in the residual peripheral arm nerves of human amputees for restoring control of 5 DOF and sensation of up to 131 proprioceptive and cutaneous hand sensory percepts. We also demonstrate that USEA-restored sensory percepts provide a useful source of feedback during closed-loop virtual prosthetic hand control.MethodsTwo 100-channel USEAs were implanted for 4–5 weeks, one each in the median and ulnar arm nerves of two human subjects with prior long-duration upper-arm amputations. Intended finger and wrist positions were decoded from neuronal firing patterns via a modified Kalman filter, allowing subjects to control many movements of a virtual prosthetic hand. Additionally, USEA microstimulation was used to evoke numerous sensory percepts spanning the phantom hand. Closed-loop control was achieved by stimulating via an electrode of the ulnar-nerve USEA while recording and decoding movement via the median-nerve USEA.ResultsSubjects controlled up to 12 degrees-of-freedom during informal, ‘freeform’ online movement decode sessions, and experienced up to 131 USEA-evoked proprioceptive and cutaneous sensations spanning the phantom hand. Independent control was achieved for a 5-DOF real-time decode that included flexion/extension of the thumb, index, middle, and ring fingers, and the wrist. Proportional control was achieved for a 4-DOF real-time decode. One subject used a USEA-evoked hand sensation as feedback to complete a 1-DOF closed-loop virtual-hand movement task. There were no observed long-term functional deficits due to the USEA implants.ConclusionsImplantation of high-channel-count USEAs enables multi-degree-of-freedom control of virtual prosthetic hand movement and restoration of a rich selection of both proprioceptive and cutaneous sensory percepts spanning the hand during the short 4–5 week post-implant period. Future USEA use in longer-term implants and in closed-loop may enable restoration of many of the capabilities of an intact hand while contributing to a meaningful embodiment of the prosthesis.

Highlights

  • Despite advances in sophisticated robotic hands, intuitive control of and sensory feedback from these prostheses has been limited to only 3-degrees-of-freedom (DOF) with 2 sensory percepts in closed-loop control

  • We have demonstrated that recording and stimulation via multiple Utah Slanted Electrode Array (USEA) implanted in the peripheral arm nerves 3 of human amputees can provide subjects with both 1) simultaneous proportional movement control of the digits and wrist of a virtual prosthesis; and 2) a rich selection of proprioceptive and cutaneous sensations spanning the phantom hand

  • Our achievement of a 5-DOF decode and 131 USEA-evoked cutaneous and proprioceptive percepts exceeds what has previously been accomplished with neural implants in the peripheral nerves of transradial amputees

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Summary

Introduction

Despite advances in sophisticated robotic hands, intuitive control of and sensory feedback from these prostheses has been limited to only 3-degrees-of-freedom (DOF) with 2 sensory percepts in closed-loop control. We report on the advanced capabilities of multiple USEAs implanted in the residual peripheral arm nerves of human amputees for restoring control of 5 DOF and sensation of up to 131 proprioceptive and cutaneous hand sensory percepts. The Utah Electrode Array (UEA) has been previously implanted in the distal median nerve of an intact individual and used to provide 1-DOF decode and limited sensory feedback in a closed-loop interface [11, 12]. It is unclear if such an approach would work on transradial amputees who have modified physiology in their residual arm. A recent closed-loop system has been demonstrated in which an amputee achieved 3-DOF control of a prosthetic hand using surface electromyography (sEMG) for motor control and transverse intra-fascicular multichannel electrodes (TIMEs) implanted in residual arm nerves to provide sensory feedback in two phantom-hand locations [13]

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